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CUMMINS INC Director's Dealing 2023

Feb 23, 2023

29984_dirs_2023-02-23_c7bfdaca-4f90-4668-b3e5-c7951475eaac.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2023-02-22

Reporting Person: Aaholm Sherry A (VP - Chief Digital Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-22 Common M 3340.0000 $105.9400 Acquired 9092.0000 Direct
2023-02-22 Common F 1989.0000 $250.0400 Disposed 7103.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-22 Stock Option (Right-to-Buy) $105.9400 M 3340.0000 Disposed 2023-06-24 Common (3340.0000) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right-to-Buy) $109.0900 2026-04-04 Common (6790.0000) 6790.0000 Direct
Stock Option (Right-to-Buy) $136.8200 2025-04-02 Common (3130.0000) 3130.0000 Direct
Stock Option (Right-to-Buy) $142.1200 2030-04-06 Common (5860.0000) 5860.0000 Direct
Stock Option (Right-to-Buy) $149.3400 2024-04-02 Common (2490.0000) 2490.0000 Direct
Stock Option (Right-to-Buy) $149.7200 2027-04-03 Common (5010.0000) 5010.0000 Direct
Stock Option (Right-to-Buy) $160.1000 2028-04-03 Common (3480.0000) 3480.0000 Direct
Stock Option (Right-to-Buy) $163.4300 2029-04-04 Common (5560.0000) 5560.0000 Direct

Footnotes

F1: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.