CUMMINS INC — Director's Dealing 2021

Mar 3, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2021-03-01

Reporting Person: Brockhaus John D (VP-Human Resources Operations)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common	3479.0000	Direct
Common	22.0200	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right-to-Buy)	$109.0900	2026-04-04	Common (780.0000)		Direct
Stock Option (Right-to-Buy)	$110.6000	2023-05-03	Common (150.0000)		Direct
Stock Option (Right-to-Buy)	$133.9400	2028-06-26	Common (450.0000)		Direct
Stock Option (Right-to-Buy)	$136.8200	2025-04-02	Common (360.0000)		Direct
Stock Option (Right-to-Buy)	$141.1300	2025-05-01	Common (250.0000)		Direct
Stock Option (Right-to-Buy)	$142.1200	2030-04-06	Common (750.0000)		Direct
Stock Option (Right-to-Buy)	$149.3400	2024-04-02	Common (280.0000)		Direct
Stock Option (Right-to-Buy)	$149.7200	2027-04-03	Common (500.0000)		Direct
Stock Option (Right-to-Buy)	$151.0700	2029-08-13	Common (400.0000)		Direct
Stock Option (Right-to-Buy)	$160.1000	2028-04-03	Common (610.0000)		Direct
Stock Option (Right-to-Buy)	$160.6300	2027-06-01	Common (300.0000)		Direct
Stock Option (Right-to-Buy)	$163.4300	2029-04-04	Common (860.0000)		Direct
Stock Option (Right-to-Buy)	$207.0400	2030-10-01	Common (860.0000)		Direct

Footnotes

F1: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.