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CUMMINS INC — Director's Dealing 2022
Mar 3, 2022
29984_dirs_2022-03-03_b57de23f-e095-41f0-be28-a4b5419a646d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2022-03-01
Reporting Person: Embree Tracy A (President - Distribution)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-01 | Common | A | 2682.0000 | $0.0000 | Acquired | 18196.0000 | Direct |
| 2022-03-01 | Common | A | 369.0000 | $0.0000 | Acquired | 20767.0000 | Direct |
| 2022-03-01 | Common | F | 109.0000 | $196.0700 | Disposed | 20658.0000 | Direct |
| 2022-03-01 | Common | F | 802.0000 | $196.0700 | Disposed | 19856.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 45.6000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $109.0900 | 2026-04-04 | Common (19410.0000) | 19410.0000 | Direct |
| Stock Option (Right-to-Buy) | $111.8400 | 2023-04-02 | Common (1910.0000) | 1910.0000 | Direct |
| Stock Option (Right-to-Buy) | $120.2800 | 2022-04-02 | Common (1470.0000) | 1470.0000 | Direct |
| Stock Option (Right-to-Buy) | $136.8200 | 2025-04-02 | Common (6700.0000) | 6700.0000 | Direct |
| Stock Option (Right-to-Buy) | $142.1200 | 2030-04-06 | Common (13320.0000) | 13320.0000 | Direct |
| Stock Option (Right-to-Buy) | $149.3400 | 2024-04-02 | Common (1420.0000) | 1420.0000 | Direct |
| Stock Option (Right-to-Buy) | $149.7200 | 2027-04-03 | Common (13760.0000) | 13760.0000 | Direct |
| Stock Option (Right-to-Buy) | $160.1000 | 2028-04-03 | Common (9560.0000) | 9560.0000 | Direct |
| Stock Option (Right-to-Buy) | $163.4300 | 2029-04-04 | Common (13570.0000) | 13570.0000 | Direct |
| Stock Option (Right-to-Buy) | $166.1800 | 2029-10-16 | Common (1850.0000) | 1850.0000 | Direct |
Footnotes
F1: Due to a technical software issue, this amount should be correctly reflected as 20,398 shares and the balance of the security as reflected in the last line of this report is accurate.
F2: Shares withheld to satisfy tax liabilities relating to earned performance shares.
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