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CSX CORP — Director's Dealing 2013
May 9, 2013
29952_dirs_2013-05-08_7cb76e4e-cba1-439e-8bd9-1daea8234511.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CSX CORP (CSX)
CIK: 0000277948
Period of Report: 2013-05-06
Reporting Person: FITZSIMMONS ELLEN M (EVP, General Counsel, Corp Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-06 | Common Stock | F | 4086 | $25.23 | Disposed | 43102 | Direct |
| 2013-05-07 | Common Stock | A | 16012 | — | Acquired | 59114 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19914 | Indirect |
| Common Stock | 10336 | Indirect |
| Common Stock | 354466 | Indirect |
Footnotes
F1: Withholding of stock to satisfy tax withholding obligation.
F2: Restricted stock units awarded pursuant to the approved 2010 CSX Stock and Incentive Award Plan. Each unit represents a contingent right to receive one share of common stock. The units vest on May 6, 2016.
F3: In determining the number of units to be granted under the 2010 CSX Stock and Incentive Plan, the value of the award for the Reporting Person is divided by the average of CSX's stock price for the full three-month period preceding the date of grant.
F4: By Trustee, CSX Corporation Executive Stock Trust.
F5: By Trustee, CSX Tax Savings Thrift Plan. The number reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
F6: By Ellen M. Fitzsimmons, Trustee.