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Cue Biopharma, Inc. — Director's Dealing 2021
Oct 8, 2021
34525_dirs_2021-10-08_a6f33cb6-4f8b-4c8f-a7de-892fc3e7cd1a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cue Biopharma, Inc. (CUE)
CIK: 0001645460
Period of Report: 2021-10-03
Reporting Person: Suri Anish (PRESIDENT AND CSO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-03 | Common Stock | M | 33334 | — | Acquired | 108172 | Direct |
| 2021-10-06 | Common Stock | F | 14134 | $12.97 | Disposed | 94038 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-03 | Restricted Stock Units | $ | M | 33334 | Disposed | Common Stock (33334) | Direct |
Footnotes
F1: Represents shares of common stock received upon vesting of a restricted stock unit award.
F2: Each restricted stock unit award represents a contingent right to receive one share of common stock.
F3: On October 3, 2019, the reporting person was granted 100,000 restricted stock units, scheduled to vest in three equal annual installments beginning on October 3, 2019.
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