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CStone Pharmaceuticals Major Shareholding Notification 2022

May 26, 2022

50715_rns_2022-05-26_4178d8b2-b48c-4fd1-8ad5-5dc69459d627.pdf

Major Shareholding Notification

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Public Disclosure Form

26 May 2022

Possible offer

Disclosure of dealings in the shares of Yankuang Energy Group Company Limited

The Executive received the following disclosure of securities dealings pursuant to Rule 22 of the Hong Kong Code on Takeovers and Mergers:

Party Date Description
of relevant
securities
Description
of products
Nature of
dealings
Number of
reference
securities to
which the
derivatives
relate
Maturity
date /
closing
out date
Reference
price
Total amount
paid / received
Resultant
balance
(including
those of any
person with
whom there is
an agreement
or
understanding)
CICC Financial
Trading Limited
25 May
2022
Derivatives Other types of
products
Entering into of a
derivative contract
600 25 May
2023
$38.3242 $22,994.5200 2,400
Derivatives Other types of
products
Entering into of a
derivative contract
10,900 25 May
2023
$38.2841 $417,297.1300 50,900
Derivatives Other types of
products
Entering into of a
derivative contract
5,600 25 May
2023
$38.2678 $214,299.5800 5,600

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Public Disclosure Form

Derivatives Other types of
products
Entering into of a
derivative contract
1,000 25 May
2023
$38.1602 $38,160.1600 4,941
Derivatives Other types of
products
Entering into of a
derivative contract
43,100 25 May
2023
$38.1166 $1,642,823.3300 112,583
Derivatives Other types of
products
Entering into of a
derivative contract
50,000 25 May
2023
$38.0757 $1,903,785.0900 400
Derivatives Other types of
products
Entering into of a
derivative contract
700 25 May
2023
$38.0748 $26,652.3700 270,236
Derivatives Other types of
products
Entering into of a
derivative contract
1,400 25 May
2023
$38.0741 $53,303.7900 5,100
Derivatives Other types of
products
Entering into of a
derivative contract
17,300 25 May
2023
$38.0525 $658,307.4800 339,300
Derivatives Other types of
products
Entering into of a
derivative contract
700 25 May
2023
$38.0405 $26,628.3700 2,300
Derivatives Other types of
products
Entering into of a
derivative contract
800 25 May
2023
$37.9716 $30,377.2900 10,500
Derivatives Other types of
products
Entering into of a
derivative contract
1,500 25 May
2023
$37.9624 $56,943.6100 1,500
Derivatives Other types of
products
Entering into of a
derivative contract
100 25 May
2023
$37.9291 $3,792.9100 100
Derivatives Other types of
products
Entering into of a
derivative contract
16,400 25 May
2023
$37.9262 $621,989.6800 50,800

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Public Disclosure Form

Derivatives Other types of
products
Entering into of a
derivative contract
300 25 May
2023
$37.8896 $11,366.8700 10,200
Derivatives Other types of
products
Entering into of a
derivative contract
100 25 May
2023
$37.8129 $3,781.2900 1,700
Derivatives Other types of
products
Entering into of a
derivative contract
4,900 25 May
2023
$37.8114 $185,275.7100 7,215
Derivatives Other types of
products
Entering into of a
derivative contract
900 25 May
2023
$37.7891 $34,010.1600 1,700
Derivatives Other types of
products
Entering into of a
derivative contract
69,700 25 May
2023
$37.7425 $2,630,655.6700 170,804
Derivatives Other types of
products
Entering into of a
derivative contract
1,900 25 May
2023
$37.7189 $71,665.8700 3,500
Derivatives Other types of
products
Entering into of a
derivative contract
1,400 25 May
2023
$37.6926 $52,769.6600 2,600
Derivatives Other types of
products
Entering into of a
derivative contract
4,100 25 May
2023
$37.6400 $154,324.1300 7,600
Derivatives Other types of
products
Entering into of a
derivative contract
29,900 25 May
2023
$37.4603 $1,120,062.6200 46,278
Derivatives Other types of
products
Entering into of a
derivative contract
15,300 25 May
2023
$37.4300 $572,679.0000 3
Derivatives Other types of
products
Entering into of a
derivative contract
25,300 25 May
2023
$37.4300 $946,979.0000 3

