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CTR Holdings Limited Capital/Financing Update 2019

Dec 30, 2019

49911_rns_2019-12-29_4b132215-83d0-4a02-a1ff-0a054551b96b.pdf

Capital/Financing Update

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Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

This Application Form uses the same terms as defined in the prospectus of CTR Holdings Limited (the “Company”) dated 30 December Staple your 2019 (the “Prospectus”). 本申請表格使用與 CTR Holdings Limited (「本公司」)於二零一九年十二月三十日刊發的招股章程(「招股章程」)所界定的相同詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Public Offer Shares in here any jurisdiction other than Hong Kong. The Public Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 請將股款 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何公開發售股份。若無根據美國證券法登記 緊釘在此 或豁免登記,公開發售股份不得在美國提呈發售或出售。

This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever

in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內,概不得發送或派發或複製(不論方式,也不論全 部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the paragraph headed “Documents Delivered to the Registrar of Companies in Hong Kong and Available for Inspection – Documents delivered to the Registrar of Companies in Hong Kong” in Appendix VI to the Prospectus have been registered with the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄六「送呈香港公司註冊處處長及備查文件 – 送呈香港公司註冊處處長文件」一段所述其他文件之副本已遵 照香港法例第32章《公司(清盤及雜項條文)條例》第342C條的規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限 公司(「聯交所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負 責。 CTR Holdings Limited (Incorporated in the Cayman Islands with members’ limited liability) (於開曼群島註冊成立之股東有限公司) Stock code : 1416 股份代號 : 1416 Maximum Offer Price : HK$0.38 per Offer Share, plus brokerage of 1.0%, SFC transaction levy of 0.0027%, and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股發售股份0.38港元,另加1.0%經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易 費(須於申請時以港元繳足,多繳款項可予退 回) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 招股章程尚有關於申請程序的其他資料,故本申請表格應與招股章程一併閱讀。 Application Form 申請表格 To: CTR Holdings Limited 致: CTR Holdings Limited The Sole Sponsor 獨家保薦人 The Joint Bookrunners 聯席賬簿管理人 The Joint Lead Managers 聯席牽頭經辦人 The Co-managers 副經辦人 The Public Offer Underwriters 公開發售包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and 本人╱吾等同意本申請表格及招股章程內的條款及

本人╱吾等同意本申請表格及招股章程內的條款及 條件以及申請程序。請參閱本申請表格「填交本申請 表格的效用」一節。

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

警告:任何人士只限作出一次為其利益而進行的認 。 購申請 請參閱「填交本申請表格的效用」一節最後 四點。

Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期: / / D日 M月 Y年 Number of Public Offer Shares applied for (not more than 17,500,000 Shares) Cheque/banker’s cashier order number 支票╱銀行本票號碼 申請公開發售股份之數目(不超過17,500,000股股份) Name of bank on which cheque/banker’s cashier order is drawn (see Total amount 總額 “How to make your application” section) 兌現支票╱銀行本票的 HK$ 港元 銀行名稱(見「申請手續」一節) Name in English (in BLOCK letters) 英文姓名╱名稱( 正楷 ) Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護 照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any, in BLOCK letters) Hong Kong Identity Card No./Passport No./Hong Kong Business 所有其他聯名申請人的英文姓名╱名稱(如有, 正楷 ) Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號碼╱ 1) 香港商業登記號碼(請刪除不適用者) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in BLOCK letters) 香港地址(以英文 正楷 填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交: 代名人若不填寫本節,是項認購申請將視作為 閣下利益提出。 請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。

ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用英文 正楷 填寫 閣下 姓名╱名稱 及香 港 地址

For Internal use 此欄供內部使用

Please use this form if you want the Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

  • (1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個別人士須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填寫其香港商 業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登 記號碼將轉交第三方以核實申請表格是否有效。

  • (2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque if there is the need to refund the surplus application monies in the future. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回多繳的申請股款,退款支票上或會印有 閣下或(如屬聯名申請人)排名首位申請人的 香港身份證號碼╱護照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號 碼╱護照號碼。

  • (3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請由一家非上市公司提出,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Public Offer Shares to be issued in your name

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 10,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
How to make your application
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 10,000
Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of
Amount
No. of
Amount
No. of
Amount
No. of
Amount
Sample樣版
Public Offer
Shares
applied for
payable on
application
HK$
Public Offer
Shares
applied for
payable on
application
HK$
Public Offer
Shares
applied for
payable on
application
HK$
Public Offer
Shares
applied for
payable on
application
HK$
10,000
20,000
30,000
40,000
50,000
60,000
70,000
80,000
90,000
3,838.29
7,676.59
11,514.88
15,353.17
19,191.46
23,029.76
26,868.05
30,706.34
34,544.63
100,000
150,000
200,000
250,000
300,000
350,000
400,000
450,000
500,000
38,382.93
57,574.39
76,765.85
95,957.32
115,148.78
134,340.24
153,531.70
172,723.17
191,914.63
750,000
1,000,000
1,500,000
2,000,000
2,500,000
3,000,000
3,500,000
4,000,000
4,500,000
287,871.95
383,829.26
575,743.89
767,658.52
959,573.15
1,151,487.78
1,343,402.41
1,535,317.04
1,727,231.67
5,000,000
7,500,000
10,000,000
12,500,000
15,000,000
17,500,000
1,919,146.30
2,878,719.45
3,838,292.60
4,797,865.75
5,757,438.90
6,717,012.05
17,500,000 is the maximum number of Public Offer Shares you may apply for.
2. Complete the form in English in BLOCK letters and sign it. Only written signatures will be accepted (and not
by way of personal chop).
3. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be
accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be
rejected if your cheque or banker’s cashier order does not meet all the following requirements:
The cheque must:
Banker’s cashier order must:

be in Hong Kong dollars;

not be post-dated;

be made payable to “ICBC (Asia) Nominee Limited – CTR Holdings Public Offer”;

be crossed “Account Payee Only”;

be drawn on your Hong Kong dollar bank account
in Hong Kong; and

show your account name, which must either be
pre-printed on the cheque, or be endorsed on the
back by a person authorised by the bank. This
account name must correspond with your name. If
it is a joint application, the account name must be
the same as the first-named applicant’s name.

be issued by a licensed bank in Hong Kong, and
have your name certified on the back by a person
authorised by the bank. The name on the banker’s
cashier order must correspond with your name. If
it is a joint application, the name on the back of
the banker’s cashier order must be the same as the
first-named applicant’s name.


Please use this form if you want the Public Offer Shares to be issued in your name

  1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Industrial and Commercial Bank of China (Asia) Limited : District Branch name Address Hong Kong Island Queen’s Road Central Branch Basement, Ground Floor and First Floor of 122 QRC, Nos. 122–126 Queen’s Road Central, Hong Kong Kowloon Tsimshatsui East Branch Shop B, G/F, Railway Plaza, 39 Chatham Road South, Tsimshatsui, Kowloon New Territories Tsuen Wan G/F, 423–427 Castle Peak Road, Castle Peak Road Branch Tsuen Wan, New Territories 5. Your Application Form can be lodged at these times: – Monday, 30 December 2019 9:00 a.m. to 5:00 p.m. – Tuesday, 31 December 2019 9:00 a.m. to 5:00 p.m. – Thursday, 2 January 2020 9:00 a.m. to 5:00 p.m. Friday, 3 January 2020 – 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Friday, 3 January 2020. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to Apply for the Public Offer Shares – 9. Effect of Bad Weather and/or Extreme Conditions on the Opening of the Application Lists” in the Prospectus.

