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CUMMINS INC Director's Dealing 2022

Mar 3, 2022

29984_dirs_2022-03-03_b57de23f-e095-41f0-be28-a4b5419a646d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2022-03-01

Reporting Person: Embree Tracy A (President - Distribution)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-03-01 Common A 2682.0000 $0.0000 Acquired 18196.0000 Direct
2022-03-01 Common A 369.0000 $0.0000 Acquired 20767.0000 Direct
2022-03-01 Common F 109.0000 $196.0700 Disposed 20658.0000 Direct
2022-03-01 Common F 802.0000 $196.0700 Disposed 19856.0000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common 45.6000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right-to-Buy) $109.0900 2026-04-04 Common (19410.0000) 19410.0000 Direct
Stock Option (Right-to-Buy) $111.8400 2023-04-02 Common (1910.0000) 1910.0000 Direct
Stock Option (Right-to-Buy) $120.2800 2022-04-02 Common (1470.0000) 1470.0000 Direct
Stock Option (Right-to-Buy) $136.8200 2025-04-02 Common (6700.0000) 6700.0000 Direct
Stock Option (Right-to-Buy) $142.1200 2030-04-06 Common (13320.0000) 13320.0000 Direct
Stock Option (Right-to-Buy) $149.3400 2024-04-02 Common (1420.0000) 1420.0000 Direct
Stock Option (Right-to-Buy) $149.7200 2027-04-03 Common (13760.0000) 13760.0000 Direct
Stock Option (Right-to-Buy) $160.1000 2028-04-03 Common (9560.0000) 9560.0000 Direct
Stock Option (Right-to-Buy) $163.4300 2029-04-04 Common (13570.0000) 13570.0000 Direct
Stock Option (Right-to-Buy) $166.1800 2029-10-16 Common (1850.0000) 1850.0000 Direct

Footnotes

F1: Due to a technical software issue, this amount should be correctly reflected as 20,398 shares and the balance of the security as reflected in the last line of this report is accurate.

F2: Shares withheld to satisfy tax liabilities relating to earned performance shares.