Customers Bancorp, Inc. — Director's Dealing 2017

Sep 22, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Customers Bancorp, Inc. (CUBI)
CIK: 0001488813
Period of Report: 2017-09-20

Reporting Person: Ehst Richard A (President & COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-09-20	Common Stock	M	7856	$12.78	Acquired	141817	Direct
2017-09-20	Common Stock	F	4628	$30.04	Disposed	137189	Direct
2017-09-20	Common Stock	M	109489	$12.78	Acquired	246678	Direct
2017-09-20	Common Stock	F	77117	$30.04	Disposed	169561	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-09-20	Employee Stock Option (right to buy)	$12.78	M	7856	Disposed	2022-09-20	Common Stock (7856)	Direct
2017-09-20	Employee Stock Option (right to buy)	$12.78	M	109489	Disposed	2022-09-20	Common Stock (109489)	Direct

Footnotes

F1: Stock Options exercised.

F2: Includes 41,978 Restricted Stock Units.

F3: Represents a "net exercise" of outstanding Stock Options. The reporting person received 3,228 shares of common stock on net exercise of Stock Options to purchase 7,856 shares of common stock. 3,329 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 1,299 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04.

F4: Represents a "net exercise" of outstanding Stock Options. The reporting person received 32,372 shares of common stock on net exercise of Stock Options to purchase 109,489 shares of common stock. 46,398 shares of common stock underlying the Stock Options were withheld in satisfaction of the exercise price and 30,719 shares of common stock underlying the Stock Options were withheld in satisfaction of tax liability, using the closing price at September 20, 2017 of $30.04.