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

申請手續

  1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為10,000股公開發售股份,並為下表 所列的其中一個數目,否則恕不受理。
申請手續
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為10,000股公開發售股份,並為下表
所列的其中一個數目,否則恕不受理。
申請手續
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為10,000股公開發售股份,並為下表
所列的其中一個數目,否則恕不受理。
申請手續
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為10,000股公開發售股份,並為下表
所列的其中一個數目,否則恕不受理。
申請手續
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為10,000股公開發售股份,並為下表
所列的其中一個數目,否則恕不受理。
可供申請認購股份數目及應繳款項
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
申請認購的
公開發售
股份數目
申請時
應繳款項
港元
10,000
20,000
30,000
40,000
50,000
60,000
70,000
80,000
90,000
3,838.29
7,676.59
11,514.88
15,353.17
19,191.46
23,029.76
26,868.05
30,706.34
34,544.63
100,000
150,000
200,000
250,000
300,000
350,000
400,000
450,000
500,000
38,382.93
57,574.39
76,765.85
95,957.32
115,148.78
134,340.24
153,531.70
172,723.17
191,914.63
750,000
1,000,000
1,500,000
2,000,000
2,500,000
3,000,000
3,500,000
4,000,000
4,500,000
287,871.95
383,829.26
575,743.89
767,658.52
959,573.15
1,151,487.78
1,343,402.41
1,535,317.04
1,727,231.67

5,000,000
7,500,000
10,000,000
12,500,000
15,000,000
17,500,000*
1,919,146.30
2,878,719.45
3,838,292.60
4,797,865.75
5,757,438.90
6,717,012.05

閣下可申請認購的公開發售股份的最高數目為17,500,000股股份。
2.以英文
正楷*填妥及簽署表格。只接納親筆簽名(不得以個人印章代替)。
3.閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立開出
銀行本票。支票或銀行本票必須符合以下所有規定,否則 閣下的認購申請將不獲接納:

支票必須:

銀行本票必須:
l
‧ 為港元;
‧ 不得為期票;
‧ 註明抬頭人為「工銀亞洲代理人有限公司 – CTR Holdings公開發售」;
‧ 劃線註明「只准入抬頭人賬戶」;
mp
‧ 從 閣下在香港的港元銀行賬戶中開出;及
‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必須已
預印在支票上,或由有關銀行授權的人士在支
票背書。賬戶名稱必須與 閣下姓名╱名稱相
同。如屬聯名申請,賬戶名稱必須與排名首位
申請人的姓名╱名稱相同。

‧ 須由香港持牌銀行開出,並由有關銀行授權的
人士在銀行本票背面簽署核證 閣下姓名╱名
稱。銀行本票所示姓名╱名稱須與 閣下姓
名╱名稱相同。如屬聯名申請,銀行本票背面
所示姓名╱名稱必須與排名首位申請人的姓
名╱名稱相同。
Sa

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

  1. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入 中國工商銀行 (亞洲)有限公司 下列任何一家分行特設的收集箱:

地區 分行名稱 地址 香港島 皇后大道中分行 香港中環皇后大道中122–126號122 QRC地庫 至一樓 九龍 尖沙咀東分行 九龍尖沙咀漆咸道南39號鐵路大廈地下B鋪 新界 荃灣青山公路分行 新界青山公路荃灣段423–427號地下 5. 閣下可於下列時間遞交申請表格: 二零一九年十二月三十日(星期一)-上午九時正至下午五時正 二零一九年十二月三十一日(星期二)-上午九時正至下午五時正 二零二零年一月二日(星期四)-上午九時正至下午五時正 二零二零年一月三日(星期五)-上午九時正至中午十二時正 6. 截止遞交申請的時間為二零二零年一月三日(星期五)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見招 股章程「如何申請公開發售股份-9. 惡劣天氣及╱或極端情況對辦理申請登記的影響」一節)。

Please use this form if you want the Public Offer Shares to be issued in your name

CTR Holdings Limited

(Incorporated in the Cayman Islands with members’ limited liability)

SHARE OFFER

Conditions of your application

  • A. Who can apply

A. Who can apply personal data which they may require about you and the person(s) 1. You and any person(s) for whose benefit you are applying must for whose benefit you have made the application; be 18 years of age or older and must have a Hong Kong address. • if the laws of any place outside Hong Kong apply to your 2. If you are a firm, the application must be in the individual application, agree and warrant that you have complied with all members’ names. such laws and none of the Company, the Sole Sponsor, the Joint 3. The number of joint applicants may not exceed four. Bookrunners, the Joint Lead Managers, the Co-managers, and the 4. If you are a body corporate, the application must be signed by a Underwriters nor any of their respective officers or advisers will duly authorised officer, who must state his or her representative breach any law outside Hong Kong as a result of the acceptance capacity, and stamped with your corporation’s chop. of your offer to purchase, or any action arising from your rights 5. You must be outside the United States, not be a United States and obligations under the terms and conditions contained in the Person (as defined in Regulation S under the U.S. Securities Act) Prospectus and this Application Form; and not be a legal or natural person of the PRC. • agree that once your application has been accepted, you may not 6. Unless permitted by the Listing Rules, you cannot apply for any rescind it because of an innocent misrepresentation; Public Offer Shares if you: • agree that your application will be governed by the laws of Hong • are an existing beneficial owner of Shares in the Company Kong; and/or any of its subsidiaries; • represent, warrant and undertake that (i) you understand that • are a Director or chief executive officer of the Company the Public Offer Shares have not been and will not be registered and/or any of its subsidiaries; under the U.S. Securities Act; and (ii) you and any person for • are a connected person (as defined in the Listing Rules) whose benefit you are applying for the Public Offer Shares are of the Company or will become a connected person of the outside the United States (as defined in Regulation S) or are a Company immediately upon completion of the Share Offer; person described in paragraph (h)(3) of Rule 902 of Regulation S; • are an associate (as defined in the Listing Rules) of any of • warrant that the information you have provided is true and the above; or accurate; • have been allocated or have applied for or indicated an • agree to accept the Public Offer Shares applied for, or any lesser interest in any Placing Shares or otherwise participated in number allocated to you under the application; the Placing. • authorise the Company to place your name(s) on the Company’s B. If you are a nominee register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to send any You, as a nominee, may make more than one application for the Public Offer Shares by: (i) giving electronic application instructions to share certificate(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at HKSCC via Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW your own risk to the address stated on the application, unless you are eligible to collect the share certificate(s) and/or refund Application Form, and lodge more than one application in your own name on behalf of different beneficial owners. cheque(s) in person; • understand that, if (i) the Offer Shares under the Placing are fully C. Effect of completing and submitting this Application Form subscribed or oversubscribed, and if the number of Offer Shares By completing and submitting this Application Form, you (and if you validly applied for in the Public Offer represents 100% or more, are joint applicants, each of you jointly and severally) for yourself or as but less than 15 times, of the number of Offer Shares initially an agent or a nominee on behalf of each person for whom you act: available under the Public Offer; or (ii) the Offer Shares under • undertake to execute all relevant documents and instruct and the Placing are not fully subscribed, and if the number of Offer authorise the Company, and/or the Joint Bookrunners (or their Shares validly applied for in the Public Offer represents 100% agents or nominees), as agents of the Company, to execute any or more of the number of Offer Shares initially available under documents for you and to do on your behalf all things necessary the Public Offer, the Joint Bookrunners may, at their discretion, to register any Public Offer Shares allocated to you in your name reallocate the Offer Shares from the Placing to the Public Offer as required by the Articles of Association; to satisfy valid applications under the Public Offer, provided • agree to comply with the Companies Law, the Companies that the total number of Offer Shares available under the Public Ordinance, the Companies (Winding up and Miscellaneous Offer shall not be increased to more than 70,000,000 Shares, Provisions) Ordinance and the Memorandum and Articles of representing double the number of Offer Shares initially available Association; under the Public Offer and 20% of the total number of Offer • confirm that you have read the terms and conditions and Shares initially available under the Share Offer; application procedures set out in the Prospectus and in this • declare and represent that this is the only application made and Application Form and agree to be bound by them; the only application intended by me/us to be made to benefit me/us • confirm that you have received and read the Prospectus and have or the person for whose benefit I am/we are applying; only relied on the information and representations contained • understand that the Company and the Joint Bookrunners will rely in the Prospectus in making your application and will not rely on your declarations and representations in deciding whether on any other information or representations except those in any or not to make any allotment of any of the Public Offer Shares supplement to the Prospectus; to you and that you may be prosecuted for making a false • confirm that you are aware of the restrictions on the Share Offer declaration; in the Prospectus; • (if the application is made for your own benefit) warrant that no • agree that none of the Company, the Sole Sponsor, the Joint other application has been or will be made for your benefit on a

  1. You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.

  2. If you are a firm, the application must be in the individual members’ names.

  3. The number of joint applicants may not exceed four.

  4. If you are a body corporate, the application must be signed by a duly authorised officer, who must state his or her representative capacity, and stamped with your corporation’s chop.

