CUMMINS INC — Director's Dealing 2021

Feb 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2021-02-09

Reporting Person: RUMSEY JENNIFER (President - Components)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-09	Common	M	528.0000	$119.7700	Acquired	3472.0000	Direct
2021-02-09	Common	S	352.0000	$245.4132	Disposed	3120.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-09	Stock Option (Right-to-Buy)	$119.7700	M	528.0000	Disposed	2021-05-02	Common (528.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common	1341.8100	Indirect
Common	4648.0000	Indirect

Footnotes

F1: The stock options exercised and reported on this Form 4 were exercised in "sell-to-cover" transactions with respect to stock options that were set to expire in the near term. Any shares sold in such transactions were sold solely to cover the exercise price, fees and taxes associated with the stock option exercises.

F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.