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Customers Bancorp, Inc. Director's Dealing 2013

Nov 13, 2013

31595_dirs_2013-11-13_20a983bf-67c8-4d75-9dc7-97b6afb215ae.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Customers Bancorp, Inc. (CUBI)
CIK: 0001488813
Period of Report: 2013-11-08

Reporting Person: Taylor Warren (Pres&Director CommunityBanking)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-08 Common Stock S 10000 $16.7175 Disposed 29925 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Restricted Stock Units 22088 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options (right to buy) $9.75 2020-04-06 Common Stock (16667) 16667 Direct
Employee Stock Options (right to buy) $12.00 2021-02-17 Common Stock (16667) 16667 Direct
Employee Stock Options (right to buy) $12.60 2022-02-16 Common Stock (6667) 6667 Direct
Employee Stock Options (right to buy) $14.94 2022-11-28 Common Stock (10000) 10000 Direct

Footnotes

F1: Under the terms of the Customers Bancorp, Inc. 2010 Stock Option Plan, these Stock Options will vest and become exercisable on the fifth anniversary of date of grant, subject to a 50% increase in the trading price of the company's voting common stock on the NASDAQ Global Select Market (or other national stock market or securities quotation system).