  5. You must be outside the United States, not be a United States Person (as defined in Regulation S under the U.S. Securities Act) and not be a legal or natural person of the PRC.

  6. Unless permitted by the Listing Rules, you cannot apply for any Public Offer Shares if you:

  7. C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act: • undertake to execute all relevant documents and instruct and authorise the Company, and/or the Joint Bookrunners (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Public Offer Shares allocated to you in your name as required by the Articles of Association;

  8. • agree to comply with the Companies Law, the Companies Ordinance, the Companies (Winding up and Miscellaneous Provisions) Ordinance and the Memorandum and Articles of Association;

  9. • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

  10. declare and represent that this is the only application made and the only application intended by me/us to be made to benefit me/us or the person for whose benefit I am/we are applying;

  11. confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

  12. understand that the Company and the Joint Bookrunners will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Public Offer Shares to you and that you may be prosecuted for making a false declaration;

  13. confirm that you are aware of the restrictions on the Share Offer in the Prospectus;

  14. (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC by you or by any one as your agent or by any other person; and

  15. agree that none of the Company, the Sole Sponsor, the Joint Bookrunners, the Joint Lead Managers, the Co-managers, the Underwriters, their respective directors, officers, employees, partners, agents, advisers and any other parties involved in the Share Offer is or will be liable for any information and representations not in the Prospectus (and any supplement to it);

  16. • undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any of the Placing Shares under the Placing nor participated in the Placing;

    • (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.
  17. agree to disclose to the Company, the Hong Kong Branch Share Registrar, the receiving bank, the Sole Sponsor, the Joint

Conditions of your application Bookrunners, the Joint Lead Managers, the Co-managers, the Underwriters and/or their respective advisers and agents any A. Who can apply personal data which they may require about you and the person(s) 1. You and any person(s) for whose benefit you are applying must for whose benefit you have made the application; be 18 years of age or older and must have a Hong Kong address. • if the laws of any place outside Hong Kong apply to your 2. If you are a firm, the application must be in the individual application, agree and warrant that you have complied with all members’ names. such laws and none of the Company, the Sole Sponsor, the Joint 3. The number of joint applicants may not exceed four. Bookrunners, the Joint Lead Managers, the Co-managers, and the 4. If you are a body corporate, the application must be signed by a Underwriters nor any of their respective officers or advisers will duly authorised officer, who must state his or her representative breach any law outside Hong Kong as a result of the acceptance capacity, and stamped with your corporation’s chop. of your offer to purchase, or any action arising from your rights 5. You must be outside the United States, not be a United States and obligations under the terms and conditions contained in the Person (as defined in Regulation S under the U.S. Securities Act) Prospectus and this Application Form; and not be a legal or natural person of the PRC. • agree that once your application has been accepted, you may not 6. Unless permitted by the Listing Rules, you cannot apply for any rescind it because of an innocent misrepresentation; Public Offer Shares if you: • agree that your application will be governed by the laws of Hong • are an existing beneficial owner of Shares in the Company Kong; and/or any of its subsidiaries; • represent, warrant and undertake that (i) you understand that • are a Director or chief executive officer of the Company the Public Offer Shares have not been and will not be registered and/or any of its subsidiaries; under the U.S. Securities Act; and (ii) you and any person for • are a connected person (as defined in the Listing Rules) whose benefit you are applying for the Public Offer Shares are of the Company or will become a connected person of the outside the United States (as defined in Regulation S) or are a Company immediately upon completion of the Share Offer; person described in paragraph (h)(3) of Rule 902 of Regulation S; • are an associate (as defined in the Listing Rules) of any of • warrant that the information you have provided is true and the above; or accurate; • have been allocated or have applied for or indicated an • agree to accept the Public Offer Shares applied for, or any lesser interest in any Placing Shares or otherwise participated in number allocated to you under the application; the Placing. • authorise the Company to place your name(s) on the Company’s B. If you are a nominee register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to send any You, as a nominee, may make more than one application for the Public Offer Shares by: (i) giving electronic application instructions to share certificate(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at HKSCC via Central Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW your own risk to the address stated on the application, unless you are eligible to collect the share certificate(s) and/or refund Application Form, and lodge more than one application in your own name on behalf of different beneficial owners. cheque(s) in person; • understand that, if (i) the Offer Shares under the Placing are fully C. Effect of completing and submitting this Application Form subscribed or oversubscribed, and if the number of Offer Shares By completing and submitting this Application Form, you (and if you validly applied for in the Public Offer represents 100% or more, are joint applicants, each of you jointly and severally) for yourself or as but less than 15 times, of the number of Offer Shares initially an agent or a nominee on behalf of each person for whom you act: available under the Public Offer; or (ii) the Offer Shares under • undertake to execute all relevant documents and instruct and the Placing are not fully subscribed, and if the number of Offer authorise the Company, and/or the Joint Bookrunners (or their Shares validly applied for in the Public Offer represents 100% agents or nominees), as agents of the Company, to execute any or more of the number of Offer Shares initially available under documents for you and to do on your behalf all things necessary the Public Offer, the Joint Bookrunners may, at their discretion, to register any Public Offer Shares allocated to you in your name reallocate the Offer Shares from the Placing to the Public Offer as required by the Articles of Association; to satisfy valid applications under the Public Offer, provided • agree to comply with the Companies Law, the Companies that the total number of Offer Shares available under the Public Ordinance, the Companies (Winding up and Miscellaneous Offer shall not be increased to more than 70,000,000 Shares, Provisions) Ordinance and the Memorandum and Articles of representing double the number of Offer Shares initially available Association; under the Public Offer and 20% of the total number of Offer • confirm that you have read the terms and conditions and Shares initially available under the Share Offer;

Please use this form if you want the Public Offer Shares to be issued in your name

D. Power of attorney

If your application for Public Offer Shares is successful (in whole or in part)

If your application is made through an authorised attorney, the Company and the Joint Bookrunners, may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.

If you apply for 1,000,000 or more Public Offer Shares, you may collect your refund cheque(s) and/or share certificate(s) in person from the Hong Kong Branch Share Registrar, Boardroom Share Registrars (HK) Limited at 2103B, 21/F, 148 Electric Road, North Point, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Tuesday, 14 January 2020, or such other date as notified by us in the newspaper.

