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CUMMINS INC Director's Dealing 2016

Jun 6, 2016

29984_dirs_2016-06-06_bd25a20c-c371-4f7b-8c81-4c0e08e64f40.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2016-05-25

Reporting Person: ROSE MARYA M (V.P. - CAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-25 Common S 848.0000 $112.1103 Disposed 14743.0000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common 234.5600 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right-to-Buy) $58.1150 2020-03-01 Common (5450.0000) 5450.0000 Direct
Stock Option (Right-to-Buy) $120.2800 2022-04-02 Common (7350.0000) 7350.0000 Direct
Stock Option (Right-to-Buy) $111.8400 2023-04-02 Common (10970.0000) 10970.0000 Direct
Stock Option (Right-to-Buy) $149.3400 2024-04-02 Common (8190.0000) 8190.0000 Direct
Stock Option (Right-to-Buy) $136.8200 2025-04-02 Common (10280.0000) 10280.0000 Direct
Stock Option (Right-to-Buy) $109.0900 2026-04-04 Common (22310.0000) 22310.0000 Direct
Stock Option (Right-to-Buy) $119.7700 2021-05-02 Common (5220.0000) 5220.0000 Direct

Footnotes

F1: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.