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CSX CORP — Director's Dealing 2009
Nov 9, 2009
29952_dirs_2009-11-09_a622fb7f-d6cd-42c1-9870-173b4a66a85c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CSX CORP (CSX)
CIK: 0000277948
Period of Report: 2009-11-06
Reporting Person: WARD MICHAEL J (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-11-06 | Common Stock | M | 200000 | $19.80 | Acquired | 378711 | Direct |
| 2009-11-06 | Common Stock | S | 200000 | $47.50 | Disposed | 178711 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-11-06 | Employee Stock Option (Right to Buy) | $19.80 | M | 200000 | Disposed | 2011-05-17 | Common Stock (200000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 132434 | Indirect |
| Common Stock | 4296 | Indirect |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 16, 2009. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets.
F2: By Trustee, CSX Corporation Executive Stock Trust.
F3: By Trustee, CSX Corporation Tax Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.