Allocation of the Public Offer Shares – Pools A and B

The total number of Public Offer Shares available under the Public Offer will initially be divided equally into two pools for allocation purposes as follows:

Pool A: The Public Offer Shares in Pool A will be allocated on corporate applicant which is eligible for personal collection, your authorised representative must bear a letter of authorisation from your an equitable basis to applicants who have applied for Public Offer corporation stamped with your corporation’s chop. Both individuals Shares in the value of HK$5 million (excluding brokerage fee, and authorised representatives must produce, at the time of collection, Stock Exchange trading fee and SFC transaction levy) or less. evidence of identity acceptable to the Hong Kong Branch Share (ii) Pool B: The Public Offer Shares in Pool B will be allocated on Registrar. an equitable basis to applicants who have applied for Public If you do not collect your refund cheque(s) and/or share certificate(s) Offer Shares each with a total subscription amount (excluding personally within the time period specified for collection, they will be brokerage fee, Stock Exchange trading fee and SFC transaction despatched promptly to the address as specified on this Application levy) of more than HK$5 million and up to the value of Pool B. Form by ordinary post at your own risk. Applicants should be aware that applications in Pool A and Pool B are If you apply for less than 1,000,000 Public Offer Shares, your refund likely to receive different allocation ratios. If the Public Offer Shares cheque(s) and/or share certificate(s) will be sent to the address on the in one pool (but not both pools) are under-subscribed, the unsubscribed relevant Application Form on Tuesday, 14 January 2020, by ordinary Public Offer Shares will be transferred to the other pool to satisfy post and at your own risk. demand in that other pool and be allocated accordingly. Allocation of Shares to investors under the Public Offer will be based solely on the Refund of your money level of valid applications received under the Public Offer. The basis of If you do not receive any Public Offer Shares or if your application allocation may vary, depending on the number of Public Offer Shares is accepted only in part, the Company will refund to you your validly applied for by applicants. The allocation of Public Offer Shares application monies (including the related 1.0% brokerage, 0.0027% could, where appropriate, consist of balloting, which would mean that SFC transaction levy and 0.005% Stock Exchange trading fee) without some applicants may receive a higher allocation than others who have interest. If the Offer Price is less than the maximum Offer Price, the applied for the same number of Public Offer Shares, and those applicants Company will refund to you the surplus application monies (including who are not successful in the ballot may not receive any Public Offer the related 1.0% brokerage, 0.0027% SFC transaction levy and 0.005% Shares. Applicants can only receive an allocation of Public Offer Shares Stock Exchange trading fee) without interest. from either Pool A or Pool B but not from both pools. Multiple or The refund procedures are stated in the “13. Despatch/Collection of suspected multiple applications within either pool or between pools and Share Certificates and Refund Monies” in the “How to Apply for the any application for more than 50% of the Public Offer Shares initially Public Offer Shares” section of the Prospectus. available for subscription under the Public Offer will be rejected. Application by HKSCC Nominees Limited (“HKSCC Nominees”) Each applicant under the Public Offer will also be required to give Where this Application Form is signed by HKSCC Nominees on an undertaking and confirmation in the Application Form submitted behalf of persons who have given electronic application instructions by him that he and any person(s) for whose benefit he is making the to apply for the Public Offer Shares, the provisions of this Application application have not received any Shares under the Placing, and such Form which are inconsistent with those set out in the Prospectus shall applicant’s application is liable to be rejected if the said undertaking and/ not apply and provisions in the Prospectus shall prevail. or confirmation is breached and/or untrue (as the case may be). Without limiting the generality of this paragraph, the following sections of this Application Form are inapplicable where this form is Determination of Offer Price and Allocation of Public Offer Shares signed by HKSCC Nominees: The Offer Price is expected to be fixed on or around Friday, 3 January • “Applicants’ declaration” on the first page; 2020. Applicants are required to pay the maximum Offer Price of • “Warning” on the first page; HK$0.38 for each Public Offer Share together with 1.0% brokerage, • “If you are a nominee”; 0.0027% SFC transaction levy and 0.005% Stock Exchange trading • All representations and warranties under the “Effect of fee. If the Offer Price is not agreed between the Company and the Joint completing and submitting this Application Form” section, except Bookrunners (for themselves and on behalf of the other Underwriters) the first one regarding registration of Public Offer Shares in the on or before Tuesday, 7 January 2020, the Share Offer will not applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Public Offer Shares; Applications for Public Offer Shares will not be processed and no • “If your application for Public Offer Shares is successful (in allotment of any Public Offer Shares will be made until the application whole or in part)”; and • “Refund of your money”. The Company expects to announce the final Offer Price, the level The following sub-sections in the section headed “How to Apply for of indication of interest in the Placing, the level of applications the Public Offer Shares” in the Prospectus are inapplicable where this in the Public Offer and the basis of allocation of the Public Offer form is signed by HKSCC Nominees: Shares on Tuesday, 14 January 2020, on our Company’s website • “7. How many applications can you make”; and www.chianteck.com and the website of the Stock Exchange at • “11. Circumstances in which you will not be allotted Public Offer Shares”. . Results of allocations in the Public Offer, and the Hong Kong Identity Card/passport/Hong Kong business registration Effect of the information you give to Boardroom Share Registrars numbers of successful applicants (where applicable) will be available (HK) Limited Boardroom Share Registrars (HK) Limited and its related bodies’ The allocation of Offer Shares between the Public Offer and the Placing corporate, directors, officers, employees and agents (“Representatives”) is subject to adjustment as detailed in the section headed “Structure expressly disclaim and exclude to the maximum extent permitted by

Boardroom Share Registrars (HK) Limited and its related bodies’ corporate, directors, officers, employees and agents (“Representatives”) expressly disclaim and exclude to the maximum extent permitted by law any liability for any loss or damage suffered or incurred by the applicant or any other person or entity however caused relating in any way to, or connected with, any information provided by or on behalf of the applicant on or in connection with this document or any services provided hereunder, or any other written or oral communication provided by or on behalf of the applicant in connection with this document or any services provided hereunder. This includes, without limitation, any errors or omissions in such information however caused, or the Representatives or any other person or entity placing any reliance on such information or any documentation, image, recording or reproduction of such information, or its accuracy, completeness, currency or reliability.

The allocation of Offer Shares between the Public Offer and the Placing is subject to adjustment as detailed in the section headed “Structure and conditions of the Share Offer – The Placing – Adjustment” in the Prospectus. In particular, the Joint Bookrunners (for themselves, and on behalf of the other Underwriters) may reallocate Offer Shares from the Placing to the Public Offer to satisfy valid applications under the Public Offer. In accordance with Guidance Letter HKEX-GL91-18 issued by the Stock Exchange, if such reallocation is done other than pursuant to Practice Note 18 of the Listing Rules, the maximum total number of Offer Shares that may be reallocated to the Public Offer following such reallocation shall be not more than double the initial allocation to the Public Offer (i.e. 70,000,000 Offer Shares) and the final Offer Price shall be fixed at the low-end of the indicative Offer Price range (i.e. HK$0.36 per Offer Share) stated in the Prospectus.

