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CSL Ltd. — Major Shareholding Notification 2017
Mar 2, 2017
17854_rns_2017-03-02_1b9d1631-a7f4-4048-a03d-026b726cab63.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
CSL LTD
ACN/ARSN
051 588 348
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
01 / / 03 2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
22,970,857 |
22,970,857 |
5.04 |
ADR 1:2 |
3,950 |
1,975 |
0.00 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A & D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
see Annexure A |
|||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [455 x 134] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
----- End of picture text -----
Signature
print name Dennis Ivers capacity Authorised Signatory* sign here date 03 / 03 / 2017
-
At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited. DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 8 pages referred to in form 603 Notice of initial substantial shareholder
| 03-Mar-17 | |
|---|---|
| Dennis Ivers, | Date |
| Authorised Signatory |
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ord | 6,295 | 6,295 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 21,075 | 21,075 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 66,937 | 66,937 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,113 | 1,113 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,301,830 | 1,301,830 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 157 | 157 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 33,699 | 33,699 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 304,893 | 304,893 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. |
CSL
page 1 of 8
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 110,701 | 110,701 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 101,038 | 101,038 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,414,104 | 1,414,104 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ord | 2,507 | 2,507 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 10,998 | 10,998 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 214,384 | 214,384 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 12,256 | 12,256 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 188,963 | 188,963 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ord | 3,704 | 3,704 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 1,781 | 1,781 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 737 | 737 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 9,611 | 9,611 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 64,759 | 64,759 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. |
CSL
page 2 of 8
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 10,915 | 10,915 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 4,986 | 4,986 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 1,352 | 1,352 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 41,025 | 41,025 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 29,690 | 29,690 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 193,539 | 193,539 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 45,057 | 45,057 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 19,342 | 19,342 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 71,643 | 71,643 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 27,050 | 27,050 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 5,198,013 | 5,198,013 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 581,455 | 581,455 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ord | 2,697 | 2,697 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Association | investment manager or trustee. | NEW YORK |
CSL
page 3 of 8
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | CITI-CITIGROUP GLOBAL | ord | 7,455 | 7,455 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | MARKETS PRIME | BlackRock Inc. | ||||
| Association | investment manager or trustee. | BROKERAGE - NEW | |||||
| YORK | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | GS-GOLDMAN SACHS | ord | 36 | 36 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKER - NEW | BlackRock Inc. | ||||
| Association | investment manager or trustee. | YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 257,300 | 257,300 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | MS-MORGAN STANLEY & | ord | 242 | 242 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO INC | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 168,909 | 168,909 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 19,358 | 19,358 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 361,927 | 361,927 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 206,913 | 206,913 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 31,093 | 31,093 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 29,732 | 29,732 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 5,550,488 | 5,550,488 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 13,497 | 13,497 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 36,214 | 36,214 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. |
CSL
page 4 of 8
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 153,640 | 153,640 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ord | 106,573 | 106,573 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | NEW YORK | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 97,549 | 97,549 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 1,200,084 | 1,200,084 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 196,542 | 196,542 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 30,294 | 30,294 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 12,289 | 12,289 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ord | 58,819 | 58,819 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 20,430 | 20,430 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ord | 65,799 | 65,799 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 210,511 | 210,511 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 1,628 | 1,628 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 2,740 | 2,740 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. |
CSL
page 5 of 8
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 435,133 | 435,133 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 29,388 | 29,388 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 6,948 | 6,948 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 33,499 | 33,499 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 24,797 | 24,797 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 25,249 | 25,249 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | PICT-PICTET & CIE | ord | 1,289 | 1,289 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ord | 12,432 | 12,432 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 24,315 | 24,315 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 96,223 | 96,223 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-State Street Bank | ord | 2,107 | 2,107 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | S.p.A | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 28,982 | 28,982 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 32,065 | 32,065 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. |
CSL
page 6 of 8
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 286,517 | 286,517 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 306,233 | 306,233 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 1,947 | 1,947 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 8,726 | 8,726 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ord | 7,660 | 7,660 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 5,563 | 5,563 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ADR 1:2 | 3,950 | 1,975 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 653,493 | 653,493 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 22,451 | 22,451 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | MITSUI-SUMITOMO | ord | 8,134 | 8,134 | subsidiary of | |
| securities and/or the power to dispose of securities as | TRUST | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 7,170 | 7,170 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | ord | 26,806 | 26,806 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. |
CSL
page 7 of 8
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 384,672 | 384,672 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 377,206 | 377,206 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 7,396 | 7,396 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | BlackRock Inc. | |||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 1,176,088 | 1,176,088 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as responsible entity. |
