Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CURIS INC Director's Dealing 2013

May 8, 2013

34952_dirs_2013-05-08_e0b44ca8-dce1-44be-b8cc-8547ef2bc4d3.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4/A — Form 4/A

Issuer: CURIS INC (CRIS)
CIK: 0001108205
Period of Report: 2013-05-02

Reporting Person: PASSERI DANIEL R (CEO and Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-05-02 Common stock M 50000 $2.43 Acquired 200750 Direct
2013-05-02 Common stock S 50000 $3.66 Disposed 150750 Direct
2013-05-03 Common stock M 65000 $2.43 Acquired 215750 Direct
2013-05-03 Common stock S 65000 $3.73 Disposed 150750 Direct
2013-05-06 Common stock M 60000 $2.43 Acquired 210750 Direct
2013-05-06 Common stock S 60000 $3.66 Disposed 150750 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-05-02 Non-qualified stock option $2.43 M 50000 Disposed 2013-05-13 Common stock (60000) Direct
2013-05-03 Non-qualified stock option $2.43 M 65000 Disposed 2013-05-13 Common stock (65000) Direct
2013-05-06 Non-qualified stock option $2.43 M 60000 Disposed 2013-05-13 Common stock (60000) Direct

Footnotes

F1: The Form 4 filed on May 6, 2013 erroneously included a disposition of 262,667 shares of common stock and 135,000 shares of common stock on May 6, 2013. This Form 4/A is intended to amend such entries and to provide for the proper transaction which entailed an acquisition of 60,000 shares of common stock. This Form 4/A also amends the number of securities beneficially owned following the disposition on May 6, 2013 of 60,000 shares of common stock, as such number was incorrect due to the error described above.

F2: These shares were sold between $3.50-$3.74/share. The Company will provide, upon request, full information regarding the number of shares sold at each separate price.

F3: These shares were sold between $3.70-$3.79/share. The Company will provide, upon request, full information regarding the number of shares sold at each separate price.

F4: These shares were sold between $3.62-$3.74/share. The Company will provide, upon request, full information regarding the number of shares sold at each separate price.

F5: Options vested over a four-year period and became fully vested on May 13, 2007.

F6: This Form 4/A amends the entries in columns 8 and 9 of Table II of the Form 4 filed on May 6, 2013.

F7: The Form 4 filed on May 6, 2013 erroneously included the disposition of 211,452 non-qualified stock options and 51,215 incentive stock options on May 6, 2013. This Form 4/A is intended to amend such entries and to provide for the proper transaction which entailed a disposition of 60,000 non-qualified stock options.