CUMMINS INC — Director's Dealing 2021

Jun 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2021-03-08

Reporting Person: Brockhaus John D (VP-Human Resources Operations)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-08	Common	S	30.1133	$196.2488	Disposed	0.0000	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common	3604.0000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right-to-Buy)	$109.0900	2026-04-04	Common (780.0000)	780.0000	Direct
Stock Option (Right-to-Buy)	$110.6000	2023-05-03	Common (150.0000)	150.0000	Direct
Stock Option (Right-to-Buy)	$133.9400	2028-06-26	Common (450.0000)	450.0000	Direct
Stock Option (Right-to-Buy)	$136.8200	2025-04-02	Common (360.0000)	360.0000	Direct
Stock Option (Right-to-Buy)	$141.1300	2025-05-01	Common (250.0000)	250.0000	Direct
Stock Option (Right-to-Buy)	$142.1200	2030-04-06	Common (750.0000)	750.0000	Direct
Stock Option (Right-to-Buy)	$149.3400	2024-04-02	Common (280.0000)	280.0000	Direct
Stock Option (Right-to-Buy)	$149.7200	2027-04-03	Common (500.0000)	500.0000	Direct
Stock Option (Right-to-Buy)	$151.0700	2029-08-13	Common (400.0000)	400.0000	Direct
Stock Option (Right-to-Buy)	$160.1000	2028-04-03	Common (610.0000)	610.0000	Direct
Stock Option (Right-to-Buy)	$160.6300	2027-06-01	Common (300.0000)	300.0000	Direct
Stock Option (Right-to-Buy)	$163.4300	2029-04-04	Common (860.0000)	860.0000	Direct
Stock Option (Right-to-Buy)	$207.0400	2030-10-01	Common (860.0000)	860.0000	Direct

Footnotes

F1: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.