CSL
page 8 of 8
Annexure B
This is Annexure B of 18 pages referred to in form 603 Notice of initial substantial shareholder
03-Mar-17 Dennis Ivers, Date Authorised Signatory
5. Consideration
| CSL Limited (CSL) | CSL Limited (CSL) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Investment Management (Australia) Limited 02-Nov-16 yes |
97.72 on mkt buy AUD ord 2,123 2,123 |
| BlackRock Investment Management,LLC 02-Nov-16 no |
n/a in specie AUD ord 8,228 8,228 |
| BlackRock Investment Management,LLC 02-Nov-16 no |
n/a in specie AUD ord 8,190 8,190 |
| BlackRock Fund Advisors 02-Nov-16 yes |
97.49 on mkt buy AUD ord 2,659 2,659 |
| BlackRock Advisors(UK)Limited 02-Nov-16 yes |
97.58 on mkt buy AUD ord 1,320 1,320 |
| BlackRock Advisors(UK)Limited 02-Nov-16 yes |
97.49 on mkt buy AUD ord 272 272 |
| BlackRock Advisors(UK)Limited 03-Nov-16 yes |
98.20 on mkt buy AUD ord 3,074 3,074 |
| BlackRock Asset Management North Asia Limited 03-Nov-16 no |
n/a collateral transfer AUD ord 9 9 |
| BlackRock Advisors(UK)Limited 03-Nov-16 yes |
98.20 on mkt buy AUD ord 1,806 1,806 |
| BlackRock Advisors(UK)Limited 03-Nov-16 yes |
98.20 on mkt buy AUD ord 120 120 |
| BlackRock Investment Management,LLC 03-Nov-16 yes |
97.91 on mkt buy AUD ord 1,792 1,792 |
| BlackRock Fund Advisors 03-Nov-16 no |
n/a in specie AUD ord 10,490 10,490 |
| BlackRock Investment Management (Australia) Limited 04-Nov-16 yes |
98.47 on mkt buy AUD ord 4,028 4,028 |
| BlackRock Fund Advisors 04-Nov-16 no |
n/a in specie AUD ord 4,004 4,004 |
| BlackRock Advisors(UK)Limited 04-Nov-16 yes |
98.43 on mkt buy AUD ord 905 905 |
| BlackRock Advisors,LLC 04-Nov-16 yes |
98.66 on mkt buy AUD ord 453 453 |
| BlackRock Investment Management,LLC 04-Nov-16 yes |
98.71 on mkt buy AUD ord 339 339 |
| BlackRock Fund Advisors 07-Nov-16 no |
n/a in specie AUD ord 4,004 4,004 |
| BlackRock Advisors(UK)Limited 07-Nov-16 yes |
99.77 on mkt buy AUD ord 1,452 1,452 |
| BlackRock Advisors(UK)Limited 08-Nov-16 no |
n/a in specie AUD ord 607 607 |
| BlackRock Investment Management (Australia) Limited 08-Nov-16 yes |
99.27 on mkt buy AUD ord 2,942 2,942 |
| BlackRock Investment Management (Australia) Limited 08-Nov-16 yes |
99.27 on mkt buy AUD ord 3,538 3,538 |
| BlackRock Advisors(UK)Limited 09-Nov-16 yes |
97.15 on mkt buy AUD ord 907 907 |
| BlackRock Asset Management North Asia Limited 10-Nov-16 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Financial Management,Inc. 10-Nov-16 yes |
101.30 on mkt buy AUD ord 7,357 7,357 |
| BlackRock Advisors(UK)Limited 10-Nov-16 yes |
102.47 on mkt buy AUD ord 242 242 |
| BlackRock Advisors(UK)Limited 10-Nov-16 yes |
102.47 on mkt buy AUD ord 405 405 |
| BlackRock Investment Management,LLC 10-Nov-16 yes |
101.30 on mkt buy AUD ord 125 125 |
| BlackRock Fund Advisors 10-Nov-16 no |
n/a in specie AUD ord 12,588 12,588 |
| BlackRock Fund Advisors 11-Nov-16 no |
n/a in specie AUD ord 2,002 2,002 |
| BlackRock Advisors(UK)Limited 11-Nov-16 yes |
103.23 on mkt buy AUD ord 3,628 3,628 |
| BlackRock Advisors(UK)Limited 11-Nov-16 yes |
103.23 on mkt buy AUD ord 484 484 |
| BlackRock Investment Management (UK) Limited 11-Nov-16 no |
n/a in specie AUD ord 4,368 4,368 |
| BlackRock Investment Management,LLC 14-Nov-16 yes |
103.92 on mkt buy AUD ord 561 561 |
| BlackRock Fund Advisors 14-Nov-16 no |
n/a in specie AUD ord 920 920 |
| BlackRock Fund Advisors 14-Nov-16 yes |
103.92 on mkt buy AUD ord 2,424 2,424 |
| BlackRock Fund Advisors 14-Nov-16 no |
n/a in specie AUD ord 3,839 3,839 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
103.92 on mkt buy AUD ord 3,624 3,624 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
103.92 on mkt buy AUD ord 905 905 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
103.92 on mkt buy AUD ord 1,694 1,694 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
103.92 on mkt buy AUD ord 220 220 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
103.92 on mkt buy AUD ord 395 395 |
| BlackRock Institutional Trust Company, National Association 14-Nov-16 no |
n/a in specie AUD ord 7,305 7,305 |
| BlackRock Japan Co.,Ltd. 15-Nov-16 yes |
101.35 on mkt buy AUD ord 251 251 |
| BlackRock Fund Advisors 15-Nov-16 no |
n/a in specie AUD ord 1,745 1,745 |
| BlackRock Advisors(UK)Limited 15-Nov-16 yes |
101.45 on mkt buy AUD ord 1,810 1,810 |
| BlackRock Fund Advisors 15-Nov-16 no |
n/a in specie AUD ord 53 53 |
| BlackRock Japan Co.,Ltd. 16-Nov-16 yes |
99.14 on mkt buy AUD ord 373 373 |
| BlackRock Japan Co.,Ltd. 16-Nov-16 yes |
99.14 on mkt buy AUD ord 261 261 |
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
99.14 on mkt buy AUD ord 819 819 |
| BlackRock Fund Advisors 16-Nov-16 yes |
99.14 on mkt buy AUD ord 1,797 1,797 |
| BlackRock Fund Advisors 16-Nov-16 no |
n/a in specie AUD ord 1,745 1,745 |
| BlackRock Fund Advisors 16-Nov-16 no |
n/a in specie AUD ord 1,396 1,396 |
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
99.14 on mkt buy AUD ord 908 908 |
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
99.14 on mkt buy AUD ord 3,632 3,632 |
CSL
page 1 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
99.14 on mkt buy AUD ord 202 202 |
| BlackRock Investment Management (Australia) Limited 16-Nov-16 yes |
99.14 on mkt buy AUD ord 736 736 |
| BlackRock Investment Management,LLC 16-Nov-16 yes |
101.75 on mkt buy AUD ord 236 236 |
| BlackRock Financial Management,Inc. 16-Nov-16 yes |
99.14 on mkt buy AUD ord 973 973 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
101.09 on mkt buy AUD ord 1,687 1,687 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
101.09 on mkt buy AUD ord 11,362 11,362 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
101.09 on mkt buy AUD ord 31,171 31,171 |
| BlackRock Fund Advisors 17-Nov-16 no |
n/a in specie AUD ord 1,288 1,288 |
| BlackRock Fund Advisors 17-Nov-16 no |
n/a in specie AUD ord 2,392 2,392 |
| BlackRock Fund Advisors 17-Nov-16 no |
n/a in specie AUD ord 5,933 5,933 |
| BlackRock Fund Advisors 17-Nov-16 yes |
101.09 on mkt buy AUD ord 696 696 |
| BlackRock Fund Advisors 17-Nov-16 no |
n/a in specie AUD ord 1,124 1,124 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
100.80 on mkt buy AUD ord 1,816 1,816 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
101.09 on mkt buy AUD ord 2,730 2,730 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
101.09 on mkt buy AUD ord 26,334 26,334 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
101.09 on mkt buy AUD ord 726 726 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
101.09 on mkt buy AUD ord 404 404 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
101.09 on mkt buy AUD ord 909 909 |
| BlackRock Investment Management (Australia) Limited 17-Nov-16 yes |
100.45 on mkt buy AUD ord 86,956 86,956 |
| BlackRock Fund Advisors 18-Nov-16 no |
n/a in specie AUD ord 693 693 |
| BlackRock Fund Advisors 18-Nov-16 no |
n/a in specie AUD ord 2,810 2,810 |
| BlackRock Advisors(UK)Limited 18-Nov-16 yes |
100.25 on mkt buy AUD ord 11,830 11,830 |
| BlackRock Advisors(UK)Limited 18-Nov-16 yes |
100.25 on mkt buy AUD ord 2,730 2,730 |
| BlackRock Advisors(UK)Limited 18-Nov-16 yes |
100.25 on mkt buy AUD ord 147 147 |
| BlackRock Investment Management (UK) Limited 18-Nov-16 yes |
100.25 on mkt buy AUD ord 526 526 |
| BlackRock Advisors(UK)Limited 21-Nov-16 no |
n/a in specie AUD ord 4,644 4,644 |
| BlackRock Investment Management (UK) Limited 21-Nov-16 no |
n/a in specie AUD ord 4,671 4,671 |
| BlackRock Fund Advisors 21-Nov-16 no |
n/a in specie AUD ord 562 562 |
| BlackRock Fund Advisors 21-Nov-16 no |
n/a in specie AUD ord 1,124 1,124 |
| BlackRock Advisors(UK)Limited 21-Nov-16 yes |
99.56 on mkt buy AUD ord 3,632 3,632 |
| BlackRock Investment Management (UK) Limited 22-Nov-16 yes |
101.00 on mkt buy AUD ord 89 89 |
| BlackRock Advisors(UK)Limited 22-Nov-16 yes |
100.33 on mkt buy AUD ord 908 908 |
| BlackRock Advisors(UK)Limited 22-Nov-16 yes |
100.33 on mkt buy AUD ord 726 726 |
| BlackRock Fund Advisors 23-Nov-16 no |
n/a in specie AUD ord 920 920 |
| BlackRock Fund Advisors 23-Nov-16 no |
n/a in specie AUD ord 2,310 2,310 |
| BlackRock Fund Advisors 23-Nov-16 no |
n/a in specie AUD ord 693 693 |
| BlackRock Advisors(UK)Limited 23-Nov-16 yes |
99.69 on mkt buy AUD ord 242 242 |
| BlackRock Investment Management (Australia) Limited 24-Nov-16 yes |
99.23 on mkt buy AUD ord 760 760 |
| BlackRock Fund Advisors 25-Nov-16 no |
n/a in specie AUD ord 3,141 3,141 |
| BlackRock Japan Co.,Ltd. 28-Nov-16 yes |
98.46 on mkt buy AUD ord 2,102 2,102 |
| BlackRock Fund Advisors 28-Nov-16 yes |
98.46 on mkt buy AUD ord 1,398 1,398 |
| BlackRock Fund Advisors 28-Nov-16 no |
n/a in specie AUD ord 562 562 |
