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Customers Bancorp, Inc. Director's Dealing 2017

Dec 8, 2017

31595_dirs_2017-12-08_07effb9c-55e7-4e0a-8b3b-bd86a5067921.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Customers Bancorp, Inc. (CUBI)
CIK: 0001488813
Period of Report: 2017-12-08

Reporting Person: Burkey Rick (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-08 Common Stock X 5000 $21.38 Acquired 40919 Direct
2017-12-08 Common Stock X 1413 $21.38 Acquired 42332 Direct
2017-12-08 Common Stock S 1129 $26.74 Disposed 41203 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-08 Warrants $21.38 X 5000 Disposed 2017-12-31 Common Stock (5000) Direct
2017-12-08 Warrants $21.38 X 1413 Disposed 2017-12-31 Common Stock (1413) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2811 Indirect
Common Stock 977 Indirect

Footnotes

F1: Represents a "net exercise" of outstanding warrants. The reporting person received 284 shares of common stock on net exercise of warrants to purchase 1,413 shares of common stock at $21.38 per share. 1,129 shares of common stock underlying the warrants were withheld in satisfaction of the exercise price, using the closing price at December 7, 2017 of $26.74.