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CSPC Pharmaceutical Group Limited Capital/Financing Update 2014

May 7, 2014

49680_rns_2014-05-07_cce24bb0-d08b-4daf-a8b6-eb68fd8272d6.pdf

Capital/Financing Update

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For Main Board and GEM listed issuers

==> picture [139 x 67] intentionally omitted <==

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 30/04/2014

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer CSPC Pharmaceutical Group Limited Date Submitted 7 May 2014

I. Movements in Authorised Share Capital

  1. Ordinary Shares
(1) Stock code :
1093
Description :
No. of ordinary
shares
Balance at close of preceding month
(Note)
N/A
Increase/(decrease)
N/A
Balance at close of the month
**N/A **		 N/A N/A
Par value
(State
currency)
N/A
**N/A **		 Authorised share
capital
(State currency)
N/A
N/A
**N/A **

Note: Since the coming into effect of the new Companies Ordinance (Cap. 622 of the Laws of Hong Kong) on 3 March 2014, the Company no longer has an authorised share capital and the shares of the Company no longer have par value.

(2) Stock code : N/A Description : Par value Authorised share No. of ordinary (State capital shares currency) (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month

For Main Board and GEM listed issuers

2. Preference Shares

2. Preference Shares 2. Preference Shares 2. Preference Shares 2. Preference Shares 2. Preference Shares
Stock code :
N/A
Description :
No. of preference
shares
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month		 Authorised share
capital
(State currency)
Par value
(State
currency)
3. Other Classes of Shares
Stock code :
N/A
Description :
No. of other
classes of shares
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month		 Authorised share
capital
(State currency)
Par value
(State
currency)

Total authorised share capital at the end of the month (State currency) : N/A

For Main Board and GEM listed issuers

II. Movements in Issued Share Capital
Balance at close of
preceding month
Increase/ (decrease)
during the month
Balance at close of the
month		 No. of ordinary shares
(1)
(2)		 No of preference
shares		 No. of other classes
of shares
5,586,356,671
-
**5,586,356,671 **		 N/A
N/A
**N/A **		 N/A
N/A
**N/A **		 N/A
N/A
**N/A **

III. Details of Movements in Issued Share Capital

Share Options(under Share Option Schemes of the Issuer) Share Options(under Share Option Schemes of the Issuer) Share Options(under Share Option Schemes of the Issuer) Share Options(under Share Option Schemes of the Issuer) Share Options(under Share Option Schemes of the Issuer) Share Options(under Share Option Schemes of the Issuer) Share Options(under Share Option Schemes of the Issuer)
Particulars of share option
scheme
including EGM approval
date
(dd/mm/yyyy) and class
of shares issuable		 Movement duringthe month No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant thereto
as at close of the month
Granted Exercised Cancelled Lapsed
1. Share option
scheme adopted on
06/07/2004
with exercise
price of HK$3.98
granted on
17/04/2013
Ordinaryshares
150,000,000
NIL
NIL
NIL
(Note 1)
2.N/A
(/ /)
shares
(Note 1)
3.N/A
(/ /)
shares
(Note 1)
Total A. (Ordinary shares)
(Preference shares)
(Other class)
Total funds raised during the month from exercise of options
(State currency)
N/A		 1. Share option
scheme adopted on
06/07/2004		 NIL NIL
NIL
N/A
N/A		 150,000,000
with exercise
price of HK$3.98
granted on
17/04/2013
Ordinaryshares
(Note 1)
2.N/A
(/ /)
shares
(Note 1)
3.N/A
(/ /)
shares

For Main Board and GEM listed issuers

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry- dd/mm/yyyy)		 Description of warrants
(Date of expiry- dd/mm/yyyy)		 Description of warrants
(Date of expiry- dd/mm/yyyy)		 Currency of
nominal
value
Nominal value at
close of
precedingmonth
Exercised
during the
month		 Currency of
nominal
value
Nominal value at
close of
precedingmonth
Exercised
during the
month		 Nominal value
at close of the
month		 Nominal value
at close of the
month
No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month
No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month
1. N/A N/A
N/A
N/A
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
2.N/A
(/ / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3.N/A
( / / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4.N/A
(/ / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
(/ / )

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

For Main Board and GEM listed issuers

Class and description Class and description Currency of
amount
outstanding		 Amount at close
of preceding
month
Converted
during the
month		 Amount at
close of the
month		 Amount at
close of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month
1. N/A N/A
N/A
N/A
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy))
2. N/A
(/ /)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3. N/A
(/ /)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. N/A
(/ /)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
(/ /)

For Main Board and GEM listed issuers Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)


under Share Option Schemes)
under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant thereto
as at close of the month
1.
2.
3.		 Outstanding Convertible Bonds in an aggregate amount of
US$86,003,274.70 and at the conversion price of HK$2.0855 per
Conversion Share (conversion price adjusted on 17 June 2013)
issued under the sale and purchase agreement dated 17 June 2012
(details of which are set out in an announcement dated 26 June
2012).		 Nil
Nil
N/A
N/A		 321,661,732
shares_(Note 1)_
N/A
shares_(Note 1)_
N/A
( / / )
shares_(Note 1)_
Total D.(Ordinaryshares)
(Preference shares)
(Other class)

For Main Board and GEM listed issuers

Other Movements in Issued Share Capital

Other Movements in Issued Share Capital
Type of Issue No. of new
shares of issuer
issued during
the month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
1. Rights issue
At price : State
currency		 Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
N/A
__
( / / )
( / / )
2. Open offer
At price : State
currency		 Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
N/A
__
( / / )
( / / )
3. Placing
At price : State
currency		 Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
N/A
__
( / / )
( / / )
4. Bonus issue Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
N/A
__
( / / )
( / / )
For Main Board and GEM listed issuers
No. of new No. of new
shares of issuer
shares of
issued during issuer which
the month may be
pursuant issued
thereto pursuant
thereto as at
close of the
month
Class of shares issuable N/A
(Note 1) __
Issue and allotment
date : (dd/mm/yyyy)		 ( / / )
EGM approval date: ( / / )
(dd/mm/yyyy)

Type of Issue

Class of shares issuable N/A _ (Note 1)_ 5. Scrip dividend At price :[State ] Issue and allotment ( / / ) currency date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy)

  1. Repurchase of shares

Class of shares Ordinary repurchased (Note 1) Cancellation date : ( / / ) (dd/mm/yyyy) ( / / ) AGM approval date: (dd/mm/yyyy)

7. Redemption of shares

Class of shares N/A redeemed (Note 1) __ ( / / ) Redemption date : (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy)

8. Consideration issue At price : State
currency		 Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
N/A
__
( / / )
( / / )
For Main Board and GEM listed issuers For Main Board and GEM listed issuers For Main Board and GEM listed issuers For Main Board and GEM listed issuers
Type of Issue No. of new
shares of issuer
issued during
the month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
9. Capital
reorganisation		 Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
N/A
__
( / / )
( / / )
10. Other
(Please specify)
At price : State
currency		 Class of shares issuable
(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
N/A
__
( / / )
( / / )
Total E. (Ordinary shares)
(Preference shares)
(Other class)		 N/A
N/A
N/A
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) Nil
(2) N/A
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): N/A
(Thesefigures should be the same as the relevantfigures under II above(“Movements in Issued Share Capital”).)

For Main Board and GEM listed issuers

Remarks (if any):

Submitted by: Chak Kin Man

Title: Director

(Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

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