| BlackRock Advisors(UK)Limited 28-Nov-16 yes |
98.46 on mkt buy AUD ord 790 790 |
| BlackRock Advisors(UK)Limited 28-Nov-16 yes |
98.46 on mkt buy AUD ord 404 404 |
| BlackRock Investment Management,LLC 28-Nov-16 yes |
100.05 on mkt buy AUD ord 303 303 |
| BlackRock Investment Management (Australia) Limited 28-Nov-16 yes |
99.12 on mkt buy AUD ord 301 301 |
| BlackRock Fund Advisors 29-Nov-16 no |
n/a in specie AUD ord 2,792 2,792 |
| BlackRock Advisors(UK)Limited 29-Nov-16 yes |
98.89 on mkt buy AUD ord 909 909 |
| BlackRock Advisors(UK)Limited 29-Nov-16 yes |
98.89 on mkt buy AUD ord 605 605 |
| BlackRock Advisors(UK)Limited 29-Nov-16 yes |
98.89 on mkt buy AUD ord 303 303 |
| BlackRock Japan Co.,Ltd. 29-Nov-16 yes |
98.89 on mkt buy AUD ord 160 160 |
| BlackRock Fund Advisors 29-Nov-16 no |
n/a in specie AUD ord 10,490 10,490 |
| BlackRock Advisors(UK)Limited 30-Nov-16 no |
n/a in specie AUD ord 3,025 3,025 |
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
98.11 on mkt buy AUD ord 3,837 3,837 |
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
98.11 on mkt buy AUD ord 48 48 |
| BlackRock Asset Management Canada Limited 30-Nov-16 yes |
97.99 on mkt buy AUD ord 2,661 2,661 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
98.00 on mkt buy AUD ord 12,388 12,388 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
98.00 on mkt buy AUD ord 24,509 24,509 |
| BlackRock International Limited 30-Nov-16 yes |
98.00 on mkt buy AUD ord 961 961 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
98.00 on mkt buy AUD ord 5,217 5,217 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
98.00 on mkt buy AUD ord 136 136 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
98.00 on mkt buy AUD ord 203 203 |
| BlackRock Fund Advisors 30-Nov-16 yes |
98.00 on mkt buy AUD ord 112 112 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
98.00 on mkt buy AUD ord 706 706 |
CSL
page 2 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors,LLC 30-Nov-16 yes |
98.00 on mkt buy AUD ord 4,960 4,960 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
98.00 on mkt buy AUD ord 1,563 1,563 |
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
98.00 on mkt buy AUD ord 115 115 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
98.00 on mkt buy AUD ord 759 759 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
98.00 on mkt buy AUD ord 3,131 3,131 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
98.00 on mkt buy AUD ord 13,510 13,510 |
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
98.11 on mkt buy AUD ord 472 472 |
| BlackRock Advisors,LLC 01-Dec-16 yes |
99.01 on mkt buy AUD ord 1,823 1,823 |
| BlackRock Institutional Trust Company, National Association 01-Dec-16 yes |
99.22 on mkt buy AUD ord 261 261 |
| BlackRock Institutional Trust Company, National Association 01-Dec-16 yes |
99.22 on mkt buy AUD ord 25,265 25,265 |
| BlackRock Investment Management (UK) Limited 01-Dec-16 yes |
98.89 on mkt buy AUD ord 62 62 |
| BlackRock Fund Advisors 01-Dec-16 yes |
98.73 on mkt buy AUD ord 1,105 1,105 |
| BlackRock Institutional Trust Company, National Association 01-Dec-16 yes |
99.22 on mkt buy AUD ord 449 449 |
| BlackRock Investment Management,LLC 01-Dec-16 yes |
98.73 on mkt buy AUD ord 113 113 |
| BlackRock Investment Management (Australia) Limited 02-Dec-16 yes |
99.50 on mkt buy AUD ord 21 21 |
| BlackRock Japan Co.,Ltd. 02-Dec-16 yes |
98.23 on mkt buy AUD ord 985 985 |
| BlackRock Fund Advisors 02-Dec-16 no |
n/a in specie AUD ord 3,490 3,490 |
| BlackRock Fund Advisors 02-Dec-16 yes |
98.08 on mkt buy AUD ord 1,050 1,050 |
| BlackRock Fund Advisors 02-Dec-16 no |
n/a in specie AUD ord 585 585 |
| BlackRock Japan Co.,Ltd. 05-Dec-16 yes |
96.37 on mkt buy AUD ord 984 984 |
| BlackRock Fund Advisors 05-Dec-16 no |
n/a in specie AUD ord 562 562 |
| BlackRock Investment Management (Australia) Limited 06-Dec-16 yes |
96.25 on mkt buy AUD ord 1,016 1,016 |
| BlackRock Advisors,LLC 06-Dec-16 yes |
96.16 on mkt buy AUD ord 66 66 |
| BlackRock Institutional Trust Company, National Association 06-Dec-16 yes |
96.25 on mkt buy AUD ord 13,215 13,215 |
| BlackRock Fund Advisors 06-Dec-16 no |
n/a in specie AUD ord 693 693 |
| BlackRock Fund Advisors 06-Dec-16 no |
n/a in specie AUD ord 1,386 1,386 |
| BlackRock Fund Advisors 06-Dec-16 no |
n/a in specie AUD ord 562 562 |
| BlackRock Advisors(UK)Limited 06-Dec-16 yes |
96.25 on mkt buy AUD ord 5,406 5,406 |
| BlackRock Investment Management (UK) Limited 06-Dec-16 yes |
96.25 on mkt buy AUD ord 6,520 6,520 |
| BlackRock Institutional Trust Company, National Association 06-Dec-16 yes |
96.25 on mkt buy AUD ord 2,681 2,681 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 8,356 8,356 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 8,356 8,356 |
| BlackRock Investment Management (Australia) Limited 07-Dec-16 yes |
96.50 on mkt buy AUD ord 1,006 1,006 |
| BlackRock Investment Management (UK) Limited 07-Dec-16 yes |
96.89 on mkt buy AUD ord 1,892 1,892 |
| BlackRock Investment Management (Australia) Limited 07-Dec-16 yes |
96.50 on mkt buy AUD ord 52 52 |
| BlackRock Investment Management (UK) Limited 07-Dec-16 yes |
96.43 on mkt buy AUD ord 326 326 |
| BlackRock Fund Advisors 07-Dec-16 yes |
96.89 on mkt buy AUD ord 960 960 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 1,745 1,745 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 5,235 5,235 |
| BlackRock Investment Management (Australia) Limited 07-Dec-16 yes |
96.39 on mkt buy AUD ord 4,240 4,240 |
| BlackRock Advisors(UK)Limited 07-Dec-16 yes |
96.39 on mkt buy AUD ord 392 392 |
| BlackRock Japan Co.,Ltd. 07-Dec-16 yes |
96.39 on mkt buy AUD ord 91 91 |
| BlackRock Institutional Trust Company, National Association 07-Dec-16 yes |
96.39 on mkt buy AUD ord 1,330 1,330 |
| BlackRock Investment Management (Australia) Limited 07-Dec-16 yes |
96.50 on mkt buy AUD ord 737 737 |
| BlackRock Institutional Trust Company, National Association 07-Dec-16 no |
n/a in specie AUD ord 7,529 7,529 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 6,267 6,267 |
| BlackRock Investment Management (Australia) Limited 07-Dec-16 yes |
96.50 on mkt buy AUD ord 751 751 |
| BlackRock Investment Management (Australia) Limited 09-Dec-16 yes |
95.02 on mkt buy AUD ord 2,718 2,718 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 802 802 |
CSL
page 3 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 440 440 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 1,012 1,012 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 381 381 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 763 763 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 1,149 1,149 |
| BlackRock Advisors (UK) Limited 09-Dec-16 no |
n/a collateral transfer AUD ord 40,985 40,985 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a collateral transfer AUD ord 12,296 12,296 |
| BlackRock Financial Management,Inc. 09-Dec-16 yes |
95.14 on mkt buy AUD ord 790 790 |
| BlackRock Fund Advisors 09-Dec-16 no |
n/a in specie AUD ord 5,224 5,224 |
| BlackRock Fund Advisors 09-Dec-16 no |
n/a in specie AUD ord 3,490 3,490 |
| BlackRock Advisors(UK)Limited 09-Dec-16 yes |
95.00 on mkt buy AUD ord 960 960 |
| BlackRock Institutional Trust Company, National Association 09-Dec-16 yes |
95.14 on mkt buy AUD ord 625 625 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 yes |
95.14 on mkt buy AUD ord 479 479 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 yes |
95.14 on mkt buy AUD ord 1,028 1,028 |
| BlackRock Fund Advisors 09-Dec-16 no |
n/a in specie AUD ord 6,267 6,267 |
| BlackRock Advisors(UK)Limited 12-Dec-16 yes |
92.10 on mkt buy AUD ord 901 901 |
| BlackRock Advisors(UK)Limited 12-Dec-16 yes |
92.10 on mkt buy AUD ord 907 907 |
| BlackRock Fund Advisors 12-Dec-16 no |
n/a in specie AUD ord 53 53 |
| BlackRock Japan Co.,Ltd. 12-Dec-16 yes |
92.10 on mkt buy AUD ord 77 77 |
| BlackRock Institutional Trust Company, National Association 13-Dec-16 yes |
94.61 on mkt buy AUD ord 1,428 1,428 |
| BlackRock Institutional Trust Company, National Association 13-Dec-16 yes |
94.61 on mkt buy AUD ord 616 616 |
| BlackRock Institutional Trust Company, National Association 13-Dec-16 yes |
94.61 on mkt buy AUD ord 651 651 |
| BlackRock Investment Management (Australia) Limited 13-Dec-16 yes |
94.34 on mkt buy AUD ord 108 108 |
| BlackRock Asset Management North Asia Limited 13-Dec-16 yes |
94.24 on mkt buy AUD ord 448 448 |
| BlackRock Investment Management (Australia) Limited 13-Dec-16 yes |
94.44 on mkt buy AUD ord 64 64 |
| BlackRock Advisors (UK) Limited 13-Dec-16 no |
n/a collateral transfer AUD ord 308,047 308,047 |
| BlackRock Investment Management, LLC 13-Dec-16 no |
n/a collateral transfer AUD ord 1,326 1,326 |