Offer will initially be divided equally into two pools for allocation If you are an individual who is eligible for personal collection, you must not authorise any other person to collect for you. If you are a purposes as follows: (i) Pool A: The Public Offer Shares in Pool A will be allocated on corporate applicant which is eligible for personal collection, your authorised representative must bear a letter of authorisation from your an equitable basis to applicants who have applied for Public Offer corporation stamped with your corporation’s chop. Both individuals Shares in the value of HK$5 million (excluding brokerage fee, and authorised representatives must produce, at the time of collection, Stock Exchange trading fee and SFC transaction levy) or less. evidence of identity acceptable to the Hong Kong Branch Share (ii) Pool B: The Public Offer Shares in Pool B will be allocated on Registrar. an equitable basis to applicants who have applied for Public If you do not collect your refund cheque(s) and/or share certificate(s) Offer Shares each with a total subscription amount (excluding personally within the time period specified for collection, they will be brokerage fee, Stock Exchange trading fee and SFC transaction despatched promptly to the address as specified on this Application levy) of more than HK$5 million and up to the value of Pool B. Form by ordinary post at your own risk. Applicants should be aware that applications in Pool A and Pool B are If you apply for less than 1,000,000 Public Offer Shares, your refund likely to receive different allocation ratios. If the Public Offer Shares cheque(s) and/or share certificate(s) will be sent to the address on the in one pool (but not both pools) are under-subscribed, the unsubscribed relevant Application Form on Tuesday, 14 January 2020, by ordinary Public Offer Shares will be transferred to the other pool to satisfy post and at your own risk. demand in that other pool and be allocated accordingly. Allocation of Shares to investors under the Public Offer will be based solely on the Refund of your money level of valid applications received under the Public Offer. The basis of If you do not receive any Public Offer Shares or if your application allocation may vary, depending on the number of Public Offer Shares is accepted only in part, the Company will refund to you your validly applied for by applicants. The allocation of Public Offer Shares application monies (including the related 1.0% brokerage, 0.0027% could, where appropriate, consist of balloting, which would mean that SFC transaction levy and 0.005% Stock Exchange trading fee) without some applicants may receive a higher allocation than others who have interest. If the Offer Price is less than the maximum Offer Price, the applied for the same number of Public Offer Shares, and those applicants Company will refund to you the surplus application monies (including who are not successful in the ballot may not receive any Public Offer the related 1.0% brokerage, 0.0027% SFC transaction levy and 0.005% Shares. Applicants can only receive an allocation of Public Offer Shares Stock Exchange trading fee) without interest. from either Pool A or Pool B but not from both pools. Multiple or The refund procedures are stated in the “13. Despatch/Collection of suspected multiple applications within either pool or between pools and Share Certificates and Refund Monies” in the “How to Apply for the any application for more than 50% of the Public Offer Shares initially Public Offer Shares” section of the Prospectus. available for subscription under the Public Offer will be rejected. Application by HKSCC Nominees Limited (“HKSCC Nominees”) Each applicant under the Public Offer will also be required to give Where this Application Form is signed by HKSCC Nominees on an undertaking and confirmation in the Application Form submitted behalf of persons who have given electronic application instructions by him that he and any person(s) for whose benefit he is making the to apply for the Public Offer Shares, the provisions of this Application application have not received any Shares under the Placing, and such Form which are inconsistent with those set out in the Prospectus shall applicant’s application is liable to be rejected if the said undertaking and/ not apply and provisions in the Prospectus shall prevail. or confirmation is breached and/or untrue (as the case may be). Without limiting the generality of this paragraph, the following sections of this Application Form are inapplicable where this form is Determination of Offer Price and Allocation of Public Offer Shares signed by HKSCC Nominees: The Offer Price is expected to be fixed on or around Friday, 3 January • “Applicants’ declaration” on the first page; 2020. Applicants are required to pay the maximum Offer Price of • “Warning” on the first page; HK$0.38 for each Public Offer Share together with 1.0% brokerage, • “If you are a nominee”; 0.0027% SFC transaction levy and 0.005% Stock Exchange trading • All representations and warranties under the “Effect of fee. If the Offer Price is not agreed between the Company and the Joint completing and submitting this Application Form” section, except Bookrunners (for themselves and on behalf of the other Underwriters) the first one regarding registration of Public Offer Shares in the on or before Tuesday, 7 January 2020, the Share Offer will not applicant’s name and the signing of documents to enable the proceed. applicant to be registered as the holder of the Public Offer Shares; Applications for Public Offer Shares will not be processed and no • “If your application for Public Offer Shares is successful (in allotment of any Public Offer Shares will be made until the application whole or in part)”; and lists close. • “Refund of your money”. The Company expects to announce the final Offer Price, the level The following sub-sections in the section headed “How to Apply for of indication of interest in the Placing, the level of applications the Public Offer Shares” in the Prospectus are inapplicable where this in the Public Offer and the basis of allocation of the Public Offer form is signed by HKSCC Nominees: Shares on Tuesday, 14 January 2020, on our Company’s website • “7. How many applications can you make”; and at www.chianteck.com and the website of the Stock Exchange at • “11. Circumstances in which you will not be allotted Public Offer Shares”. www.hkexnews.hk . Results of allocations in the Public Offer, and the Hong Kong Identity Card/passport/Hong Kong business registration Effect of the information you give to Boardroom Share Registrars numbers of successful applicants (where applicable) will be available (HK) Limited on the above websites.

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

CTR Holdings Limited

(於開曼群島註冊成立之股東有限公司)

  • 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 人,即各人共同及個別)代表 閣下本身,或作為 閣下代其 行事的每位人士的代理或代名人: ‧ 承諾簽立所有相關文件,並指示及授權本公司及╱或作為 本公司代理的聯席賬簿管理人(或其代理或代名人),按 照組織章程細則的規定代表 閣下簽立任何文件,並代 表 閣下辦理一切必要事宜以將 閣下獲分配的任何公開 發售股份以 閣下名義登記;

  • ‧ 同意遵守公司法、公司條例、公司(清盤及雜項條文)條例 及組織章程大綱及細則;

  • ‧ 確認 閣下已細閱招股章程及本申請表格所載的條款及條 件以及申請程序,並同意受其約束;

  • ‧ 確認 閣下已接獲及細閱招股章程,提出申請時也僅依據 招股章程載列的資料及陳述,而除招股章程任何補充文件 所載者外, 閣下不會依賴任何其他資料或陳述;

  • ‧ 確認 閣下知悉招股章程內有關股份發售的限制;

  • ‧ 同意本公司、獨家保薦人、聯席賬簿管理人、聯席牽頭經 辦人、副經辦人、包銷商、彼等各自的董事、高級職員、 僱員、合夥人、代理、顧問及參與股份發售的任何其他人 士現時及日後均毋須對並非載於招股章程(及其任何補充 文件)的任何資料及陳述負責;

  • ‧ 承諾及確認 閣下或 閣下為其利益提出申請的人士並無 申請或接納或表示有意認購(亦將不會申請或接納或表示 有意認購)配售的任何配售股份,也沒有參與配售;

  • ‧ 同意在本公司、香港股份過戶登記分處、收款銀行、獨家 保薦人、聯席賬簿管理人、聯席牽頭經辦人、副經辦人、

  • ‧ (如本申請是為 閣下本身利益提出)保證 閣下或作 為 閣下代理的任何人士或任何其他人士不曾亦將不會 為 閣下利益以 白色黃色 申請表格或向香港結算發出 電 子認購指示 而提出其他申請;及

  • ‧ (如 閣下作為代理為另一人士的利益提出申請)保證 (i) 閣下(作為代理或為該人士利益)或該人士或任何其他 作為該人士代理的人士不曾亦不會以 白色黃色 申請表格 或向香港結算發出 電子認購指示 而提出其他申請;及(ii) 閣下獲正式授權作為該人士的代理代為簽署本申請表格或 發出 電子認購指示

