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CUMMINS INC — Director's Dealing 2012
May 15, 2012
29984_dirs_2012-05-15_30fe3fc0-39f9-481a-8f12-0a1e876edcdf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2012-05-11
Reporting Person: Talaulicar Anant (VP & President - Components)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-11 | Common | S | 12000.0000 | $106.6950 | Disposed | 22396.0000 | Direct |
| 2012-05-11 | Common | I | 2746.0391 | $106.4700 | Disposed | 0.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $58.1150 | 2020-03-01 | Common (7630.0000) | 7630.0000 | Direct |
| Stock Option (Right-to-Buy) | $120.2800 | 2022-04-02 | Common (7350.0000) | 7350.0000 | Direct |
| Stock Option (Right-to-Buy) | $119.7700 | 2021-05-02 | Common (6520.0000) | 6520.0000 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $106.68 - $106.83. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
F2: Represents the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as calculated by the plan administrator in connection with the transaction. The Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.