AI assistant
CURIS INC — Director's Dealing 2013
May 8, 2013
34952_dirs_2013-05-08_e0b44ca8-dce1-44be-b8cc-8547ef2bc4d3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: CURIS INC (CRIS)
CIK: 0001108205
Period of Report: 2013-05-02
Reporting Person: PASSERI DANIEL R (CEO and Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-02 | Common stock | M | 50000 | $2.43 | Acquired | 200750 | Direct |
| 2013-05-02 | Common stock | S | 50000 | $3.66 | Disposed | 150750 | Direct |
| 2013-05-03 | Common stock | M | 65000 | $2.43 | Acquired | 215750 | Direct |
| 2013-05-03 | Common stock | S | 65000 | $3.73 | Disposed | 150750 | Direct |
| 2013-05-06 | Common stock | M | 60000 | $2.43 | Acquired | 210750 | Direct |
| 2013-05-06 | Common stock | S | 60000 | $3.66 | Disposed | 150750 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-02 | Non-qualified stock option | $2.43 | M | 50000 | Disposed | 2013-05-13 | Common stock (60000) | Direct |
| 2013-05-03 | Non-qualified stock option | $2.43 | M | 65000 | Disposed | 2013-05-13 | Common stock (65000) | Direct |
| 2013-05-06 | Non-qualified stock option | $2.43 | M | 60000 | Disposed | 2013-05-13 | Common stock (60000) | Direct |
Footnotes
F1: The Form 4 filed on May 6, 2013 erroneously included a disposition of 262,667 shares of common stock and 135,000 shares of common stock on May 6, 2013. This Form 4/A is intended to amend such entries and to provide for the proper transaction which entailed an acquisition of 60,000 shares of common stock. This Form 4/A also amends the number of securities beneficially owned following the disposition on May 6, 2013 of 60,000 shares of common stock, as such number was incorrect due to the error described above.
F2: These shares were sold between $3.50-$3.74/share. The Company will provide, upon request, full information regarding the number of shares sold at each separate price.
F3: These shares were sold between $3.70-$3.79/share. The Company will provide, upon request, full information regarding the number of shares sold at each separate price.
F4: These shares were sold between $3.62-$3.74/share. The Company will provide, upon request, full information regarding the number of shares sold at each separate price.
F5: Options vested over a four-year period and became fully vested on May 13, 2007.
F6: This Form 4/A amends the entries in columns 8 and 9 of Table II of the Form 4 filed on May 6, 2013.
F7: The Form 4 filed on May 6, 2013 erroneously included the disposition of 211,452 non-qualified stock options and 51,215 incentive stock options on May 6, 2013. This Form 4/A is intended to amend such entries and to provide for the proper transaction which entailed a disposition of 60,000 non-qualified stock options.