股份發售 申請條件 包銷商及╱或彼等各自的顧問及代理提出要求時,向彼等 披露其所要求提供有關 閣下及 閣下為其利益提出申請 甲、可提出申請的人士 的人士的任何個人資料; 1. 閣下及 閣下為其利益提出申請的人士必須年滿18歲並有 ‧ 如香港境外任何地方的法例適用於 閣下的申請,則同 香港地址。 意及保證 閣下已遵守所有有關法例,且本公司、獨家 2. 如 閣下為商號,申請須以個別成員名義提出。 保薦人、聯席賬簿管理人、聯席牽頭經辦人、副經辦人 3. 聯名申請人不得超過四名。 及包銷商和彼等各自任何高級職員或顧問概不會因接 4. 如 閣下為法人團體,申請須經獲正式授權人員簽署,並 納 閣下的購買要約,或 閣下根據招股章程及本申請表 註明其所屬代表身份及蓋上公司印鑑。 5. 閣下必須身處美國境外,並非美國籍人士(定義見美國證 格所載的條款及條件應有的權利及責任所引致的任何行 券法S規例),亦非中國法人或自然人。 動,而違反香港境外的任何法例; 6. 除上市規則批准外,下列人士概不得申請認購任何公開發 ‧ 同意 閣下的申請一經接納,即不得因無意的失實陳述而 售股份: 撤銷; ‧ 本公司及╱或其任何附屬公司股份的現有實益擁有 ‧ 同意 閣下的申請受香港法例管轄; 人; ‧ 聲明、保證及承諾:(i) 閣下明白公開發售股份不曾亦將 ‧ 本公司及╱或其任何附屬公司的董事或最高行政人 不會根據美國證券法登記;及(ii) 閣下及 閣下為其利 員; 益申請公開發售股份的人士均身處美國境外(定義見S規 ‧ 本公司關連人士(定義見上市規則)或緊隨股份發售完 例),或屬S規例第902條第(h)(3)段所述的人士; 成後將成為本公司關連人士的人士; ‧ ‧ 上述任何人士的聯繫人(定義見上市規則);或 保證 閣下提供的資料真實及準確; ‧ 已獲分配或已申請認購或表示有意認購任何配售股份 ‧ 同意接納所申請數目或根據申請分配予 閣下但數目較少 或以任何方式參與配售的人士。 的公開發售股份; ‧ 授權本公司將 閣下的姓名╱名稱列入本公司股東名冊, 乙、如 閣下為代名人 作為 閣下獲分配的任何公開發售股份的持有人,並授權 閣下作為代名人可提出超過一次公開發售股份申請,方法是: 本公司及╱或其代理以普通郵遞方式按申請所示地址向 (i)透過中央結算及交收系統(「中央結算系統」)向香港結算發出 閣下或聯名申請的排名首位申請人寄發任何股票及╱或退 電子認購指示 (如 閣下為中央結算系統參與者);或(ii)使用 款支票,郵誤風險由 閣下承擔,惟 閣下合資格親身領 白色黃色 申請表格,以自身名義代表不同的實益擁有人提交 取股票及╱或退款支票則除外; 超過一份申請。 • 明白倘(i)配售項下之發售股份獲全數認購或超額認購,且 倘有效申請公開發售之發售股份數目為公開發售項下初步 丙、填交本申請表格的效用 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 可供認購之發售股份數目100%或以上但少於15倍;或(ii) 人,即各人共同及個別)代表 閣下本身,或作為 閣下代其 配售項下之發售股份未獲全數認購,且倘有效申請公開發 行事的每位人士的代理或代名人: 售之發售股份數目為公開發售項下初步可供認購之發售股 ‧ 承諾簽立所有相關文件,並指示及授權本公司及╱或作為 份數目100%或以上,則聯席賬簿管理人可酌情將配售之 本公司代理的聯席賬簿管理人(或其代理或代名人),按 發售股份重新分配至公開發售,以滿足公開發售項下之有 照組織章程細則的規定代表 閣下簽立任何文件,並代 效申請,惟公開發售項下可供認購之發售股份總數不得增 表 閣下辦理一切必要事宜以將 閣下獲分配的任何公開 加至多於70,000,000股股份(相當於公開發售項下初步可供 發售股份以 閣下名義登記; 認購之發售股份數目的兩倍及股份發售項下初步可供認購 ‧ 同意遵守公司法、公司條例、公司(清盤及雜項條文)條例 之發售股份總數20%); 及組織章程大綱及細則; ‧ ‧ 聲明及表示此乃本人╱吾等為本身或本人╱吾等為其利益 確認 閣下已細閱招股章程及本申請表格所載的條款及條 提出申請的人士所提出及擬提出的唯一申請; 件以及申請程序,並同意受其約束; ‧ 確認 閣下已接獲及細閱招股章程,提出申請時也僅依據 ‧ 明白本公司及聯席賬簿管理人將依據 閣下的聲明及陳述 招股章程載列的資料及陳述,而除招股章程任何補充文件 而決定是否向 閣下配發任何公開發售股份, 閣下如作 所載者外, 閣下不會依賴任何其他資料或陳述; 出虛假聲明,可能會被檢控; ‧ 確認 閣下知悉招股章程內有關股份發售的限制; ‧ (如本申請是為 閣下本身利益提出)保證 閣下或作

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

丁、授權書

如 閣下透過授權代理人提出申請,本公司及聯席賬簿管理人 可按其認為合適的任何條件(包括出示代理人獲授權證明)酌情 接納或拒絕 閣下的申請。

如 閣下成功申請認購公開發售股份(全部或部分)

如 閣下申請認購1,000,000股或以上公開發售股份, 閣下可 於二零二零年一月十四日(星期二)上午九時正至下午一時正或 本公司在報章上公佈的有關其他日期,親臨香港股份過戶登記 分處,寶德隆證券登記有限公司(地址為香港北角電氣道148號 21樓2103B室)領取 閣下的退款支票及╱或股票。

預期發售價於二零二零年一月三日(星期五)或前後釐定。申請 人須繳付最高發售價每股公開發售股份0.38港元,另加1.0%經0.38港元,另加1.0%經港元,另加1.0%經1.0%經經 紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易費。倘0.0027%證監會交易徵費及0.005%聯交所交易費。倘證監會交易徵費及0.005%聯交所交易費。倘0.005%聯交所交易費。倘聯交所交易費。倘 若本公司與聯席賬簿管理人(為其本身及代表其他包銷商)未能 於二零二零年一月七日(星期二)或之前協定發售價,股份發售 將不會進行。 截止登記認購申請前,概不處理公開發售股份的申請及配發任 何公開發售股份。 本公司預期於二零二零年一月十四日(星期二)在本公司網站 ( www.chianteck.com )及聯交所網站(及聯交所網站(( www.hkexnews.hk )公佈最公佈最 終發售價、配售踴躍程度、公開發售的申請水平及公開發售股 份分配基準。公開發售的分配結果以及成功申請人的香港身份 證╱護照╱香港商業登記號碼(如適用)亦同於上述網站公佈。 在公開發售與配售之間作出的發售股份分配可根據招股章程 「股份發售的架構及條件-配售-調整」一節所詳述者予以調 整。具體而言,聯席賬簿管理人(為其本身及代表其他包銷商) 可將發售股份自配售重新分配至公開發售以滿足公開發售之有 效申請。根據聯交所發出的指引信HKEX-GL91-18,倘上述重 新分配並非根據《上市規則》第18項應用指引而作出,則於該重 新分配後可能重新分配至公開發售的發售股份總數最多不得 超過向公開發售所作之最初分配的兩倍(即70,000,000股發售股 份)而最終發售價應為招股章程所述指示性發售價範圍的下限 (即每股發售股份0.36港元)。

寶德隆證券登記有限公司和其有關連的法人團體、董事、高級 人員、僱員及代理人(「代表」)在法律所容許的最大限度內明確 卸棄及免除在任何方面與申請人或代表申請人在此文件提供的 或與此文件或在此文件下提供的任何服務相關的任何資料,或 任何申請人或代表申請人提供與此文件或在此文件下提供的任 何服務相關的任何其他書面或口頭通訊,有關或相關由申請人 或任何其他人士或實體所遭受或招致不論如何造成的任何損失 或損害的任何法律責任。此包括,但不限於,該等資料中不論 如何造成的任何錯誤或遺漏,或代表或任何其他人士或實體對 該等資料或任何該等資料的文件記錄、影像、記錄或複製品作 出的任何依據,或其準確性、完整性、合時性或可靠性。

