CUMMINS INC — Director's Dealing 2021

Feb 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2021-02-09

Reporting Person: Smith Mark Andrew (VP - Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-09	Common	M	528.0000	$119.7700	Acquired	6771.0000	Direct
2021-02-09	Common	S	352.0000	$244.6430	Disposed	6419.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-09	Stock Option (Right-to-Buy)	$119.7700	M	528.0000	Disposed	2021-05-02	Common (528.0000)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right-to-Buy)	$109.0900	2026-04-04	Common (4360.0000)	4360.0000	Direct
Stock Option (Right-to-Buy)	$111.8400	2023-04-02	Common (770.0000)	770.0000	Direct
Stock Option (Right-to-Buy)	$114.1300	2026-06-01	Common (970.0000)	970.0000	Direct
Stock Option (Right-to-Buy)	$120.2800	2022-04-02	Common (590.0000)	590.0000	Direct
Stock Option (Right-to-Buy)	$136.8200	2025-04-02	Common (1790.0000)	1790.0000	Direct
Stock Option (Right-to-Buy)	$142.1200	2030-04-06	Common (21310.0000)	21310.0000	Direct
Stock Option (Right-to-Buy)	$149.3400	2024-04-02	Common (1070.0000)	1070.0000	Direct
Stock Option (Right-to-Buy)	$149.7200	2027-04-03	Common (4380.0000)	4380.0000	Direct
Stock Option (Right-to-Buy)	$160.1000	2028-04-03	Common (6080.0000)	6080.0000	Direct
Stock Option (Right-to-Buy)	$163.4300	2029-04-04	Common (21580.0000)	21580.0000	Direct

Footnotes

F1: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.