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Custom Truck One Source, Inc. — Director's Dealing 2020
Jun 15, 2020
31957_dirs_2020-06-15_3229a455-ee2d-4fec-a072-cdc56dc0e506.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NESCO HOLDINGS, INC. (NSCO)
CIK: 0001709682
Period of Report: 2020-06-11
Reporting Person: STOOPS JEFFREY (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-11 | Restricted Stock Units | A | 15000 | — | Acquired | 15000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-11 | Stock Options | $4.00 | A | 20000 | Acquired | 2030-06-11 | Common Stock (20000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $6.98 | 2029-08-21 | Common Stock (100000) | 100000 | Direct |
| Warrants | $ | Common Stock (1666667) | 1166667 | Indirect |
Footnotes
F1: The restricted units vest in three annual installments beginning June 11, 2021, subject to continued service with the Company.
F2: The stock options will vest in three annual installments beginning on June 11, 2021, subject to continued service with the Company
F3: The stock option will vest in three equal, annual installments beginning on August 21, 2020.
F4: Each warrant entitles the holder to purchase from the issuer a number of shares of common stock at the price of $11.50 per share, subject to adjustments.
F5: The warrants expire and terminate on the earlier to occur of July 31, 2024 and the date on which the warrants are redeemed at the issuer's election pursuant to warrant agreement governing such warrants
F6: Securities held by Calculated Risk Partners, LP, a family limited partnership the general partner of which is controlled by the Reporting Person.