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Customers Bancorp, Inc. — Director's Dealing 2013
Nov 13, 2013
31595_dirs_2013-11-13_20a983bf-67c8-4d75-9dc7-97b6afb215ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Customers Bancorp, Inc. (CUBI)
CIK: 0001488813
Period of Report: 2013-11-08
Reporting Person: Taylor Warren (Pres&Director CommunityBanking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-08 | Common Stock | S | 10000 | $16.7175 | Disposed | 29925 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock Units | 22088 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $9.75 | 2020-04-06 | Common Stock (16667) | 16667 | Direct |
| Employee Stock Options (right to buy) | $12.00 | 2021-02-17 | Common Stock (16667) | 16667 | Direct |
| Employee Stock Options (right to buy) | $12.60 | 2022-02-16 | Common Stock (6667) | 6667 | Direct |
| Employee Stock Options (right to buy) | $14.94 | 2022-11-28 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of date of grant, subject to a 50% increase in the trading price of the company's voting common stock on the NASDAQ Global Select Market (or other national stock market or securities quotation system).
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