| BlackRock Investment Management (UK) Limited 13-Dec-16 no |
n/a collateral transfer AUD ord 1,129 1,129 |
| BlackRock Asset Management North Asia Limited 13-Dec-16 no |
n/a collateral transfer AUD ord 3,967 3,967 |
| BlackRock Investment Management (UK) Limited 13-Dec-16 yes |
94.01 on mkt buy AUD ord 26 26 |
| BlackRock Financial Management,Inc. 13-Dec-16 yes |
94.56 on mkt buy AUD ord 3,932 3,932 |
| BlackRock Financial Management,Inc. 13-Dec-16 yes |
94.56 on mkt buy AUD ord 1,152 1,152 |
| BlackRock Fund Advisors 13-Dec-16 no |
n/a in specie AUD ord 2,443 2,443 |
| BlackRock Fund Advisors 13-Dec-16 no |
n/a in specie AUD ord 1,716 1,716 |
| BlackRock Institutional Trust Company, National Association 13-Dec-16 yes |
94.56 on mkt buy AUD ord 485 485 |
| BlackRock Institutional Trust Company, National Association 13-Dec-16 yes |
94.56 on mkt buy AUD ord 3,318 3,318 |
| BlackRock Investment Management (Australia) Limited 13-Dec-16 yes |
94.34 on mkt buy AUD ord 17,833 17,833 |
| BlackRock Investment Management (Australia) Limited 13-Dec-16 yes |
94.38 on mkt buy AUD ord 39 39 |
| BlackRock Investment Management,LLC 13-Dec-16 yes |
93.48 on mkt buy AUD ord 297 297 |
| BlackRock Investment Management (Australia) Limited 13-Dec-16 yes |
94.34 on mkt buy AUD ord 1,803 1,803 |
| BlackRock Investment Management (Australia) Limited 13-Dec-16 yes |
94.34 on mkt buy AUD ord 862 862 |
| BlackRock Institutional Trust Company, National Association 13-Dec-16 yes |
94.56 on mkt buy AUD ord 1,125 1,125 |
| BlackRock Financial Management,Inc. 14-Dec-16 yes |
96.64 on mkt buy AUD ord 648 648 |
| BlackRock Advisors (UK) Limited 14-Dec-16 no |
n/a collateral transfer AUD ord 117,547 117,547 |
| BlackRock Asset Management North Asia Limited 14-Dec-16 no |
n/a collateral transfer AUD ord 322 322 |
CSL
page 4 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 14-Dec-16 no |
n/a in specie AUD ord 5,204 5,204 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 9,142 9,142 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 3,490 3,490 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 4,537 4,537 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 2,145 2,145 |
| BlackRock Advisors(UK)Limited 14-Dec-16 yes |
96.80 on mkt buy AUD ord 404 404 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 53 53 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 1,791 1,791 |
| BlackRock Institutional Trust Company, National Association 15-Dec-16 yes |
96.83 on mkt buy AUD ord 632 632 |
| BlackRock Investment Management (Australia) Limited 15-Dec-16 yes |
96.82 on mkt buy AUD ord 44,346 44,346 |
| BlackRock Japan Co., Ltd. 15-Dec-16 no |
n/a collateral transfer AUD ord 6,112 6,112 |
| BlackRock (Singapore) Limited 15-Dec-16 no |
n/a collateral transfer AUD ord 29,729 29,729 |
| BlackRock Financial Management, Inc. 15-Dec-16 no |
n/a collateral transfer AUD ord 57,067 57,067 |
| BlackRock Investment Management, LLC 15-Dec-16 no |
n/a collateral transfer AUD ord 55,398 55,398 |
| BlackRock Investment Management (UK) Limited 15-Dec-16 no |
n/a collateral transfer AUD ord 256,846 256,846 |
| BlackRock Asset Management North Asia Limited 15-Dec-16 no |
n/a collateral transfer AUD ord 17,530 17,530 |
| BlackRock Financial Management,Inc. 15-Dec-16 yes |
96.83 on mkt buy AUD ord 1,984 1,984 |
| BlackRock Financial Management,Inc. 15-Dec-16 yes |
96.83 on mkt buy AUD ord 833 833 |
| BlackRock Fund Advisors 15-Dec-16 no |
n/a in specie AUD ord 924 924 |
| BlackRock Fund Advisors 15-Dec-16 no |
n/a in specie AUD ord 2,612 2,612 |
| BlackRock Fund Advisors 15-Dec-16 yes |
96.82 on mkt buy AUD ord 1,650 1,650 |
| BlackRock Advisors,LLC 15-Dec-16 yes |
96.83 on mkt buy AUD ord 416 416 |
| BlackRock Institutional Trust Company, National Association 15-Dec-16 yes |
96.83 on mkt buy AUD ord 4,698 4,698 |
| BlackRock Institutional Trust Company, National Association 15-Dec-16 yes |
96.83 on mkt buy AUD ord 1,127 1,127 |
| BlackRock Fund Advisors 15-Dec-16 no |
n/a in specie AUD ord 1,791 1,791 |
| BlackRock Institutional Trust Company, National Association 15-Dec-16 yes |
96.83 on mkt buy AUD ord 1,591 1,591 |
| BlackRock Investment Management (UK) Limited 15-Dec-16 yes |
96.84 on mkt buy AUD ord 1,018 1,018 |
| BlackRock Advisors(UK)Limited 15-Dec-16 yes |
96.83 on mkt buy AUD ord 1,023 1,023 |
| BlackRock Advisors(UK)Limited 15-Dec-16 yes |
96.83 on mkt buy AUD ord 851 851 |
| BlackRock Institutional Trust Company, National Association 15-Dec-16 yes |
96.83 on mkt buy AUD ord 2,638 2,638 |
| BlackRock Institutional Trust Company, National Association 15-Dec-16 yes |
96.83 on mkt buy AUD ord 2,497 2,497 |
| BlackRock Advisors (UK) Limited 16-Dec-16 no |
n/a collateral transfer AUD ord 330,409 330,409 |
| BlackRock Investment Management (UK) Limited 16-Dec-16 yes |
96.93 on mkt buy AUD ord 4,349 4,349 |
| BlackRock Investment Management (UK) Limited 16-Dec-16 yes |
96.93 on mkt buy AUD ord 6,190 6,190 |
| BlackRock Fund Advisors 16-Dec-16 no |
n/a in specie AUD ord 1,155 1,155 |
| BlackRock Fund Advisors 16-Dec-16 no |
n/a in specie AUD ord 7,836 7,836 |
| BlackRock Investment Management,LLC 16-Dec-16 yes |
96.97 on mkt buy AUD ord 1,023 1,023 |
| BlackRock Fund Advisors 16-Dec-16 yes |
96.93 on mkt buy AUD ord 877 877 |
| BlackRock Institutional Trust Company, National Association 16-Dec-16 yes |
96.93 on mkt buy AUD ord 3,122 3,122 |
| BlackRock Investment Management (Australia) Limited 16-Dec-16 yes |
96.93 on mkt buy AUD ord 196 196 |
| BlackRock Institutional Trust Company, National Association 16-Dec-16 yes |
96.93 on mkt buy AUD ord 119 119 |
| BlackRock Investment Management (UK) Limited 16-Dec-16 yes |
96.97 on mkt buy AUD ord 814 814 |
| BlackRock Investment Management (Australia) Limited 16-Dec-16 yes |
96.93 on mkt buy AUD ord 354 354 |
| BlackRock Investment Management (UK) Limited 16-Dec-16 yes |
96.97 on mkt buy AUD ord 1,450 1,450 |
| BlackRock Investment Management (Australia) Limited 16-Dec-16 yes |
96.93 on mkt buy AUD ord 507 507 |
| BlackRock Institutional Trust Company, National Association 19-Dec-16 yes |
97.47 on mkt buy AUD ord 105 105 |
| BlackRock Institutional Trust Company, National Association 19-Dec-16 yes |
97.47 on mkt buy AUD ord 61 61 |
| BlackRock Institutional Trust Company, National Association 19-Dec-16 yes |
97.47 on mkt buy AUD ord 34 34 |
CSL
page 5 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 19-Dec-16 yes |
97.30 on mkt buy AUD ord 1,962 1,962 |
| BlackRock Investment Management (Australia) Limited 19-Dec-16 no |
n/a in specie AUD ord 192,461 192,461 |
| BlackRock Investment Management (Australia) Limited 19-Dec-16 yes |
97.30 on mkt buy AUD ord 3,180 3,180 |
| BlackRock Asset Management Canada Limited 19-Dec-16 yes |
97.30 on mkt buy AUD ord 1,263 1,263 |
| BlackRock Advisors(UK)Limited 19-Dec-16 yes |
97.30 on mkt buy AUD ord 158 158 |
| BlackRock Institutional Trust Company, National Association 19-Dec-16 yes |
97.30 on mkt buy AUD ord 1,795 1,795 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
98.11 on mkt buy AUD ord 291 291 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
98.11 on mkt buy AUD ord 7,678 7,678 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
98.12 on mkt buy AUD ord 6,079 6,079 |
| BlackRock Advisors (UK) Limited 20-Dec-16 no |
n/a collateral transfer AUD ord 142,488 142,488 |
| BlackRock Investment Management, LLC 20-Dec-16 no |
n/a collateral transfer AUD ord 41 41 |
| BlackRock Investment Management (UK) Limited 20-Dec-16 no |
n/a collateral transfer AUD ord 9,370 9,370 |
| BlackRock Financial Management,Inc. 20-Dec-16 yes |
98.19 on mkt buy AUD ord 1,204 1,204 |
| BlackRock Financial Management,Inc. 20-Dec-16 yes |
98.19 on mkt buy AUD ord 442 442 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
98.11 on mkt buy AUD ord 668 668 |
| BlackRock Institutional Trust Company, National Association 20-Dec-16 yes |
98.12 on mkt buy AUD ord 991 991 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
98.11 on mkt buy AUD ord 934 934 |
| BlackRock Japan Co., Ltd. 21-Dec-16 no |
n/a collateral transfer AUD ord 393,302 393,302 |
| BlackRock Advisors(UK)Limited 21-Dec-16 yes |
98.80 on mkt buy AUD ord 1,320 1,320 |
| BlackRock Advisors(UK)Limited 21-Dec-16 yes |
98.80 on mkt buy AUD ord 108 108 |
| BlackRock Investment Management (Australia) Limited 21-Dec-16 yes |
98.80 on mkt buy AUD ord 734 734 |
| BlackRock Investment Management (Australia) Limited 21-Dec-16 yes |
98.80 on mkt buy AUD ord 1,013 1,013 |
| BlackRock Investment Management (Australia) Limited 21-Dec-16 yes |
98.80 on mkt buy AUD ord 1,753 1,753 |
| BlackRock Investment Management (Australia) Limited 22-Dec-16 yes |
98.43 on mkt buy AUD ord 1,869 1,869 |
| BlackRock Investment Management (Australia) Limited 22-Dec-16 yes |
