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CUMMINS INC Director's Dealing 2013

Sep 11, 2013

29984_dirs_2013-09-11_62c47214-2b98-4a96-9fd1-63c0fe5b5252.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2013-09-10

Reporting Person: LINEBARGER NORMAN THOMAS (Director, Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-10 Common S 20000.0000 $130.0300 Disposed 46894.0000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common 6481.3700 Indirect
Common 32126.0000 Indirect
Common 35658.0000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right-to-Buy) $58.1150 2020-03-01 Common (16360.0000) 16360.0000 Direct
Stock Option (Right-to-Buy) $19.4200 2019-03-02 Common (24830.0000) 24830.0000 Direct
Stock Option (Right-to-Buy) $120.2800 2022-04-02 Common (37510.0000) 37510.0000 Direct
Stock Option (Right-to-Buy) $111.8400 2023-04-02 Common (60100.0000) 60100.0000 Direct
Stock Option (Right-to-Buy) $119.7700 2021-05-02 Common (13040.0000) 13040.0000 Direct

Footnotes

F1: Sale pursuant to Rule 10b5-1 Trading Plan entered into on November 28, 2012.

F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.