CUMMINS INC — Director's Dealing 2016

Apr 6, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2016-04-04

Reporting Person: Yoder Lisa M (VP-Global Supp. & Mfg.)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-04-04	Stock Option (Right-to-Buy)	$109.0900	A	10670.0000	Acquired	2026-04-04	Common (10670.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common	6600.8263	Direct
Common	1962.3600	Indirect
Common	927.7480	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right-to-Buy)	$120.2800	2022-04-02	Common (2210.0000)	2210.0000	Direct
Stock Option (Right-to-Buy)	$111.8400	2023-04-02	Common (4770.0000)	4770.0000	Direct
Stock Option (Right-to-Buy)	$149.3400	2024-04-02	Common (3740.0000)	3740.0000	Direct
Stock Option (Right-to-Buy)	$136.8200	2025-04-02	Common (4920.0000)	4920.0000	Direct
Stock Option (Right-to-Buy)	$119.7700	2021-05-02	Common (980.0000)	980.0000	Direct
Stock Option (Right-to-Buy)	$67.5750	2020-06-01	Common (820.0000)	820.0000	Direct
Stock Option (Right-to-Buy)	$78.5750	2020-08-01	Common (820.0000)	820.0000	Direct
Stock Option (Right-to-Buy)	$111.8400	2023-04-02	Common (145.0000)	145.0000	Indirect
Stock Option (Right-to-Buy)	$119.7700	2021-05-02	Common (99.0000)	99.0000	Indirect

Footnotes

F1: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.