98.43 on mkt buy AUD ord 4,921 4,921 |
| BlackRock Advisors(UK)Limited 22-Dec-16 yes |
98.19 on mkt buy AUD ord 523 523 |
| BlackRock Investment Management (Australia) Limited 22-Dec-16 yes |
98.43 on mkt buy AUD ord 810 810 |
| BlackRock Capital Management, Inc. 22-Dec-16 no |
n/a collateral transfer AUD ord 90 90 |
| BlackRock Investment Management (UK) Limited 22-Dec-16 no |
n/a collateral transfer AUD ord 50,700 50,700 |
| BlackRock Investment Management (Australia) Limited 22-Dec-16 yes |
98.43 on mkt buy AUD ord 574 574 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD ord 850 850 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD ord 904 904 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD ord 1,130 1,130 |
| BlackRock Investment Management (Australia) Limited 22-Dec-16 yes |
98.43 on mkt buy AUD ord 703 703 |
| BlackRock Advisors (UK) Limited 23-Dec-16 no |
n/a collateral transfer AUD ord 93,660 93,660 |
| BlackRock Fund Advisors 23-Dec-16 no |
n/a in specie AUD ord 10,368 10,368 |
| BlackRock Fund Advisors 23-Dec-16 yes |
98.06 on mkt buy AUD ord 1,281 1,281 |
| BlackRock Fund Advisors 23-Dec-16 yes |
98.06 on mkt buy AUD ord 4,504 4,504 |
| BlackRock Advisors (UK) Limited 27-Dec-16 no |
n/a collateral transfer AUD ord 147,999 147,999 |
| BlackRock Investment Management (UK) Limited 27-Dec-16 no |
n/a collateral transfer AUD ord 64,879 64,879 |
| BlackRock Fund Advisors 27-Dec-16 no |
n/a in specie AUD ord 678 678 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 850 850 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 2,592 2,592 |
| BlackRock Fund Advisors 28-Dec-16 yes |
99.41 on mkt buy AUD ord 7,075 7,075 |
| BlackRock Fund Advisors 28-Dec-16 yes |
99.41 on mkt buy AUD ord 1,496 1,496 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 1,035 1,035 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 840 840 |
CSL
page 6 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 29-Dec-16 yes |
99.50 on mkt buy AUD ord 97 97 |
| BlackRock Institutional Trust Company, National Association 29-Dec-16 yes |
99.50 on mkt buy AUD ord 67 67 |
| BlackRock Institutional Trust Company, National Association 29-Dec-16 yes |
99.50 on mkt buy AUD ord 101 101 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
99.50 on mkt buy AUD ord 120 120 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
99.27 on mkt buy AUD ord 1 1 |
| BlackRock Investment Management (UK) Limited 29-Dec-16 no |
n/a collateral transfer AUD ord 19,674 19,674 |
| BlackRock Financial Management,Inc. 29-Dec-16 yes |
99.27 on mkt buy AUD ord 11 11 |
| BlackRock Financial Management,Inc. 29-Dec-16 yes |
99.50 on mkt buy AUD ord 1,381 1,381 |
| BlackRock Financial Management,Inc. 29-Dec-16 yes |
99.27 on mkt buy AUD ord 4 4 |
| BlackRock Financial Management,Inc. 29-Dec-16 yes |
99.50 on mkt buy AUD ord 560 560 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
99.43 on mkt buy AUD ord 902 902 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
99.53 on mkt buy AUD ord 1,804 1,804 |
| BlackRock Institutional Trust Company, National Association 29-Dec-16 yes |
99.27 on mkt buy AUD ord 24 24 |
| BlackRock Institutional Trust Company, National Association 29-Dec-16 yes |
99.50 on mkt buy AUD ord 2,914 2,914 |
| BlackRock Institutional Trust Company, National Association 29-Dec-16 yes |
99.27 on mkt buy AUD ord 4 4 |
| BlackRock Institutional Trust Company, National Association 29-Dec-16 yes |
99.50 on mkt buy AUD ord 544 544 |
| BlackRock Institutional Trust Company, National Association 29-Dec-16 yes |
99.27 on mkt buy AUD ord 10 10 |
| BlackRock Institutional Trust Company, National Association 29-Dec-16 yes |
99.50 on mkt buy AUD ord 1,275 1,275 |
| BlackRock Institutional Trust Company, National Association 29-Dec-16 yes |
99.27 on mkt buy AUD ord 16 16 |
| BlackRock Institutional Trust Company, National Association 29-Dec-16 yes |
99.50 on mkt buy AUD ord 2,053 2,053 |
| BlackRock Institutional Trust Company, National Association 29-Dec-16 yes |
99.27 on mkt buy AUD ord 17 17 |
| BlackRock Institutional Trust Company, National Association 29-Dec-16 yes |
99.50 on mkt buy AUD ord 2,184 2,184 |
| BlackRock Fund Advisors 29-Dec-16 no |
n/a in specie AUD ord 3,440 3,440 |
| BlackRock Advisors (UK) Limited 30-Dec-16 no |
n/a collateral transfer AUD ord 282,687 282,687 |
| BlackRock Asset Management North Asia Limited 30-Dec-16 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management (UK) Limited 30-Dec-16 yes |
100.41 on mkt buy AUD ord 1,280 1,280 |
| BlackRock Investment Management,LLC 30-Dec-16 yes |
100.57 on mkt buy AUD ord 1,070 1,070 |
| BlackRock Institutional Trust Company, National Association 30-Dec-16 yes |
100.57 on mkt buy AUD ord 263 263 |
| BlackRock Institutional Trust Company, National Association 30-Dec-16 yes |
100.41 on mkt buy AUD ord 2,069 2,069 |
| BlackRock Advisors(UK)Limited 30-Dec-16 yes |
100.41 on mkt buy AUD ord 360 360 |
| BlackRock Institutional Trust Company, National Association 30-Dec-16 yes |
100.41 on mkt buy AUD ord 2,178 2,178 |
| BlackRock Investment Management (Australia) Limited 30-Dec-16 yes |
99.60 on mkt buy AUD ord 40 40 |
| BlackRock Institutional Trust Company, National Association 30-Dec-16 yes |
100.41 on mkt buy AUD ord 256 256 |
| BlackRock Investment Management (UK) Limited 30-Dec-16 yes |
100.57 on mkt buy AUD ord 625 625 |
| BlackRock Investment Management (UK) Limited 30-Dec-16 yes |
100.57 on mkt buy AUD ord 996 996 |
| BlackRock Institutional Trust Company, National Association 03-Jan-17 no |
n/a in specie AUD ord 11,660 11,660 |
| BlackRock Institutional Trust Company, National Association 03-Jan-17 yes |
100.87 on mkt buy AUD ord 19,405 19,405 |
| BlackRock Institutional Trust Company, National Association 03-Jan-17 no |
n/a in specie AUD ord 8,745 8,745 |
| BlackRock Institutional Trust Company, National Association 03-Jan-17 yes |
100.87 on mkt buy AUD ord 4,714 4,714 |
| BlackRock Fund Advisors 03-Jan-17 no |
n/a in specie AUD ord 8,196 8,196 |
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
100.90 on mkt buy AUD ord 999 999 |
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
100.90 on mkt buy AUD ord 880 880 |
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
100.87 on mkt buy AUD ord 285 285 |
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
100.88 on mkt buy AUD ord 73 73 |
CSL
page 7 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
100.87 on mkt buy AUD ord 39 39 |
| BlackRock Advisors(UK)Limited 04-Jan-17 yes |
100.90 on mkt buy AUD ord 361 361 |
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
101.04 on mkt buy AUD ord 8,334 8,334 |
| BlackRock Financial Management,Inc. 04-Jan-17 yes |
100.90 on mkt buy AUD ord 2,416 2,416 |
| BlackRock Financial Management,Inc. 04-Jan-17 yes |
100.90 on mkt buy AUD ord 1,078 1,078 |
| BlackRock Fund Advisors 04-Jan-17 no |
n/a in specie AUD ord 3,440 3,440 |
| BlackRock Fund Advisors 04-Jan-17 yes |
101.04 on mkt buy AUD ord 1,699 1,699 |
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
100.90 on mkt buy AUD ord 3,843 3,843 |
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
100.90 on mkt buy AUD ord 1,091 1,091 |
| BlackRock Advisors(UK)Limited 04-Jan-17 yes |
101.04 on mkt buy AUD ord 864 864 |
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
100.90 on mkt buy AUD ord 2,411 2,411 |
| BlackRock Advisors(UK)Limited 04-Jan-17 yes |
100.90 on mkt buy AUD ord 454 454 |
| BlackRock Advisors(UK)Limited 04-Jan-17 yes |
100.90 on mkt buy AUD ord 343 343 |
| BlackRock Advisors,LLC 04-Jan-17 yes |
101.04 on mkt buy AUD ord 5,387 5,387 |
| BlackRock Advisors,LLC 04-Jan-17 yes |
101.04 on mkt buy AUD ord 1,354 1,354 |
| BlackRock Advisors,LLC 04-Jan-17 yes |
101.04 on mkt buy AUD ord 548 548 |
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
100.90 on mkt buy AUD ord 2,955 2,955 |
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
100.90 on mkt buy AUD ord 2,501 2,501 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
102.05 on mkt buy AUD ord 123 123 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
102.05 on mkt buy AUD ord 123 123 |
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
101.87 on mkt buy AUD ord 543 543 |
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
101.87 on mkt buy AUD ord 4,767 4,767 |
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
101.87 on mkt buy AUD ord 3,260 3,260 |
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
101.89 on mkt buy AUD ord 456 456 |
| BlackRock Investment Management (UK) Limited 05-Jan-17 yes |
101.76 on mkt buy AUD ord 385 385 |
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
101.87 on mkt buy AUD ord 466 466 |
| BlackRock Investment Management (UK) Limited 05-Jan-17 yes |
