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Custom Truck One Source, Inc. Director's Dealing 2020

Jun 15, 2020

31957_dirs_2020-06-15_3229a455-ee2d-4fec-a072-cdc56dc0e506.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NESCO HOLDINGS, INC. (NSCO)
CIK: 0001709682
Period of Report: 2020-06-11

Reporting Person: STOOPS JEFFREY (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-11 Restricted Stock Units A 15000 Acquired 15000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-11 Stock Options $4.00 A 20000 Acquired 2030-06-11 Common Stock (20000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options $6.98 2029-08-21 Common Stock (100000) 100000 Direct
Warrants $ Common Stock (1666667) 1166667 Indirect

Footnotes

F1: The restricted units vest in three annual installments beginning June 11, 2021, subject to continued service with the Company.

F2: The stock options will vest in three annual installments beginning on June 11, 2021, subject to continued service with the Company

F3: The stock option will vest in three equal, annual installments beginning on August 21, 2020.

F4: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments.

F5: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants

F6: Securities held by Calculated Risk Partners, LP, a family limited partnership the general partner of which is controlled by the Reporting Person.