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CUMMINS INC — Director's Dealing 2022
Feb 14, 2022
29984_dirs_2022-02-14_6003a995-5f39-4a6e-8c6d-d560d65f6111.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2022-02-11
Reporting Person: Kennedy Melina M (VP-Product Compl.-Reg. Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-11 | Common | M | 50.0000 | $102.9700 | Acquired | 1229.9870 | Direct |
| 2022-02-11 | Common | M | 50.0000 | $101.0100 | Acquired | 1279.9870 | Direct |
| 2022-02-11 | Common | M | 50.0000 | $97.2000 | Acquired | 1329.9870 | Direct |
| 2022-02-11 | Common | S | 97.0000 | $221.8109 | Disposed | 1232.9870 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-11 | Stock Option (Right-to-Buy) | $102.9700 | M | 50.0000 | Disposed | 2022-05-15 | Common (50.0000) | Direct |
| 2022-02-11 | Stock Option (Right-to-Buy) | $97.2000 | M | 50.0000 | Disposed | 2022-05-18 | Common (50.0000) | Direct |
| 2022-02-11 | Stock Option (Right-to-Buy) | $101.0100 | M | 50.0000 | Disposed | 2022-08-07 | Common (50.0000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $109.0900 | 2026-04-04 | Common (780.0000) | 780.0000 | Direct |
| Stock Option (Right-to-Buy) | $111.8400 | 2023-04-02 | Common (145.0000) | 145.0000 | Direct |
| Stock Option (Right-to-Buy) | $131.0700 | 2028-12-26 | Common (50.0000) | 50.0000 | Direct |
| Stock Option (Right-to-Buy) | $134.4000 | 2028-12-11 | Common (100.0000) | 100.0000 | Direct |
| Stock Option (Right-to-Buy) | $135.6600 | 2025-06-23 | Common (50.0000) | 50.0000 | Direct |
| Stock Option (Right-to-Buy) | $136.8200 | 2025-04-02 | Common (360.0000) | 360.0000 | Direct |
| Stock Option (Right-to-Buy) | $139.3900 | 2024-07-31 | Common (100.0000) | 100.0000 | Direct |
| Stock Option (Right-to-Buy) | $142.1200 | 2030-04-06 | Common (1870.0000) | 1870.0000 | Direct |
| Stock Option (Right-to-Buy) | $149.3400 | 2024-04-02 | Common (210.0000) | 210.0000 | Direct |
| Stock Option (Right-to-Buy) | $149.7200 | 2027-04-03 | Common (2500.0000) | 2500.0000 | Direct |
| Stock Option (Right-to-Buy) | $152.0600 | 2027-08-21 | Common (50.0000) | 50.0000 | Direct |
| Stock Option (Right-to-Buy) | $160.1000 | 2028-04-03 | Common (610.0000) | 610.0000 | Direct |
| Stock Option (Right-to-Buy) | $160.1600 | 2027-08-04 | Common (50.0000) | 50.0000 | Direct |
| Stock Option (Right-to-Buy) | $163.4300 | 2029-04-04 | Common (860.0000) | 860.0000 | Direct |
| Stock Option (Right-to-Buy) | $166.1800 | 2029-10-16 | Common (990.0000) | 990.0000 | Direct |
Footnotes
F1: Includes 0.649 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.
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