102.01 on mkt buy AUD ord 425 425 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 1,360 1,360 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 10,368 10,368 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 3,932 3,932 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 4,128 4,128 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 4,816 4,816 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 920 920 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
102.05 on mkt buy AUD ord 121 121 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
102.05 on mkt buy AUD ord 726 726 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 53 53 |
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
101.87 on mkt buy AUD ord 424 424 |
| BlackRock Advisors(UK)Limited 06-Jan-17 yes |
102.33 on mkt buy AUD ord 1,406 1,406 |
| BlackRock Fund Advisors 06-Jan-17 no |
n/a in specie AUD ord 1,966 1,966 |
| BlackRock Advisors(UK)Limited 06-Jan-17 yes |
102.33 on mkt buy AUD ord 1,187 1,187 |
| BlackRock Advisors(UK)Limited 06-Jan-17 yes |
102.33 on mkt buy AUD ord 436 436 |
| BlackRock Investment Management,LLC 06-Jan-17 yes |
102.90 on mkt buy AUD ord 125 125 |
| BlackRock Fund Advisors 06-Jan-17 no |
n/a in specie AUD ord 20,490 20,490 |
| BlackRock(Netherlands)B.V. 09-Jan-17 yes |
104.00 on mkt buy AUD ord 95 95 |
| BlackRock Fund Advisors 09-Jan-17 no |
n/a in specie AUD ord 2,592 2,592 |
| BlackRock Fund Advisors 09-Jan-17 no |
n/a in specie AUD ord 6,480 6,480 |
| BlackRock Institutional Trust Company, National Association 10-Jan-17 yes |
103.88 on mkt buy AUD ord 447 447 |
| BlackRock Institutional Trust Company, National Association 10-Jan-17 yes |
103.86 on mkt buy AUD ord 742 742 |
| BlackRock Institutional Trust Company, National Association 10-Jan-17 yes |
103.88 on mkt buy AUD ord 829 829 |
| BlackRock Institutional Trust Company, National Association 10-Jan-17 yes |
103.88 on mkt buy AUD ord 621 621 |
| BlackRock Advisors(UK)Limited 10-Jan-17 yes |
103.88 on mkt buy AUD ord 476 476 |
| BlackRock Japan Co., Ltd. 10-Jan-17 no |
n/a collateral transfer AUD ord 286 286 |
| BlackRock Financial Management, Inc. 10-Jan-17 no |
n/a collateral transfer AUD ord 261 261 |
| BlackRock Investment Management, LLC 10-Jan-17 no |
n/a collateral transfer AUD ord 1,094 1,094 |
CSL
page 8 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 10-Jan-17 no |
n/a collateral transfer AUD ord 2,922 2,922 |
| BlackRock Asset Management North Asia Limited 10-Jan-17 no |
n/a collateral transfer AUD ord 322 322 |
| BlackRock Financial Management,Inc. 10-Jan-17 yes |
103.88 on mkt buy AUD ord 3,541 3,541 |
| BlackRock Financial Management,Inc. 10-Jan-17 yes |
103.88 on mkt buy AUD ord 921 921 |
| BlackRock International Limited 10-Jan-17 yes |
103.86 on mkt buy AUD ord 473 473 |
| BlackRock Fund Advisors 10-Jan-17 no |
n/a in specie AUD ord 3,432 3,432 |
| BlackRock Advisors,LLC 10-Jan-17 yes |
103.88 on mkt buy AUD ord 543 543 |
| BlackRock Institutional Trust Company, National Association 10-Jan-17 yes |
103.88 on mkt buy AUD ord 3,051 3,051 |
| BlackRock Institutional Trust Company, National Association 10-Jan-17 yes |
103.88 on mkt buy AUD ord 724 724 |
| BlackRock Institutional Trust Company, National Association 10-Jan-17 yes |
103.88 on mkt buy AUD ord 2,533 2,533 |
| BlackRock Advisors(UK)Limited 10-Jan-17 yes |
103.88 on mkt buy AUD ord 531 531 |
| BlackRock Advisors(UK)Limited 10-Jan-17 yes |
103.88 on mkt buy AUD ord 423 423 |
| BlackRock Institutional Trust Company, National Association 10-Jan-17 yes |
104.00 on mkt buy AUD ord 134 134 |
| BlackRock Institutional Trust Company, National Association 10-Jan-17 yes |
103.88 on mkt buy AUD ord 2,800 2,800 |
| BlackRock Institutional Trust Company, National Association 10-Jan-17 yes |
103.88 on mkt buy AUD ord 1,523 1,523 |
| BlackRock Fund Advisors 11-Jan-17 yes |
103.87 on mkt buy AUD ord 3,320 3,320 |
| BlackRock Fund Advisors 11-Jan-17 no |
n/a in specie AUD ord 4,472 4,472 |
| BlackRock Investment Management (UK) Limited 12-Jan-17 no |
n/a in specie AUD ord 1,086 1,086 |
| BlackRock Investment Management,LLC 12-Jan-17 yes |
100.96 on mkt buy AUD ord 1,457 1,457 |
| BlackRock Fund Advisors 12-Jan-17 no |
n/a in specie AUD ord 3,460 3,460 |
| BlackRock Fund Advisors 12-Jan-17 no |
n/a in specie AUD ord 146 146 |
| BlackRock Financial Management,Inc. 12-Jan-17 yes |
100.96 on mkt buy AUD ord 1,414 1,414 |
| BlackRock Fund Advisors 12-Jan-17 no |
n/a in specie AUD ord 10,245 10,245 |
| BlackRock Institutional Trust Company, National Association 13-Jan-17 yes |
101.18 on mkt buy AUD ord 1,008 1,008 |
| BlackRock Institutional Trust Company, National Association 13-Jan-17 yes |
101.18 on mkt buy AUD ord 471 471 |
| BlackRock Asset Management North Asia Limited 13-Jan-17 yes |
101.21 on mkt buy AUD ord 1,059 1,059 |
| BlackRock Advisors,LLC 13-Jan-17 yes |
101.37 on mkt buy AUD ord 1,241 1,241 |
| BlackRock Institutional Trust Company, National Association 13-Jan-17 no |
n/a in specie AUD ord 1,867 1,867 |
| BlackRock Investment Management (UK) Limited 13-Jan-17 yes |
101.22 on mkt buy AUD ord 347 347 |
| BlackRock Financial Management,Inc. 13-Jan-17 yes |
101.18 on mkt buy AUD ord 967 967 |
| BlackRock Financial Management,Inc. 13-Jan-17 yes |
101.18 on mkt buy AUD ord 407 407 |
| BlackRock Fund Advisors 13-Jan-17 no |
n/a in specie AUD ord 5,190 5,190 |
| BlackRock Advisors,LLC 13-Jan-17 yes |
101.18 on mkt buy AUD ord 330 330 |
| BlackRock Institutional Trust Company, National Association 13-Jan-17 yes |
101.18 on mkt buy AUD ord 3,559 3,559 |
| BlackRock Institutional Trust Company, National Association 13-Jan-17 yes |
101.18 on mkt buy AUD ord 813 813 |
| BlackRock Fund Advisors 13-Jan-17 yes |
101.30 on mkt buy AUD ord 28 28 |
| BlackRock Institutional Trust Company, National Association 13-Jan-17 yes |
101.18 on mkt buy AUD ord 1,048 1,048 |
| BlackRock Investment Management,LLC 13-Jan-17 yes |
101.30 on mkt buy AUD ord 127 127 |
| BlackRock Fund Advisors 13-Jan-17 no |
n/a in specie AUD ord 8,196 8,196 |
| BlackRock Institutional Trust Company, National Association 13-Jan-17 yes |
101.18 on mkt buy AUD ord 3,193 3,193 |
| BlackRock Institutional Trust Company, National Association 13-Jan-17 yes |
101.18 on mkt buy AUD ord 1,341 1,341 |
| BlackRock Investment Management (Australia) Limited 16-Jan-17 yes |
101.01 on mkt buy AUD ord 20,922 20,922 |
| BlackRock Investment Management (Australia) Limited 16-Jan-17 yes |
101.01 on mkt buy AUD ord 1,197 1,197 |
| BlackRock Advisors(UK)Limited 16-Jan-17 yes |
100.89 on mkt buy AUD ord 2,715 2,715 |
| BlackRock(Netherlands)B.V. 16-Jan-17 yes |
100.89 on mkt buy AUD ord 334 334 |
| BlackRock Advisors (UK) Limited 17-Jan-17 no |
n/a collateral transfer AUD ord 19,297 19,297 |
| BlackRock Investment Management (UK) Limited 17-Jan-17 no |
n/a collateral transfer AUD ord 1,919 1,919 |
| BlackRock Asset Management North Asia Limited 17-Jan-17 no |
n/a collateral transfer AUD ord 5 5 |
| BlackRock Advisors(UK)Limited 17-Jan-17 yes |
100.20 on mkt buy AUD ord 968 968 |
| BlackRock Fund Advisors 17-Jan-17 yes |
100.40 on mkt buy AUD ord 3,381 3,381 |
| BlackRock Institutional Trust Company, National Association 17-Jan-17 no |
n/a in specie AUD ord 6,754 6,754 |
CSL
page 9 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 17-Jan-17 no |
n/a in specie AUD ord 8,196 8,196 |
| BlackRock Institutional Trust Company, National Association 18-Jan-17 yes |
99.11 on mkt buy AUD ord 488 488 |
| BlackRock Fund Advisors 18-Jan-17 no |
n/a in specie AUD ord 5,190 5,190 |
| BlackRock Advisors(UK)Limited 18-Jan-17 yes |
99.12 on mkt buy AUD ord 1,802 1,802 |
| BlackRock Institutional Trust Company, National Association 18-Jan-17 yes |
99.11 on mkt buy AUD ord 989 989 |
| BlackRock Institutional Trust Company, National Association 18-Jan-17 yes |
99.11 on mkt buy AUD ord 1,105 1,105 |
| BlackRock Institutional Trust Company, National Association 18-Jan-17 yes |
99.11 on mkt buy AUD ord 737 737 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
111.50 on mkt buy AUD ord 901 901 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
111.50 on mkt buy AUD ord 901 901 |
| BlackRock Advisors (UK) Limited 19-Jan-17 no |
n/a collateral transfer AUD ord 2,294 2,294 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
111.50 on mkt buy AUD ord 847 847 |
| BlackRock Fund Advisors 19-Jan-17 no |
n/a in specie AUD ord 240 240 |
| BlackRock Institutional Trust Company, National Association 20-Jan-17 yes |
114.81 on mkt buy AUD ord 297 297 |
| BlackRock Financial Management,Inc. 20-Jan-17 yes |
114.43 on mkt buy AUD ord 13,426 13,426 |
| BlackRock Japan Co.,Ltd. 20-Jan-17 yes |
114.94 on mkt buy AUD ord 149 149 |