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Public Disclosure Form

Derivatives Other types of
products
Entering into of a
derivative contract
95,000 25 May
2023
$37.4300 $3,555,850.0000 0
Derivatives Other types of
products
Entering into of a
derivative contract
2,100 25 May
2023
$37.3989 $78,537.6200 0
Derivatives Other types of
products
Entering into of a
derivative contract
200 25 May
2023
$37.3973 $7,479.4600 101
Derivatives Other types of
products
Entering into of a
derivative contract
600 25 May
2023
$37.3921 $22,435.2800 101
Derivatives Other types of
products
Entering into of a
derivative contract
100 25 May
2023
$36.9992 $3,699.9200 900
Derivatives Other types of
products
Closing out of a
derivative contract
100 25 May
2023
$38.4922 $3,849.2200 0
Derivatives Other types of
products
Closing out of a
derivative contract
2,000 25 May
2023
$38.3714 $76,742.7200 0
Derivatives Other types of
products
Closing out of a
derivative contract
200 25 May
2023
$38.2725 $7,654.5000 2,300
Derivatives Other types of
products
Closing out of a
derivative contract
2,900 25 May
2023
$38.2535 $110,935.1700 7,600
Derivatives Other types of
products
Closing out of a
derivative contract
1,300 25 May
2023
$38.2376 $49,708.8700 3,500
Derivatives Other types of
products
Closing out of a
derivative contract
103,100 25 May
2023
$38.2209 $3,940,579.6500 50,800

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Public Disclosure Form

Derivatives Other types of
products
Closing out of a
derivative contract
600 25 May
2023
$38.2176 $22,930.5300 1,700
Derivatives Other types of
products
Closing out of a
derivative contract
1,000 25 May
2023
$38.2106 $38,210.5600 2,600
Derivatives Other types of
products
Closing out of a
derivative contract
5,010 25 May
2023
$38.2025 $191,394.4300 339,300
Derivatives Other types of
products
Closing out of a
derivative contract
55,000 25 May
2023
$38.1681 $2,099,246.2000 289,759
Derivatives Other types of
products
Closing out of a
derivative contract
100 25 May
2023
$38.0927 $3,809.2700 300
Derivatives Other types of
products
Closing out of a
derivative contract
300 25 May
2023
$38.0760 $11,422.8100 0
Derivatives Other types of
products
Closing out of a
derivative contract
700 25 May
2023
$38.0694 $26,648.5800 29,300
Derivatives Other types of
products
Closing out of a
derivative contract
50,000 25 May
2023
$38.0452 $1,902,257.9200 50,000
Derivatives Other types of
products
Closing out of a
derivative contract
700 25 May
2023
$38.0157 $26,610.9700 270,236
Derivatives Other types of
products
Closing out of a
derivative contract
29,000 25 May
2023
$37.9932 $1,101,803.1200 270,236
Derivatives Other types of
products
Closing out of a
derivative contract
400 25 May
2023
$37.9865 $15,194.6100 10,200

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Public Disclosure Form

Derivatives Other types of
products
Closing out of a
derivative contract
300 25 May
2023
$37.9724 $11,391.7100 377,300
Derivatives Other types of
products
Closing out of a
derivative contract
300 25 May
2023
$37.9096 $11,372.8900 5,100
Derivatives Other types of
products
Closing out of a
derivative contract
1,600 25 May
2023
$37.9029 $60,644.7100 1,500
Derivatives Other types of
products
Closing out of a
derivative contract
300 25 May
2023
$37.8730 $11,361.8900 300
Derivatives Other types of
products
Closing out of a
derivative contract
500 25 May
2023
$37.8670 $18,933.4900 300
Derivatives Other types of
products
Closing out of a
derivative contract
3,500 25 May
2023
$37.8399 $132,439.7200 0
Derivatives Other types of
products
Closing out of a
derivative contract
800 25 May
2023
$37.8330 $30,266.4200 10,500
Derivatives Other types of
products
Closing out of a
derivative contract
510 25 May
2023
$37.8258 $19,291.1500 50,900
Derivatives Other types of
products
Closing out of a
derivative contract
29,900 25 May
2023
$37.8124 $1,130,589.4000 46,278
Derivatives Other types of
products
Closing out of a
derivative contract
500 25 May
2023
$37.7858 $18,892.9200 5,700
Derivatives Other types of
products
Closing out of a
derivative contract
16,500 25 May
2023
$37.7564 $622,981.1200 112,583

