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Customers Bancorp, Inc. — Director's Dealing 2013
Sep 4, 2013
31595_dirs_2013-09-04_8e6cf278-8c8d-421a-8bd1-64d73c2c2965.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Customers Bancorp, Inc. (CUBI)
CIK: 0001488813
Period of Report: 2013-08-22
Reporting Person: Choudhrie Bhanu (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-22 | Common Stock | A | 139632 | — | Acquired | 828318 | Indirect |
| 2013-08-22 | Class B Non-Voting Common Stock | D | 139632 | — | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2637 | Direct |
| Restricted Stock Units | 2646 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants | $10.50 | 2016-06-30 | Common Stock (12389) | 12389 | Indirect |
| Warrants | $10.50 | 2017-02-17 | Common Stock (19988) | 19988 | Indirect |
Footnotes
F1: The reporting person disposed of 139,632 shares of Class B Non-Voting Common Stock in exchange for 139,632 shares of Common Stock of the issuer in an exchange transaction.
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