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CUMMINS INC Director's Dealing 2024

Mar 6, 2024

29984_dirs_2024-03-05_0c8dda9a-0bc3-4563-a731-971f44ff0936.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2024-03-01

Reporting Person: Peters Luther E (VP - Corporate Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-03-01 Common A 1170.0000 $0.0000 Acquired 6899.1900 Direct
2024-03-01 Common F 337.0000 $270.2600 Disposed 6562.1900 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common 478.2820 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right-to-Buy) $109.0900 2026-04-04 Common (4850.0000) 4850.0000 Direct
Stock Option (Right-to-Buy) $142.1200 2030-04-06 Common (2665.0000) 2665.0000 Direct
Stock Option (Right-to-Buy) $149.7200 2027-04-03 Common (3125.0000) 3125.0000 Direct
Stock Option (Right-to-Buy) $160.1000 2028-04-03 Common (2175.0000) 2175.0000 Direct
Stock Option (Right-to-Buy) $163.4300 2029-04-04 Common (3085.0000) 3085.0000 Direct

Footnotes

F1: Reflects 20.8430 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4.

F2: Shares withheld to satisfy tax liabilities relating to earned performance shares.

F3: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.