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CSX CORP — Director's Dealing 2017
Mar 8, 2017
29952_dirs_2017-03-07_6eab4e11-7dcf-461a-afba-d2f9d322c1cc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CSX CORP (CSX)
CIK: 0000277948
Period of Report: 2017-02-22
Reporting Person: GOODEN CLARENCE W (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-22 | Common Stock | A | 16792 | $0.00 | Acquired | 72883 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-22 | Option | $48.39 | A | 74140 | Acquired | 2027-02-22 | Common Stock (74140) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 373 | Indirect |
| Common Stock | 164274 | Indirect |
| Common Stock | 55000 | Indirect |
| Common Stock | 118013 | Indirect |
| Common Stock | 78241 | Indirect |
Footnotes
F1: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. Although the units will be prorated through May 31, 2018, they will not vest until February 22, 2020.
F2: By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
F3: These shares are held in a Trust for the Reporting Person's spouse. The Reporting Person's spouse is the Trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
F4: By Trustee, Clarence W. Gooden.