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CUMMINS INC Director's Dealing 2014

Mar 7, 2014

29984_dirs_2014-03-07_5df1ce30-89e7-46db-9a53-ad7cdd7a5b75.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2014-03-05

Reporting Person: LINEBARGER NORMAN THOMAS (Director, Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-05 Common A 12060.0000 $0.0000 Acquired 58954.0000 Direct
2014-03-05 Common F 4665.0000 $145.9200 Disposed 54289.0000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common 6579.5100 Indirect
Common 32126.0000 Indirect
Common 35658.0000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right-to-Buy) $58.1150 2020-03-01 Common (16360.0000) 16360.0000 Direct
Stock Option (Right-to-Buy) $19.4200 2019-03-02 Common (24830.0000) 24830.0000 Direct
Stock Option (Right-to-Buy) $120.2800 2022-04-02 Common (37510.0000) 37510.0000 Direct
Stock Option (Right-to-Buy) $111.8400 2023-04-02 Common (60100.0000) 60100.0000 Direct
Stock Option (Right-to-Buy) $119.7700 2021-05-02 Common (13040.0000) 13040.0000 Direct

Footnotes

F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.

F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.