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CStone Pharmaceuticals — Director's Dealing 2022
May 27, 2022
50715_rns_2022-05-27_3df4ba95-9232-4f03-8905-e04d53f9439f.pdf
Director's Dealing
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Public Disclosure Form
27 May 2022
Possible offer
Disclosure of dealings in the shares of Yankuang Energy Group Company Limited
The Executive received the following disclosure of securities dealings pursuant to Rule 22 of the Hong Kong Code on Takeovers and Mergers:
| Party | Date | Descriptionof relevantsecurities | Nature of dealings | Purchase/ Sale | Totalnumberof sharesinvolved | Total amountpaid / received | Highest (H)prices paid/ received | Lowest (L)prices paid/ received |
|---|---|---|---|---|---|---|---|---|
| CICC FinancialTrading Limited | 26 May2022 | Ordinaryshares | Closing / flattening / unwinding ofproprietary positions arising fromunsolicited client-driven dealings. Iconfirm this was done no later thanthe close of the morning tradingsession on the trading day followingthe orginatingclient-driven dealing | Sale | 54,200 | $2,101,773.0200 | $38.7781 | $38.7781 |
Public Disclosure Form
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| Other typesof securities(e.g. equityswaps) | Client facilitation trades in ordinaryshares arising from wholly unsolicitedclient-driven orders by a clientfacilitation desk which operatesindependently of the group'sproprietary trading desk. I confirmthe resultant proprietary positions (ifany) will be flattened no later than theclose of the morning trading sessionthe next tradingday | Purchase | 5,600 | $214,985.8900 | $38.3903 | $38.3903 | ||
|---|---|---|---|---|---|---|---|---|
| Other typesof securities(e.g. equityswaps) | Client facilitation trades in ordinaryshares arising from wholly unsolicitedclient-driven orders by a clientfacilitation desk which operatesindependently of the group'sproprietary trading desk. I confirmthe resultant proprietary positions (ifany) will be flattened no later than theclose of the morning trading sessionthe next tradingday | Purchase | 300 | $11,630.7500 | $38.7692 | $38.7692 |
Public Disclosure Form
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| Purchase | 48,300 | $1,872,550.7400 | $38.7692 | $38.7692 | ||||||||||||
| Oth | er types | Client facilitation trades | ||||||||||||||
| of s | ecurities | shares arising from who | ||||||||||||||
| (e.g. equity | ||||||||||||||||
| swaps) | facilita | tion desk which o | perates | |||||||||||||
| indep | endently of the gr | oup's | ||||||||||||||
| proprietary trading desk | . I confirmpositions (iflater than the | |||||||||||||||
| the resultant proprietary | ||||||||||||||||
| any) will be flattened no | ||||||||||||||||
| close of the morning trading sessionthe next tradingday |
End
Note:
CICC Financial Trading Limited is an exempt principal trader connected with the Offeror. Dealings were made for its own account.
CICC Financial Trading Limited is ultimately owned by China International Capital Corporation Limited.
The shares reported refer to A shares of Yankuang Energy Group Company Limited (600188.SH), and price per unit is in RMB.