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CSX CORP — Director's Dealing 2017
Mar 8, 2017
29952_dirs_2017-03-08_044197f9-3683-4e5f-ae91-202f4ccb5acb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CSX CORP (CSX)
CIK: 0000277948
Period of Report: 2017-02-21
Reporting Person: KELLY EDWARD J III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-21 | Common Stock | J | 0 | — | Acquired | 0 | Direct |
| 2017-03-07 | Common Stock | J | 0 | — | Disposed | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 211180 | Indirect |
Footnotes
F1: On February 21, 2017, the Reporting Person's broker purchased 564 shares of issuer common stock. This purchase was made without the Reporting Person's knowledge and was against the explicit instructions of the Reporting Person for the broker not to trade in issuer equity. The Reporting Person discovered the erroneous trade on March 6, 2017. The broker acknowledged the error. On March 7, 2017 the erroneous trade was unwound through the broker's account and therefore did not occur for purposes of the Reporting Person's account. As a result of the nullification of this erroneous transaction, the Reporting Person did not experience any profit or loss related to these shares of issuer common stock.
F2: By Trustee, CSX Directors Deferred Compensation Plan (the "Plan"). The shares are payable after the reporting person ceases to be a director or otherwise pursuant to the terms of the Plan.