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CSX CORP — Director's Dealing 2016
Dec 15, 2016
29952_dirs_2016-12-14_bc1e3180-840a-44b9-bf3a-d692d626efe2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CSX CORP (CSX)
CIK: 0000277948
Period of Report: 2016-12-12
Reporting Person: GOODEN CLARENCE W (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-12 | Common Stock | S | 9804 | $36.97 | Disposed | 181658 | Indirect |
| 2016-12-12 | Common Stock | S | 9524 | $36.84 | Disposed | 172134 | Indirect |
| 2016-12-12 | Common Stock | S | 9259 | $36.95 | Disposed | 162875 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 56091 | Direct |
| Common Stock | 373 | Indirect |
| Common Stock | 164274 | Indirect |
| Common Stock | 55000 | Indirect |
| Common Stock | 118013 | Indirect |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets.
F2: By Trustee, Clarence W. Gooden.
F3: By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
F4: These shares are held in a Trust for the Reporting Person's spouse. The Reporting Person's spouse is the Trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.