| BlackRock Investment Management, LLC 20-Jan-17 no |
n/a collateral transfer AUD ord 416 416 |
| BlackRock Institutional Trust Company, National Association 20-Jan-17 yes |
114.81 on mkt buy AUD ord 592 592 |
| BlackRock Advisors(UK)Limited 20-Jan-17 yes |
114.60 on mkt buy AUD ord 726 726 |
| BlackRock Institutional Trust Company, National Association 20-Jan-17 yes |
114.81 on mkt buy AUD ord 669 669 |
| BlackRock Advisors (UK) Limited 23-Jan-17 no |
n/a collateral transfer AUD ord 37,988 37,988 |
| BlackRock Asset Management North Asia Limited 23-Jan-17 no |
n/a collateral transfer AUD ord 5,303 5,303 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 468 468 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 3,460 3,460 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 6,228 6,228 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 7,266 7,266 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 44,400 44,400 |
| BlackRock Advisors(UK)Limited 23-Jan-17 yes |
111.53 on mkt buy AUD ord 2,703 2,703 |
| BlackRock Advisors(UK)Limited 23-Jan-17 yes |
111.53 on mkt buy AUD ord 146 146 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 53 53 |
| BlackRock Investment Management (Australia) Limited 24-Jan-17 yes |
112.53 on mkt buy AUD ord 3,049 3,049 |
| BlackRock Investment Management (Australia) Limited 24-Jan-17 yes |
112.53 on mkt buy AUD ord 6,877 6,877 |
| BlackRock Japan Co.,Ltd. 24-Jan-17 yes |
112.55 on mkt buy AUD ord 6,380 6,380 |
| BlackRock Advisors,LLC 24-Jan-17 yes |
112.55 on mkt buy AUD ord 112 112 |
| BlackRock Asset Management North Asia Limited 24-Jan-17 no |
n/a collateral transfer AUD ord 2,367 2,367 |
| BlackRock Investment Management (Australia) Limited 24-Jan-17 yes |
112.53 on mkt buy AUD ord 1,842 1,842 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 5,184 5,184 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 234 234 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 4,152 4,152 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 3,114 3,114 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 1,380 1,380 |
| BlackRock Advisors,LLC 24-Jan-17 yes |
112.55 on mkt buy AUD ord 5,576 5,576 |
| BlackRock Investment Management (Australia) Limited 24-Jan-17 yes |
112.53 on mkt buy AUD ord 1,396 1,396 |
| BlackRock Institutional Trust Company, National Association 25-Jan-17 yes |
112.02 on mkt buy AUD ord 742 742 |
| BlackRock Institutional Trust Company, National Association 25-Jan-17 yes |
112.02 on mkt buy AUD ord 701 701 |
| BlackRock Institutional Trust Company, National Association 25-Jan-17 yes |
112.02 on mkt buy AUD ord 824 824 |
| BlackRock Institutional Trust Company, National Association 25-Jan-17 yes |
112.02 on mkt buy AUD ord 446 446 |
| BlackRock Institutional Trust Company, National Association 25-Jan-17 yes |
112.03 on mkt buy AUD ord 4,697 4,697 |
| BlackRock Institutional Trust Company, National Association 25-Jan-17 yes |
112.03 on mkt buy AUD ord 1,820 1,820 |
| BlackRock Institutional Trust Company, National Association 25-Jan-17 yes |
112.03 on mkt buy AUD ord 1,677 1,677 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
112.02 on mkt buy AUD ord 129 129 |
| BlackRock Japan Co.,Ltd. 25-Jan-17 yes |
112.02 on mkt buy AUD ord 556 556 |
| BlackRock Japan Co.,Ltd. 25-Jan-17 yes |
112.02 on mkt buy AUD ord 532 532 |
| BlackRock Financial Management,Inc. 25-Jan-17 yes |
112.02 on mkt buy AUD ord 1,728 1,728 |
CSL
page 10 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Financial Management,Inc. 25-Jan-17 yes |
112.02 on mkt buy AUD ord 796 796 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD ord 5,184 5,184 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD ord 575 575 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
112.30 on mkt buy AUD ord 1,802 1,802 |
| BlackRock Advisors,LLC 25-Jan-17 yes |
112.02 on mkt buy AUD ord 654 654 |
| BlackRock Institutional Trust Company, National Association 25-Jan-17 yes |
112.02 on mkt buy AUD ord 3,565 3,565 |
| BlackRock Institutional Trust Company, National Association 25-Jan-17 yes |
112.02 on mkt buy AUD ord 855 855 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
112.30 on mkt buy AUD ord 2,058 2,058 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
112.30 on mkt buy AUD ord 147 147 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
112.30 on mkt buy AUD ord 363 363 |
| BlackRock Institutional Trust Company, National Association 25-Jan-17 yes |
112.02 on mkt buy AUD ord 1,853 1,853 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
112.02 on mkt buy AUD ord 499 499 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
112.02 on mkt buy AUD ord 422 422 |
| BlackRock Investment Management (UK) Limited 25-Jan-17 yes |
111.65 on mkt buy AUD ord 1,936 1,936 |
| BlackRock Institutional Trust Company, National Association 25-Jan-17 yes |
112.02 on mkt buy AUD ord 3,743 3,743 |
| BlackRock Institutional Trust Company, National Association 25-Jan-17 yes |
112.02 on mkt buy AUD ord 1,614 1,614 |
| BlackRock Fund Advisors 26-Jan-17 no |
n/a in specie AUD ord 562 562 |
| BlackRock Financial Management,Inc. 27-Jan-17 yes |
113.00 on mkt buy AUD ord 337 337 |
| BlackRock Institutional Trust Company, National Association 27-Jan-17 yes |
113.01 on mkt buy AUD ord 779 779 |
| BlackRock Institutional Trust Company, National Association 27-Jan-17 yes |
113.01 on mkt buy AUD ord 622 622 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
113.01 on mkt buy AUD ord 407 407 |
| BlackRock Advisors,LLC 27-Jan-17 yes |
112.88 on mkt buy AUD ord 103 103 |
| BlackRock Japan Co., Ltd. 27-Jan-17 no |
n/a collateral transfer AUD ord 3,138 3,138 |
| BlackRock Advisors (UK) Limited 27-Jan-17 no |
n/a collateral transfer AUD ord 168,938 168,938 |
| BlackRock Investment Management, LLC 27-Jan-17 no |
n/a collateral transfer AUD ord 1,729 1,729 |
| BlackRock Investment Management (UK) Limited 27-Jan-17 no |
n/a collateral transfer AUD ord 96,412 96,412 |
| BlackRock Asset Management North Asia Limited 27-Jan-17 no |
n/a collateral transfer AUD ord 19,199 19,199 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
112.88 on mkt buy AUD ord 901 901 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
113.02 on mkt buy AUD ord 6,307 6,307 |
| BlackRock Advisors,LLC 27-Jan-17 yes |
113.01 on mkt buy AUD ord 552 552 |
| BlackRock Institutional Trust Company, National Association 27-Jan-17 yes |
113.01 on mkt buy AUD ord 2,195 2,195 |
| BlackRock Institutional Trust Company, National Association 27-Jan-17 yes |
113.01 on mkt buy AUD ord 588 588 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
112.88 on mkt buy AUD ord 450 450 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
112.88 on mkt buy AUD ord 5,900 5,900 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
113.03 on mkt buy AUD ord 1,180 1,180 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
112.88 on mkt buy AUD ord 363 363 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
112.88 on mkt buy AUD ord 605 605 |
| BlackRock Investment Management,LLC 27-Jan-17 yes |
112.10 on mkt buy AUD ord 115 115 |
| BlackRock Fund Advisors 27-Jan-17 no |
n/a in specie AUD ord 14,343 14,343 |
| BlackRock Institutional Trust Company, National Association 27-Jan-17 yes |
112.88 on mkt buy AUD ord 2,629 2,629 |
| BlackRock Institutional Trust Company, National Association 27-Jan-17 yes |
113.01 on mkt buy AUD ord 3,553 3,553 |
| BlackRock Institutional Trust Company, National Association 27-Jan-17 yes |
113.01 on mkt buy AUD ord 710 710 |
| BlackRock Advisors(UK)Limited 30-Jan-17 yes |
111.40 on mkt buy AUD ord 242 242 |
| BlackRock Advisors(UK)Limited 30-Jan-17 yes |
111.40 on mkt buy AUD ord 242 242 |
| BlackRock Advisors(UK)Limited 30-Jan-17 no |
n/a in specie AUD ord 5,895 5,895 |
| BlackRock Advisors (UK) Limited 30-Jan-17 no |
n/a collateral transfer AUD ord 108,590 108,590 |
| BlackRock Fund Advisors 30-Jan-17 no |
n/a in specie AUD ord 1,124 1,124 |
| BlackRock Fund Advisors 30-Jan-17 no |
n/a in specie AUD ord 6,147 6,147 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
112.25 on mkt buy AUD ord 1,132 1,132 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
112.26 on mkt buy AUD ord 297 297 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
112.25 on mkt buy AUD ord 916 916 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
112.25 on mkt buy AUD ord 429 429 |
CSL
page 11 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 31-Jan-17 yes |
112.22 on mkt buy AUD ord 1,618 1,618 |
| BlackRock Advisors(UK)Limited 31-Jan-17 yes |
112.25 on mkt buy AUD ord 378 378 |
| BlackRock Investment Management (Australia) Limited 31-Jan-17 yes |
112.22 on mkt buy AUD ord 6,256 6,256 |
| BlackRock Investment Management (Australia) Limited 31-Jan-17 yes |
