CUMMINS INC — Director's Dealing 2021

Mar 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2021-03-01

Reporting Person: Smith Mark Andrew (VP - Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common	A	1920.0000	$0.0000	Acquired	8339.0000	Direct
2021-03-01	Common	F	549.0000	$262.9800	Disposed	7790.0000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right-to-Buy)	$109.0900	2026-04-04	Common (4360.0000)	4360.0000	Direct
Stock Option (Right-to-Buy)	$111.8400	2023-04-02	Common (770.0000)	770.0000	Direct
Stock Option (Right-to-Buy)	$114.1300	2026-06-01	Common (970.0000)	970.0000	Direct
Stock Option (Right-to-Buy)	$120.2800	2022-04-02	Common (590.0000)	590.0000	Direct
Stock Option (Right-to-Buy)	$136.8200	2025-04-02	Common (1790.0000)	1790.0000	Direct
Stock Option (Right-to-Buy)	$142.1200	2030-04-06	Common (21310.0000)	21310.0000	Direct
Stock Option (Right-to-Buy)	$149.3400	2024-04-02	Common (1070.0000)	1070.0000	Direct
Stock Option (Right-to-Buy)	$149.7200	2027-04-03	Common (4380.0000)	4380.0000	Direct
Stock Option (Right-to-Buy)	$160.1000	2028-04-03	Common (6080.0000)	6080.0000	Direct
Stock Option (Right-to-Buy)	$163.4300	2029-04-04	Common (21580.0000)	21580.0000	Direct

Footnotes

F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.