CUMMINS INC — Director's Dealing 2019

Jan 18, 2019

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2018-12-31

Reporting Person: Smith Mark Andrew (VP - Operations Finance)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-06-01	Stock Option (Right-to-Buy)	$114.1300	A	970.0000	Acquired	2026-06-01	Common (970.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common	3962.0000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right-to-Buy)	$109.0900	2026-04-04	Common (4360.0000)	4360.0000	Direct
Stock Option (Right-to-Buy)	$111.8400	2023-04-02	Common (770.0000)	770.0000	Direct
Stock Option (Right-to-Buy)	$119.7700	2021-05-02	Common (528.0000)	528.0000	Direct
Stock Option (Right-to-Buy)	$120.2800	2022-04-02	Common (590.0000)	590.0000	Direct
Stock Option (Right-to-Buy)	$136.8200	2025-04-02	Common (1790.0000)	1790.0000	Direct
Stock Option (Right-to-Buy)	$149.3400	2024-04-02	Common (1070.0000)	1070.0000	Direct
Stock Option (Right-to-Buy)	$149.7200	2027-04-03	Common (4380.0000)	4380.0000	Direct
Stock Option (Right-to-Buy)	$160.1000	2028-04-03	Common (6080.0000)	6080.0000	Direct

Footnotes

F1: Represents options beneficially held by the reporting person on 6/1/2016, the date on which the reporting person became an officer of Cummins Inc., that were inadvertently omitted from reporting person's Form 3 filing.