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Cue Biopharma, Inc. — Director's Dealing 2021
Nov 17, 2021
34525_dirs_2021-11-17_a557ac0a-cdf8-4a9c-a68c-e7ec0ed4f97d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cue Biopharma, Inc. (CUE)
CIK: 0001645460
Period of Report: 2021-11-15
Reporting Person: Suri Anish (President and CSO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock | M | 8000 | $8.26 | Acquired | 102038 | Direct |
| 2021-11-15 | Common Stock | S | 8000 | $18.05 | Disposed | 94038 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Stock Option (right to buy) | $8.26 | M | 8000 | Disposed | 2025-08-14 | Common Stock (8000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2021.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.21, inclusive. The reporting person undertakes to provide to Cue Biopharma, Inc., any security holder of Cue Biopharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.
F3: The option vests in eight equal semi-annual installments beginning November 14, 2018.