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CUMMINS INC — Director's Dealing 2022
Jan 10, 2022
29984_dirs_2022-01-10_1a2d2b0f-73b4-447d-b09b-221d6a9fed12.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2021-12-31
Reporting Person: MILLER WILLIAM I (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-09 | Common | G | 166.0000 | $0.0000 | Disposed | 334.0000 | Indirect |
| 2021-11-09 | Common | G | 167.0000 | $0.0000 | Disposed | 167.0000 | Indirect |
| 2021-11-09 | Common | G | 167.0000 | $0.0000 | Disposed | 0.0000 | Indirect |
| 2021-11-09 | Common | G | 167.0000 | $0.0000 | Acquired | 167.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 48406.0434 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Units | $ | Common (4699.0939) | 4699.0939 | Direct |
Footnotes
F1: Gift of shares from Reporting Person's Annual Exclusion Trust to Reporting Person's Child #1.
F2: Gift of shares from Reporting Person's Annual Exclusion Trust to Reporting Person's Child #2.
F3: Gift of shares from Reporting Person's Annual Exclusion Trust to Reporting Person's Child #3, who shares the Reporting Person's household.
F4: Includes 531.0973 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.
F5: These securities generally do not carry a conversion price, exercise date or expiration date.
F6: Includes 81.947 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.