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Custom Truck One Source, Inc. Director's Dealing 2019

Aug 1, 2019

31957_dirs_2019-08-01_5359c3b4-83ad-40d7-a3a8-266a2adb8aa9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NESCO HOLDINGS, INC. (NSCO)
CIK: 0001709682
Period of Report: 2019-07-30

Reporting Person: EIN MARK (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-30 Common Stock C 5049592 Acquired 5049592 Indirect
2019-07-31 Common Stock A 656697 $10.00 Acquired 5706286 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-07-30 Class B Ordinary Shares $ D 1537074 Disposed Common Stock (1537074) Indirect
2019-07-30 Class B Ordinary Shares $ C 5049592 Disposed Common Stock (5049592) Indirect
2019-07-30 Warrants $11.50 D 1564627 Disposed Class A ordinary shares (1564627) Indirect
2019-07-31 Warrants $11.50 S 66924 Disposed Common Stock (66924) Indirect
2019-07-31 Convertible Promissory Note $1.50 C Disposed Warrants (625851) Indirect
2019-07-31 Warrants $11.50 C 625851 Acquired Common Stock (625851) Indirect
2019-07-31 Warrants $11.50 S 625851 Disposed Common Stock (625851) Indirect

Footnotes

F1: The Class B Ordinary Shares were convertible on a one-for-one basis into common equity of the surviving entity upon the consummation of the Issuer's initial business combination and had no exiration date. In connection with the Issuer's business combination, such Class B Ordinary Shares of Capitol Investment Corp. IV automatically converted into shares of common stock of Nesco Holdings, Inc.

F2: The reporting person forfeited these securities to the Issuer for no additional consideration.

F3: The warrants will become exercisable 30 days after the completion of the Issuer's initial business combination.

F4: The warrants will expire on the fifth anniversary of the completion of the Issuer's initial business combination.

F5: The promissory note is convertible, at the reporting person's option, at the closing of the Issuer's initial business combination. If the note is not converted, it will be repaid within 5 business days of the closing of such business combination

F6: The reporting person was issued a series of convertible promissory notes in consideration of loans made on March 22, 2019, May 16, 2019, and July 24, 2019, in the aggregate principal amount of $938,777.

F7: Mr. Ein controls Capitol Acquisition Management IV, LLC.