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Customers Bancorp, Inc. — Director's Dealing 2017
Dec 8, 2017
31595_dirs_2017-12-08_07effb9c-55e7-4e0a-8b3b-bd86a5067921.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Customers Bancorp, Inc. (CUBI)
CIK: 0001488813
Period of Report: 2017-12-08
Reporting Person: Burkey Rick (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-08 | Common Stock | X | 5000 | $21.38 | Acquired | 40919 | Direct |
| 2017-12-08 | Common Stock | X | 1413 | $21.38 | Acquired | 42332 | Direct |
| 2017-12-08 | Common Stock | S | 1129 | $26.74 | Disposed | 41203 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-08 | Warrants | $21.38 | X | 5000 | Disposed | 2017-12-31 | Common Stock (5000) | Direct |
| 2017-12-08 | Warrants | $21.38 | X | 1413 | Disposed | 2017-12-31 | Common Stock (1413) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2811 | Indirect |
| Common Stock | 977 | Indirect |
Footnotes
F1: Represents a "net exercise" of outstanding warrants. The reporting person received 284 shares of common stock on net exercise of warrants to purchase 1,413 shares of common stock at $21.38 per share. 1,129 shares of common stock underlying the warrants were withheld in satisfaction of the exercise price, using the closing price at December 7, 2017 of $26.74.
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