Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CUMMINS INC Director's Dealing 2012

Aug 23, 2012

29984_dirs_2012-08-23_281120e7-8fe4-4cf6-a5c7-730357de34c2.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2012-08-10

Reporting Person: LINEBARGER NORMAN THOMAS (Director, Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-08-10 Common G 17171.0000 $0.0000 Acquired 49566.0000 Indirect
2012-08-10 Common G 17171.0000 $0.0000 Disposed 35658.0000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common 56190.0000 Direct
Common 6261.6500 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right-to-Buy) $58.1150 2020-03-01 Common (16360.0000) 16360.0000 Direct
Stock Option (Right-to-Buy) $19.4200 2019-03-02 Common (24830.0000) 24830.0000 Direct
Stock Option (Right-to-Buy) $120.2800 2022-04-02 Common (37510.0000) 37510.0000 Direct
Stock Option (Right-to-Buy) $119.7700 2021-05-02 Common (13040.0000) 13040.0000 Direct

Footnotes

F1: Gift of shares from the Michele E. Janin 2009 Amended & Restated Revocable Trust Agmnt 12/5/01, of which the reporting person is a co-trustee, to the Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee. In prior reports, these shares were shown as held directly by the reporting person.

F2: In prior reports, all but 240 of these shares were shown as held directly by the reporting person although they were in fact held indirectly by the reporting person's spouse.

F3: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.