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CUMMINS INC — Director's Dealing 2012
Aug 23, 2012
29984_dirs_2012-08-23_281120e7-8fe4-4cf6-a5c7-730357de34c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2012-08-10
Reporting Person: LINEBARGER NORMAN THOMAS (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-10 | Common | G | 17171.0000 | $0.0000 | Acquired | 49566.0000 | Indirect |
| 2012-08-10 | Common | G | 17171.0000 | $0.0000 | Disposed | 35658.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 56190.0000 | Direct |
| Common | 6261.6500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $58.1150 | 2020-03-01 | Common (16360.0000) | 16360.0000 | Direct |
| Stock Option (Right-to-Buy) | $19.4200 | 2019-03-02 | Common (24830.0000) | 24830.0000 | Direct |
| Stock Option (Right-to-Buy) | $120.2800 | 2022-04-02 | Common (37510.0000) | 37510.0000 | Direct |
| Stock Option (Right-to-Buy) | $119.7700 | 2021-05-02 | Common (13040.0000) | 13040.0000 | Direct |
Footnotes
F1: Gift of shares from the Michele E. Janin 2009 Amended & Restated Revocable Trust Agmnt 12/5/01, of which the reporting person is a co-trustee, to the Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee. In prior reports, these shares were shown as held directly by the reporting person.
F2: In prior reports, all but 240 of these shares were shown as held directly by the reporting person although they were in fact held indirectly by the reporting person's spouse.
F3: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.