Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CUMMINS INC Director's Dealing 2021

Mar 3, 2021

29984_dirs_2021-03-03_9b4a3a52-bd44-4a8f-b758-9d53a247ba39.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2021-03-01

Reporting Person: Kennedy Melina M (VP-Product Compl.-Reg. Affairs)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-01 Common A 192.0000 $0.0000 Acquired 1247.3380 Direct
2021-03-01 Common F 68.0000 $262.9800 Disposed 1179.3380 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right-to-Buy) $97.2000 2022-05-18 Common (50.0000) 50.0000 Direct
Stock Option (Right-to-Buy) $101.0100 2022-08-07 Common (50.0000) 50.0000 Direct
Stock Option (Right-to-Buy) $102.9700 2022-05-15 Common (50.0000) 50.0000 Direct
Stock Option (Right-to-Buy) $109.0900 2026-04-04 Common (780.0000) 780.0000 Direct
Stock Option (Right-to-Buy) $111.8400 2023-04-02 Common (145.0000) 145.0000 Direct
Stock Option (Right-to-Buy) $131.0700 2028-12-26 Common (50.0000) 50.0000 Direct
Stock Option (Right-to-Buy) $134.4000 2028-12-11 Common (100.0000) 100.0000 Direct
Stock Option (Right-to-Buy) $135.6600 2025-06-23 Common (50.0000) 50.0000 Direct
Stock Option (Right-to-Buy) $136.8200 2025-04-02 Common (360.0000) 360.0000 Direct
Stock Option (Right-to-Buy) $139.3900 2024-07-31 Common (100.0000) 100.0000 Direct
Stock Option (Right-to-Buy) $142.1200 2030-04-06 Common (1870.0000) 1870.0000 Direct
Stock Option (Right-to-Buy) $149.3400 2024-04-02 Common (210.0000) 210.0000 Direct
Stock Option (Right-to-Buy) $149.7200 2027-04-03 Common (2500.0000) 2500.0000 Direct
Stock Option (Right-to-Buy) $152.0600 2027-08-21 Common (50.0000) 50.0000 Direct
Stock Option (Right-to-Buy) $160.1000 2028-04-03 Common (610.0000) 610.0000 Direct
Stock Option (Right-to-Buy) $160.1600 2027-08-04 Common (50.0000) 50.0000 Direct
Stock Option (Right-to-Buy) $163.4300 2029-04-04 Common (860.0000) 860.0000 Direct
Stock Option (Right-to-Buy) $166.1800 2029-10-16 Common (990.0000) 990.0000 Direct

Footnotes

F1: Includes 9.729 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.

F2: Shares withheld to satisfy tax liabilities relating to earned performance shares.