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CUMMINS INC Director's Dealing 2011

Aug 18, 2011

29984_dirs_2011-08-18_88a2cb62-f0b6-4189-87eb-f39e51841b45.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2011-08-01

Reporting Person: Yoder Lisa M (VP-Global Supp. & Mfg.)

Holdings (Non-Derivative)

Security Shares Ownership
Common 4505.3483 Direct
Common 1770.1200 Indirect
Common 1848.6023 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right-to-Buy) $35.2350 2019-06-12 Common (1250.0000) Direct
Stock Option (Right-to-Buy) $67.5750 2020-06-01 Common (820.0000) Direct
Stock Option (Right-to-Buy) $78.5750 2020-08-01 Common (820.0000) Direct
Stock Option (Right-to-Buy) $119.7700 2021-05-02 Common (980.0000) Direct
Stock Option (Right-to-Buy) $35.2350 2019-06-12 Common (400.0000) Indirect
Stock Option (Right-to-Buy) $76.7600 2020-08-12 Common (200.0000) Indirect
Stock Option (Right-to-Buy) $119.7700 2021-05-02 Common (99.0000) Indirect

Footnotes

F1: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.