分配公開發售股份-甲組及乙組 如 閣下為個人申請人並合資格親身領取, 閣下不得授權 為進行分配,根據公開發售可供認購的公開發售股份總數將初 任何其他人士代領。如 閣下為公司申請人並合資格派人領 步平均分為以下兩組: 取, 閣下的授權代表須攜同蓋上公司印鑑的授權書領取。個 (i) 甲組:甲組的公開發售股份將按公平基準分配予每名申請 人申請人及授權代表領取退款支票及╱或股票時須出示香港股 總值5百萬港元(不包括經紀佣金、聯交所交易費及證監會 份過戶登記分處接納的身份證明文件。 交易徵費)或以下的公開發售股份的申請人。 如 閣下並無在指定領取時間內親身領取退款支票及╱或股 (ii) 乙組:乙組的公開發售股份將按公平基準分配予每名申請 票,有關退款支票及╱或股票將會立刻以普通郵遞方式寄往本 公開發售股份的總認購金額(不包括經紀佣金、聯交所交 申請表格所示地址,郵誤風險由 閣下承擔。 易費及證監會交易徵費)為5百萬港元以上但不超過乙組價 如 閣下申請認購1,000,000股以下公開發售股份, 閣下的退 值的申請人。 款支票及╱或股票將於二零二零年一月十四日(星期二)以普通 申請人應留意,甲組及乙組申請的分配比例或會不同。倘公開 郵遞方式寄往有關申請表格所示地址,郵誤風險由 閣下承 發售股份其中一組(而非兩組)出現認購不足的情況,則未獲認 擔。 購的公開發售股份將轉撥往另一組以滿足該組的需求,並作出 退回款項 相應分配。根據公開發售向投資者分配股份將完全依據公開發 若 閣下未獲分配任何公開發售股份或申請僅部分獲接納,本 售所收到有效申請水平進行。分配基準可視乎申請人有效申請 公司將不計利息退回 閣下的申請股款(包括相關的1.0%經紀 之公開發售股份數目進行調整。在適當情況下,可能會在分配 佣金、0.0027%證監會交易徵費及0.005%聯交所交易費)。倘 公開發售股份過程中進行抽籤,即意味著對於申請認購相同數 發售價低於最高發售價,本公司將不計利息向 閣下退回多繳 目之公開發售股份的申請人,部分申請人所獲分配之股份數目 申請股款(包括相關的1.0%經紀佣金、0.0027%證監會交易徵 可能較其他申請人為高,且未能在抽籤時中籤之申請人,將可 費及0.005%聯交所交易費)。 能無法獲得任何公開發售股份。申請人僅可獲分配甲組或乙組 有關退款程序載於招股章程「如何申請公開發售股份」一節「13. 的公開發售股份,而不可兩者兼得。於其中一組或兩組之間的 發送╱領取股票及退回股款」內。 重複申請或疑屬重複申請,以及任何申請認購超過公開發售初 步可供認購的50%公開發售股份,將被拒絕受理。公開發售之 香港中央結算(代理人)有限公司(「香港結算代理人」)提出的申 每名申請人亦須在其遞交之申請表格上承諾及確認,該申請人 及該申請人為其利益提出申請任何人士並無獲發任何配售股 如本申請表格由香港結算代理人代表發出 電子認購指示 申請公 份,而倘上述承諾及╱或確認有違反及╱或失實之情況(視乎 開發售股份的人士簽署,本申請表格與招股章程不符的條文將 情況而定),則該申請人之申請將不予受理。 不適用,且以招股章程所述者為準。 在不限制此段一般應用的前提下,本申請表格的以下部分在香 港結算代理人作簽署人的情況下並不適用: 釐定發售價及公開發售股份的分配 ‧ 第一頁的「申請人聲明」; 預期發售價於二零二零年一月三日(星期五)或前後釐定。申請 ‧ 第一頁的「警告」; 人須繳付最高發售價每股公開發售股份0.38港元,另加1.0%經0.38港元,另加1.0%經港元,另加1.0%經1.0%經經 ‧ 「如 閣下為代名人」; 紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易費。倘0.0027%證監會交易徵費及0.005%聯交所交易費。倘證監會交易徵費及0.005%聯交所交易費。倘0.005%聯交所交易費。倘聯交所交易費。倘 ‧ 「填交本申請表格的效用」一節的所有陳述及保證,惟首項 若本公司與聯席賬簿管理人(為其本身及代表其他包銷商)未能 有關以申請人名義登記公開發售股份及簽署使申請人登記 於二零二零年一月七日(星期二)或之前協定發售價,股份發售 成為公開發售股份持有人的文件除外; 將不會進行。 ‧ 「如 閣下成功申請認購公開發售股份(全部或部分)」;及 截止登記認購申請前,概不處理公開發售股份的申請及配發任 ‧ 「退回款項」。 何公開發售股份。 招股章程「如何申請公開發售股份」一節的以下分節在香港結算 本公司預期於二零二零年一月十四日(星期二)在本公司網站 代理人作為本表格簽署人的情況下並不適用: ( www.chianteck.com )及聯交所網站(及聯交所網站(( www.hkexnews.hk )公佈最公佈最 ‧ 「7. 閣下可提交的申請數目」;及 終發售價、配售踴躍程度、公開發售的申請水平及公開發售股 ‧ 「11. 閣下不獲配發公開發售股份的情況」。 份分配基準。公開發售的分配結果以及成功申請人的香港身份 閣下提供給寶德隆證券登記有限公司的資料的影響 證╱護照╱香港商業登記號碼(如適用)亦同於上述網站公佈。 寶德隆證券登記有限公司和其有關連的法人團體、董事、高級 在公開發售與配售之間作出的發售股份分配可根據招股章程 人員、僱員及代理人(「代表」)在法律所容許的最大限度內明確

Please use this form if you want the Public Offer Shares to be issued in your name

3. Transfer of personal data

Personal Data

Personal Information Collection Statement

Personal data held by the Company and its Hong Kong Branch Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Branch Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or

This Personal Information Collection Statement informs the applicant for, and holder of, Public Offer Shares, of the policies and practices of the Company and its Hong Kong Branch Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).

transfer (whether within or outside Hong Kong) the personal 1. Reasons for the collection of your personal data data to, from or with any of the following: It is necessary for applicants and registered holders of • the Company’s appointed agents such as financial securities to supply correct personal data to the Company or advisers, receiving banks and overseas principal share its agents and the Hong Kong Branch Share Registrar when applying for securities or transferring securities into or out registrar; of their names or in procuring the services of the Hong Kong • where applicants for securities request a deposit into Branch Share Registrar. CCASS, HKSCC or HKSCC Nominees, who will use Failure to supply the requested data may result in your application for securities being rejected, or in delay or the the personal data for the purposes of operating CCASS; inability of the Company or its Hong Kong Branch Share • any agents, contractors or third-party service providers Registrar to effect transfers or otherwise render their services. who offer administrative, telecommunications, computer, It may also prevent or delay registration or transfers of the Public Offer Shares which you have successfully applied payment or other services to the Company or the Hong for and/or the despatch of share certificate(s) and/or refund Kong Branch Share Registrar in connection with their cheque(s) and/or e-Auto Refund payment instructions to respective business operation; which you are entitled. It is important that securities holders inform the Company • the Stock Exchange, the SFC and any other statutory and the Hong Kong Branch Share Registrar immediately of regulatory or governmental bodies or otherwise as any inaccuracies in the personal data supplied. required by laws, rules or regulations; and 2. Purposes • any persons or institutions with which the securities’ The personal data of the securities holders may be used, holders have or propose to have dealings, such as their held, processed, and/or stored (by whatever means), for the bankers, solicitors, accountants or stockbrokers etc. following purposes: • processing your application and refund cheque and e-Auto Refund payment instructions, where applicable, 4. Retention of personal data verification of compliance with the terms and application The Company and its Hong Kong Branch Share Registrar procedures set out in this Application Form and the will keep the personal data of the applicants and holders Prospectus and announcing results of allocation of the Public Offer Shares; of securities for as long as necessary to fulfil the purposes • compliance with applicable laws and regulations in for which the personal data were collected. Personal data Hong Kong and elsewhere; which is no longer required will be destroyed or dealt with in • registering new issues or transfers into or out of the accordance with the Ordinance. names of securities’ holders including, where applicable, HKSCC Nominees; • maintaining or updating the register of securities’ 5. Access to and correction of personal data holders of the Company; • verifying securities holders’ identities; Securities holders have the right to ascertain whether the • establishing benefit entitlements of securities’ holders Company or the Hong Kong Branch Share Registrar hold of the Company, such as dividends, rights issues, bonus their personal data, to obtain a copy of that data, and to issues, etc.; • distributing communications from the Company and its correct any data that is inaccurate. The Company and the subsidiaries; Hong Kong Branch Share Registrar have the right to charge • compiling statistical information and securities’ holder a reasonable fee for the processing of such requests. profiles; All requests for access to data or correction of data should • making disclosures as required by laws, rules or regulations; be addressed to us, at our registered address disclosed in

