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CUMMINS INC Director's Dealing 2024

Feb 16, 2024

29984_dirs_2024-02-16_7b434b6b-154c-4698-958a-1d71a49df061.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2024-02-16

Reporting Person: Smith Mark Andrew (VP - Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-02-16 Common M 4360.0000 $109.0900 Acquired 18483.0000 Direct
2024-02-16 Common M 1790.0000 $136.8200 Acquired 20273.0000 Direct
2024-02-16 Common M 1070.0000 $149.3400 Acquired 21343.0000 Direct
2024-02-16 Common S 4468.0000 $268.4664 Disposed 16875.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-02-16 Stock Option (Right-to-Buy) $149.3400 M 1070.0000 Disposed 2024-04-02 Common (1070.0000) Direct
2024-02-16 Stock Option (Right-to-Buy) $136.8200 M 1790.0000 Disposed 2025-04-02 Common (1790.0000) Direct
2024-02-16 Stock Option (Right-to-Buy) $109.0900 M 4360.0000 Disposed 2026-04-04 Common (4360.0000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right-to-Buy) $114.1300 2026-06-01 Common (970.0000) 970.0000 Direct
Stock Option (Right-to-Buy) $142.1200 2030-04-06 Common (21310.0000) 21310.0000 Direct
Stock Option (Right-to-Buy) $149.7200 2027-04-03 Common (4380.0000) 4380.0000 Direct
Stock Option (Right-to-Buy) $160.1000 2028-04-03 Common (6080.0000) 6080.0000 Direct
Stock Option (Right-to-Buy) $163.4300 2029-04-04 Common (21580.0000) 21580.0000 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $268.35 - $268.54. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.