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CTO Realty Growth, Inc. — Director's Dealing 2017
Aug 25, 2017
32787_dirs_2017-08-24_2e42fb6f-0ea3-41e6-a8b4-ba4d27a9ce71.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSOLIDATED TOMOKA LAND CO (CTO)
CIK: 0000023795
Period of Report: 2017-08-22
Reporting Person: Patten Mark E (Sr. VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-22 | Common Stock | M | 2000 | $34.95 | Acquired | 32007 | Direct |
| 2017-08-22 | Common Stock | F | 194 | $54.46 | Disposed | 31813 | Direct |
| 2017-08-22 | Common Stock | S | 1320 | $53.9481 | Disposed | 30493 | Direct |
| 2017-08-23 | Common Stock | M | 2000 | $34.95 | Acquired | 32493 | Direct |
| 2017-08-23 | Common Stock | F | 196 | $53.25 | Disposed | 32297 | Direct |
| 2017-08-24 | Common Stock | M | 2000 | $34.95 | Acquired | 34297 | Direct |
| 2017-08-24 | Common Stock | F | 188 | $54.09 | Disposed | 34109 | Direct |
| 2017-08-24 | Common Stock | S | 2640 | $53.7758 | Disposed | 31469 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-22 | Employee Stock Option (right to buy common stock) | $34.95 | M | 2000 | Disposed | 2018-01-23 | Common Stock (2000) | Direct |
| 2017-08-23 | Employee Stock Option (right to buy common stock) | $34.95 | M | 2000 | Disposed | 2018-01-23 | Common Stock (2000) | Direct |
| 2017-08-24 | Employee Stock Option (right to buy common stock) | $34.95 | M | 2000 | Disposed | 2018-01-23 | Common Stock (2000) | Direct |
Footnotes
F1: Amounts in Table I column 5 include 5,000 shares of restricted common stock which vest over time and 6,000 shares of restricted common stock which vest based on share price appreciation, both of which were previously reported.
F2: This transaction was executed in multiple trades at prices ranging from $53.85 to $54.25. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3: This transaction was executed in multiple trades at prices ranging from $53.30 to $54.09. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F4: The option, representing a right to purchase a total of 10,000 shares, became exercisable in three annual installments beginning on 1/23/14, which was the first anniversary of the date on which the option was granted.