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Public Disclosure Form

Derivatives Other types of
products
Closing out of a
derivative contract
100 25 May
2023
$37.7394 $3,773.9400 300
Derivatives Other types of
products
Closing out of a
derivative contract
72,600 25 May
2023
$37.7127 $2,737,941.4900 170,804
Derivatives Other types of
products
Closing out of a
derivative contract
2,800 25 May
2023
$37.6979 $105,554.0800 2,300
Derivatives Other types of
products
Closing out of a
derivative contract
800 25 May
2023
$37.6979 $30,158.3100 2,300
Derivatives Other types of
products
Closing out of a
derivative contract
400 25 May
2023
$37.6420 $15,056.8000 4,600
Derivatives Other types of
products
Closing out of a
derivative contract
700 25 May
2023
$37.6062 $26,324.3400 7,900
Derivatives Other types of
products
Closing out of a
derivative contract
2,000 25 May
2023
$37.5274 $75,054.8200 0
Derivatives Other types of
products
Closing out of a
derivative contract
1,300 25 May
2023
$37.5034 $48,754.4700 1,000
Derivatives Other types of
products
Closing out of a
derivative contract
600 25 May
2023
$37.5034 $22,502.0600 1,000
Derivatives Other types of
products
Closing out of a
derivative contract
95,000 25 May
2023
$37.4300 $3,555,850.0000 270,236
Derivatives Other types of
products
Closing out of a
derivative contract
25,300 25 May
2023
$37.4300 $946,979.0000 0

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Public Disclosure Form

Derivatives Other types of
products
Closing out of a
derivative contract
15,300 25 May
2023
$37.4300 $572,679.0000 0
Derivatives Other types of
products
Closing out of a
derivative contract
2,300 25 May
2023
$37.4195 $86,064.8300 7,215
Derivatives Other types of
products
Closing out of a
derivative contract
12,528 25 May
2023
$37.3954 $468,490.1500 0
Derivatives Other types of
products
Closing out of a
derivative contract
9,657 25 May
2023
$37.3954 $361,127.8300 0
Derivatives Other types of
products
Closing out of a
derivative contract
3,915 25 May
2023
$37.3954 $146,403.1700 0
Derivatives Other types of
products
Closing out of a
derivative contract
8,900 25 May
2023
$37.3936 $332,802.8100 7,000
Derivatives Other types of
products
Closing out of a
derivative contract
7,000 25 May
2023
$37.3898 $261,728.8100 7,000
Derivatives Other types of
products
Closing out of a
derivative contract
102,590 25 May
2023
$37.2541 $3,821,903.0000 3
Derivatives Other types of
products
Closing out of a
derivative contract
117,000 25 May
2023
$37.2347 $4,356,456.5900 0
Derivatives Other types of
products
Closing out of a
derivative contract
100 25 May
2023
$36.9992 $3,699.9200 900
Derivatives Other types of
products
Closing out of a
derivative contract
100 25 May
2023
$36.9952 $3,699.5200 101

End

Public Disclosure Form

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Note:

CICC Financial Trading Limited is an exempt principal trader connected with the Offeror.

Dealings were made for its own account.

CICC Financial Trading Limited is ultimately owned by China International Capital Corporation Limited. The shares reported refer to A shares of Yankuang Energy Group Company Limited (600188.SH), and price per unit is in RMB.