AI assistant
Sending…
CUMMINS INC — Director's Dealing 2021
Mar 3, 2021
29984_dirs_2021-03-03_0093081b-c5de-4591-a07a-a07fc9f6fed3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2021-03-01
Reporting Person: Barner Sharon R (VP - Gen. Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common | A | 3024.0000 | $0.0000 | Acquired | 15059.0000 | Direct |
| 2021-03-01 | Common | F | 873.0000 | $262.9800 | Disposed | 14186.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $109.0900 | 2026-04-04 | Common (19410.0000) | 19410.0000 | Direct |
| Stock Option (Right-to-Buy) | $111.8400 | 2023-04-02 | Common (6680.0000) | 6680.0000 | Direct |
| Stock Option (Right-to-Buy) | $120.2800 | 2022-04-02 | Common (4410.0000) | 4410.0000 | Direct |
| Stock Option (Right-to-Buy) | $136.8200 | 2025-04-02 | Common (8040.0000) | 8040.0000 | Direct |
| Stock Option (Right-to-Buy) | $142.1200 | 2030-04-06 | Common (15990.0000) | 15990.0000 | Direct |
| Stock Option (Right-to-Buy) | $149.3400 | 2024-04-02 | Common (5700.0000) | 5700.0000 | Direct |
| Stock Option (Right-to-Buy) | $149.7200 | 2027-04-03 | Common (12510.0000) | 12510.0000 | Direct |
| Stock Option (Right-to-Buy) | $160.1000 | 2028-04-03 | Common (9560.0000) | 9560.0000 | Direct |
| Stock Option (Right-to-Buy) | $163.4300 | 2029-04-04 | Common (15420.0000) | 15420.0000 | Direct |
Footnotes
F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.
More from CUMMINS INC
Regulatory Filings
2026
May 14
Registration Form
2026
May 12
Interim / Quarterly Report
2026
May 5
Regulatory Filings
2026
May 5
Major Shareholding Notification
2026
Apr 30
Major Shareholding Notification
2026
Apr 29
Annual Report
2026
Apr 2
Proxy Solicitation & Information Statement
2026
Apr 2
Proxy Solicitation & Information Statement
2026
Apr 2
Major Shareholding Notification
2026
Mar 26