  • transfer (whether within or outside Hong Kong) the personal

  • 1. Reasons for the collection of your personal data data to, from or with any of the following: It is necessary for applicants and registered holders of • the Company’s appointed agents such as financial securities to supply correct personal data to the Company or advisers, receiving banks and overseas principal share

  • its agents and the Hong Kong Branch Share Registrar when applying for securities or transferring securities into or out registrar; of their names or in procuring the services of the Hong Kong • where applicants for securities request a deposit into Branch Share Registrar. CCASS, HKSCC or HKSCC Nominees, who will use

  • Failure to supply the requested data may result in your application for securities being rejected, or in delay or the the personal data for the purposes of operating CCASS; inability of the Company or its Hong Kong Branch Share • any agents, contractors or third-party service providers Registrar to effect transfers or otherwise render their services. who offer administrative, telecommunications, computer,

  • It may also prevent or delay registration or transfers of the Public Offer Shares which you have successfully applied payment or other services to the Company or the Hong for and/or the despatch of share certificate(s) and/or refund Kong Branch Share Registrar in connection with their cheque(s) and/or e-Auto Refund payment instructions to respective business operation;

  • which you are entitled. It is important that securities holders inform the Company • the Stock Exchange, the SFC and any other statutory and the Hong Kong Branch Share Registrar immediately of regulatory or governmental bodies or otherwise as any inaccuracies in the personal data supplied. required by laws, rules or regulations; and

  • 2. Purposes • any persons or institutions with which the securities’ The personal data of the securities holders may be used, holders have or propose to have dealings, such as their held, processed, and/or stored (by whatever means), for the bankers, solicitors, accountants or stockbrokers etc. following purposes: • processing your application and refund cheque and e-Auto Refund payment instructions, where applicable, 4. Retention of personal data verification of compliance with the terms and application The Company and its Hong Kong Branch Share Registrar procedures set out in this Application Form and the will keep the personal data of the applicants and holders

  • Prospectus and announcing results of allocation of the Public Offer Shares; of securities for as long as necessary to fulfil the purposes

  • • compliance with applicable laws and regulations in for which the personal data were collected. Personal data Hong Kong and elsewhere; which is no longer required will be destroyed or dealt with in

  • • registering new issues or transfers into or out of the accordance with the Ordinance.

  • compliance with applicable laws and regulations in Hong Kong and elsewhere;

  • • registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;

  • maintaining or updating the register of securities’ holders of the Company;

  • • verifying securities holders’ identities; • establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues, bonus issues, etc.;

  • • distributing communications from the Company and its subsidiaries;

  • • compiling statistical information and securities’ holder profiles;

Securities holders have the right to ascertain whether the Company or the Hong Kong Branch Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Branch Share Registrar have the right to charge a reasonable fee for the processing of such requests.

All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Branch Share Registrar for the attention of the privacy compliance officer.

  • making disclosures as required by laws, rules or regulations;

  • • disclosing identities of successful applicants by way of press announcement(s) or otherwise;

  • disclosing relevant information to facilitate claims on entitlements; and

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities’ holders and/or regulators and/ or any other purposes to which the securities’ holders may from time to time agree.

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格

3. 轉交個人資料

個人資料

個人資料收集聲明

本公司及其香港股份過戶登記分處所持有之證券持 有人的個人資料將會保密,但本公司及其香港股份 過戶登記分處可以在為作上述任何用途之必要情況 下,向下列任何人士披露、取得或轉交(無論在香港

此項個人資料收集聲明是向公開發售股份的申請人 有人的個人資料將會保密,但本公司及其香港股份 和持有人說明本公司及其香港股份過戶登記分處有 過戶登記分處可以在為作上述任何用途之必要情況 關個人資料和香港法例第486章《個人資料(私隱)條 下,向下列任何人士披露、取得或轉交(無論在香港 例》(「條例」)方面的政策和慣例。 境內或境外)個人資料: ‧ 1. 收集 閣下個人資料的原因 本公司委任的代理人,例如財務顧問、收款銀 證券申請人及登記持有人以本身名義申請證券或轉 行和主要海外股份過戶登記處; ‧ 讓或受讓證券時或尋求香港股份過戶登記分處的服 (如證券申請人要求將證券存入中央結算系統) 務時,必須向本公司或其代理人及香港股份過戶登 香港結算或香港結算代理人,彼等將會就中央 記分處提供準確個人資料。 結算系統的運作使用有關個人資料; 未能提供所要求的資料可能導致 閣下申請證券被 ‧ 向本公司或香港股份過戶登記分處提供與其各 拒或延遲,或本公司或其香港股份過戶登記分處 自業務營運有關的行政、電訊、電腦、付款或 無法完成轉讓或以其他方式提供服務。此舉也可能 其他服務的任何代理人、承包商或第三方服務 妨礙或延遲登記或轉讓 閣下成功申請的公開發售 股份及╱或寄發 閣下應得的股票及╱或退款支票 供應商; ‧ 及╱或電子自動退款指示。 聯交所、證監會及任何其他法定監管機關或政 證券持有人所提供的個人資料如有任何錯誤,須立 府部門或遵照其他法例、規則或法規另行規定 即通知本公司及香港股份過戶登記分處。 者;及 ‧ 證券持有人與其進行或擬進行交易的任何人士 2. 用途 或機構,例如彼等的銀行、律師、會計師或股 證券持有人的個人資料可以任何方式被採用、持 票經紀等。 有、處理及╱或保存,以作下列用途: ‧ 處理 閣下的申請及退款支票及電子自動退款 指示(如適用)、核實是否符合本申請表格及招 4. 個人資料的保留 股章程載列的條款和申請程序以及公佈公開發 本公司及其香港股份過戶登記分處將按收集個人資 售股份的分配結果; 料所需的用途在必要時保留證券申請人及持有人的 ‧ 遵守香港及其他地區的適用法律及法規; 個人資料。無需保留的個人資料將會根據條例銷毀 ‧ 以證券持有人(包括香港結算代理人(如適用)) 或處理。 的名義登記新發行證券或轉讓或受讓證券; ‧ 存置或更新本公司證券持有人的名冊; ‧ 5. 查閱和更正個人資料 核實證券持有人的身份; ‧ 確定本公司證券持有人的受益權利,例如股 證券持有人有權確定本公司或香港股份過戶登記分 息、供股、紅股等; 處是否持有其個人資料,並有權索取有關該資料的 ‧ 分發本公司及其附屬公司的通訊; 副本並更正任何不準確資料。本公司和香港股份過 ‧ 編製統計數據和證券持有人資料; 戶登記分處有權就處該等要求收取合理費用。 ‧ 遵照法律、規則或法規的規定作出披露; 所有查閱資料或更正資料的要求應按招股章程「公司 ‧ 透過報章公佈或其他方式披露成功申請人的身 資料」一節所披露或不時通知的本公司註冊地址向公 份; ‧ 司秘書或本公司的香港股份過戶登記分處屬下的個 披露有關資料以便就權益索償;及 ‧ 人資料私隱事務主任提出。 與上述有關的任何其他附帶或相關用途及╱或 使本公司及香港股份過戶登記分處能履行對證 券持有人及╱或監管機構承擔的責任及╱或證 閣下簽署申請表格或向香港結算發出電子認購指 券持有人不時同意的任何其他用途。 示,即表示同意上述各項。

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