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CSX CORP — Director's Dealing 2006
Feb 16, 2006
29952_dirs_2006-02-16_2aaa934b-4668-4159-a100-f7fe98fa33fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CSX CORP (CSX)
CIK: 0000277948
Period of Report: 2006-02-15
Reporting Person: FITZSIMMONS ELLEN M (Senior Vice President - Law)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-02-15 | Common Stock | M | 10000 | $38.14 | Acquired | 46798 | Direct |
| 2006-02-15 | Common Stock | S | 10000 | $54.00 | Disposed | 36798 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-02-15 | Common Stock | $38.14 | M | 10000 | Acquired | 2012-02-13 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16748 | Indirect |
| Common Stock | 3319.0318 | Indirect |
| Common Stock | 1534.4508 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock | $51.4375 | 2006-04-25 | Common Stock (2000) | 0 | Direct |
| Common Stock | $46.5625 | 2007-04-17 | Common Stock (1334) | 666 | Direct |
| Common Stock | $41.7813 | 2008-12-14 | Common Stock (1334) | 2666 | Direct |
| Common Stock | $44.8125 | 2009-04-27 | Common Stock (6000) | 0 | Direct |
| Common Stock | $25.2813 | 2010-02-09 | Common Stock (6450) | 0 | Direct |
| Common Stock | $39.595 | 2011-05-17 | Common Stock (27667) | 13833 | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 27, 2006.
F2: By Ellen M. Fitzsimmons, Trustee.
F3: By Trustee, CSX Corporation Executives Stock Trust.
F4: By Trustee, CSX Corporation Tax Savings Thrift Plan.
F5: Shares will vest when CSX Corporation stock price reaches $61.5625 and maintains price for 10 days or on April 16, 2006, whichever should first occur.
F6: Shares in the amount of 1,333 will vest when CSX Corporation stock price reaches $51.7813 and maintains price for 10 days or on December 13, 2007, whichever should first occur. Balance of shares will vest when CSX Corporation stock price reaches $61.7813 and maintains price for 10 days or on December 13, 2007, whichever should first occur.
F7: Shares will vest of May 17, 2006.
F8: Shares in the amount of 10,000 vested on February 13, 2006. Balance of shares will vest on February 13, 2007.
F9: Cashless exercise of stock options pursuant to the Rule 10b5-1 trading plan referenced in Note 1.