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CSX CORP — Director's Dealing 2016
Dec 16, 2016
29952_dirs_2016-12-16_4ada6332-7645-4901-b3ea-f9b708e2b2dd.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CSX CORP (CSX)
CIK: 0000277948
Period of Report: 2016-09-26
Reporting Person: GOODEN CLARENCE W (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-26 | Common Stock | S | 10345 | $29.44 | Disposed | 172796 | Indirect |
| 2016-09-26 | Common Stock | S | 50420 | $29.75 | Disposed | 122376 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 56091 | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets.
F2: By Trustee, Clarence W. Gooden.
F3: The sale of these shares was inadvertently omitted from the Reporting Person's Form 4 filed on September 28, 2016. Column 5 of this Form 4/A reflects the Reporting Person's indirect beneficial holdings through the Clarence W. Gooden Revocable Trust as of September 28, 2016.
F4: The number of shares directly held by the Reporting Person as well as the number of shares indirectly held by the Reporting Person through the Clarence W. Gooden Revocable Trust have also been updated to reflect the prior transfer of 71,863 shares from the Reporting Person's direct holdings to the Clarence W. Gooden Revocable Trust.