CSX CORP — Director's Dealing 2021

Jun 15, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CSX CORP (CSX)
CIK: 0000277948
Period of Report: 2021-06-05

Reporting Person: Pelkey Sean R. (VP & Acting CFO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10529	Direct
Common Stock	246	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option	$48.39	2027-02-22	Common Stock (741)		Direct
Option	$53.82	2028-02-06	Common Stock (3544)		Direct
Option	$68.09	2029-02-06	Common Stock (3143)		Direct
Option	$79.51	2030-02-18	Common Stock (6616)		Direct
Option	$88.47	2031-02-09	Common Stock (2567)		Direct
Option	$99.62	2031-02-09	Common Stock (7391)		Direct

Footnotes

F1: Includes 502 shares acquired under the CSX Corporation Employee Stock Purchase Plan, 351 restricted stock units ("RSUs") vesting on February 6, 2022, 687 RSUs vesting on February 9, 2024, 1,983 RSUs vesting on February 9, 2024, and 2,910 shares of restricted stock vesting on September 4, 2021.

F2: By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.

F3: Options vest in three equal annual installments beginning on February 6, 2020.

F4: Options vest in three equal annual installments beginning on February 18, 2021.

F5: Options vest in three equal annual installments beginning on February 9, 2022.