112.22 on mkt buy AUD ord 5,277 5,277 |
| BlackRock Japan Co.,Ltd. 31-Jan-17 yes |
112.26 on mkt buy AUD ord 733 733 |
| BlackRock Investment Management (Australia) Limited 31-Jan-17 yes |
112.22 on mkt buy AUD ord 368 368 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
112.30 on mkt buy AUD ord 3,634 3,634 |
| BlackRock Financial Management,Inc. 31-Jan-17 yes |
112.25 on mkt buy AUD ord 917 917 |
| BlackRock Investment Management (Australia) Limited 31-Jan-17 yes |
112.22 on mkt buy AUD ord 784 784 |
| BlackRock Fund Advisors 31-Jan-17 no |
n/a in specie AUD ord 2,890 2,890 |
| BlackRock Advisors,LLC 31-Jan-17 yes |
112.25 on mkt buy AUD ord 563 563 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
112.25 on mkt buy AUD ord 1,851 1,851 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
112.25 on mkt buy AUD ord 933 933 |
| BlackRock Advisors(UK)Limited 31-Jan-17 yes |
112.30 on mkt buy AUD ord 905 905 |
| BlackRock Investment Management (UK) Limited 31-Jan-17 yes |
112.30 on mkt buy AUD ord 10,561 10,561 |
| BlackRock Investment Management (Australia) Limited 31-Jan-17 yes |
112.22 on mkt buy AUD ord 697 697 |
| BlackRock Financial Management,Inc. 31-Jan-17 yes |
112.26 on mkt buy AUD ord 447 447 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
112.30 on mkt buy AUD ord 263 263 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
112.25 on mkt buy AUD ord 6,319 6,319 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
112.25 on mkt buy AUD ord 420 420 |
| BlackRock Advisors (UK) Limited 01-Feb-17 no |
n/a collateral transfer AUD ord 187,190 187,190 |
| BlackRock Asset Management North Asia Limited 01-Feb-17 no |
n/a collateral transfer AUD ord 155 155 |
| BlackRock Fund Advisors 01-Feb-17 no |
n/a in specie AUD ord 2,768 2,768 |
| BlackRock Advisors(UK)Limited 01-Feb-17 yes |
113.32 on mkt buy AUD ord 847 847 |
| BlackRock Investment Management (Australia) Limited 01-Feb-17 yes |
113.32 on mkt buy AUD ord 110,967 110,967 |
| BlackRock Fund Advisors 01-Feb-17 no |
n/a in specie AUD ord 6,147 6,147 |
| BlackRock Institutional Trust Company, National Association 02-Feb-17 yes |
112.16 on mkt buy AUD ord 1,510 1,510 |
| BlackRock Institutional Trust Company, National Association 02-Feb-17 yes |
112.16 on mkt buy AUD ord 368 368 |
| BlackRock Institutional Trust Company, National Association 02-Feb-17 yes |
112.13 on mkt buy AUD ord 195 195 |
| BlackRock Institutional Trust Company, National Association 02-Feb-17 yes |
112.13 on mkt buy AUD ord 102 102 |
| BlackRock Japan Co.,Ltd. 02-Feb-17 yes |
112.04 on mkt buy AUD ord 96 96 |
| BlackRock Investment Management (UK) Limited 02-Feb-17 no |
n/a collateral transfer AUD ord 97,255 97,255 |
| BlackRock Financial Management,Inc. 02-Feb-17 yes |
112.51 on mkt buy AUD ord 1,040 1,040 |
| BlackRock Financial Management,Inc. 02-Feb-17 yes |
112.16 on mkt buy AUD ord 1,046 1,046 |
| BlackRock Financial Management,Inc. 02-Feb-17 yes |
112.16 on mkt buy AUD ord 419 419 |
| BlackRock Fund Advisors 02-Feb-17 no |
n/a in specie AUD ord 3,105 3,105 |
| BlackRock Advisors(UK)Limited 02-Feb-17 yes |
112.17 on mkt buy AUD ord 901 901 |
| BlackRock Institutional Trust Company, National Association 02-Feb-17 yes |
112.16 on mkt buy AUD ord 1,478 1,478 |
| BlackRock Institutional Trust Company, National Association 02-Feb-17 yes |
112.16 on mkt buy AUD ord 389 389 |
| BlackRock Advisors(UK)Limited 02-Feb-17 yes |
112.11 on mkt buy AUD ord 1,180 1,180 |
| BlackRock Advisors(UK)Limited 02-Feb-17 yes |
112.11 on mkt buy AUD ord 124 124 |
| BlackRock Fund Advisors 02-Feb-17 yes |
112.51 on mkt buy AUD ord 24 24 |
| BlackRock Investment Management (UK) Limited 02-Feb-17 yes |
112.22 on mkt buy AUD ord 1,941 1,941 |
| BlackRock Institutional Trust Company, National Association 02-Feb-17 yes |
112.16 on mkt buy AUD ord 1,128 1,128 |
| BlackRock Institutional Trust Company, National Association 02-Feb-17 yes |
112.11 on mkt buy AUD ord 148 148 |
| BlackRock Institutional Trust Company, National Association 02-Feb-17 yes |
112.16 on mkt buy AUD ord 2,280 2,280 |
| BlackRock Institutional Trust Company, National Association 02-Feb-17 yes |
112.16 on mkt buy AUD ord 642 642 |
CSL
page 12 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co., Ltd. 02-Feb-17 no |
n/a collateral transfer USD ADR 1:2 4,100 2,050 |
| BlackRock Financial Management,Inc. 03-Feb-17 yes |
113.13 on mkt buy AUD ord 87,298 87,298 |
| BlackRock Japan Co., Ltd. 03-Feb-17 no |
n/a collateral transfer AUD ord 341,706 341,706 |
| BlackRock Advisors (UK) Limited 03-Feb-17 no |
n/a collateral transfer AUD ord 8,416 8,416 |
| BlackRock Fund Advisors 03-Feb-17 no |
n/a in specie AUD ord 1,725 1,725 |
| BlackRock Advisors(UK)Limited 03-Feb-17 yes |
112.37 on mkt buy AUD ord 1,802 1,802 |
| BlackRock Investment Management,LLC 03-Feb-17 yes |
112.98 on mkt buy AUD ord 534 534 |
| BlackRock Advisors,LLC 03-Feb-17 yes |
112.37 on mkt buy AUD ord 515 515 |
| BlackRock Investment Management (UK) Limited 03-Feb-17 yes |
112.98 on mkt buy AUD ord 373 373 |
| BlackRock Institutional Trust Company, National Association 06-Feb-17 yes |
111.95 on mkt buy AUD ord 1,674 1,674 |
| BlackRock Advisors,LLC 06-Feb-17 yes |
111.79 on mkt buy AUD ord 107 107 |
| BlackRock Advisors(UK)Limited 06-Feb-17 yes |
111.98 on mkt buy AUD ord 9,010 9,010 |
| BlackRock Advisors(UK)Limited 06-Feb-17 yes |
111.79 on mkt buy AUD ord 905 905 |
| BlackRock Advisors(UK)Limited 06-Feb-17 yes |
111.79 on mkt buy AUD ord 4,525 4,525 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD ord 2,422 2,422 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD ord 2,422 2,422 |
| BlackRock Institutional Trust Company, National Association 07-Feb-17 yes |
112.60 on mkt buy AUD ord 344 344 |
| BlackRock Institutional Trust Company, National Association 07-Feb-17 yes |
112.60 on mkt buy AUD ord 492 492 |
| BlackRock Investment Management (Australia) Limited 07-Feb-17 yes |
112.69 on mkt buy AUD ord 1,533 1,533 |
| BlackRock Advisors(UK)Limited 07-Feb-17 yes |
112.60 on mkt buy AUD ord 147 147 |
| BlackRock Investment Management (Australia) Limited 07-Feb-17 yes |
112.69 on mkt buy AUD ord 20,750 20,750 |
| BlackRock Investment Management (Australia) Limited 07-Feb-17 yes |
112.69 on mkt buy AUD ord 6,544 6,544 |
| BlackRock Investment Management (Australia) Limited 07-Feb-17 yes |
112.57 on mkt buy AUD ord 4,834 4,834 |
| BlackRock Japan Co.,Ltd. 07-Feb-17 yes |
112.60 on mkt buy AUD ord 417 417 |
| BlackRock Japan Co.,Ltd. 07-Feb-17 yes |
112.60 on mkt buy AUD ord 461 461 |
| BlackRock Investment Management (Australia) Limited 07-Feb-17 yes |
112.69 on mkt buy AUD ord 1,144 1,144 |
| BlackRock Asset Management Canada Limited 07-Feb-17 yes |
112.60 on mkt buy AUD ord 293 293 |
| BlackRock Advisors (UK) Limited 07-Feb-17 no |
n/a collateral transfer AUD ord 313,454 313,454 |
| BlackRock Investment Management, LLC 07-Feb-17 no |
n/a collateral transfer AUD ord 1,166 1,166 |
| BlackRock Financial Management,Inc. 07-Feb-17 yes |
112.60 on mkt buy AUD ord 2,422 2,422 |
| BlackRock Financial Management,Inc. 07-Feb-17 yes |
112.60 on mkt buy AUD ord 879 879 |
| BlackRock Investment Management (Australia) Limited 07-Feb-17 yes |
112.69 on mkt buy AUD ord 654 654 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD ord 4,498 4,498 |
| BlackRock Institutional Trust Company, National Association 07-Feb-17 yes |
112.60 on mkt buy AUD ord 968 968 |
| BlackRock Advisors(UK)Limited 07-Feb-17 yes |
112.57 on mkt buy AUD ord 726 726 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD ord 236 236 |
| BlackRock Institutional Trust Company, National Association 07-Feb-17 yes |
112.60 on mkt buy AUD ord 2,264 2,264 |
| BlackRock Investment Management (Australia) Limited 07-Feb-17 yes |
112.69 on mkt buy AUD ord 666 666 |
| BlackRock Institutional Trust Company, National Association 07-Feb-17 yes |
112.60 on mkt buy AUD ord 690 690 |
| BlackRock Institutional Trust Company, National Association 07-Feb-17 yes |
112.60 on mkt buy AUD ord 309 309 |
| BlackRock Financial Management,Inc. 08-Feb-17 yes |
112.66 on mkt buy AUD ord 38,949 38,949 |
| BlackRock (Singapore) Limited 08-Feb-17 no |
n/a collateral transfer USD ADR 1:2 775 388 |
| BlackRock Financial Management, Inc. 08-Feb-17 no |
n/a collateral transfer USD ADR 1:2 1,188 594 |
| BlackRock Investment Management, LLC 08-Feb-17 no |
n/a collateral transfer USD ADR 1:2 48 24 |
| BlackRock Investment Management (UK) Limited 08-Feb-17 no |
n/a collateral transfer USD ADR 1:2 1,005 502 |
| BlackRock Advisors (UK) Limited 08-Feb-17 no |
n/a collateral transfer AUD ord 66,089 66,089 |
| BlackRock Fund Advisors 08-Feb-17 no |
n/a in specie AUD ord 7,776 7,776 |
| BlackRock Advisors(UK)Limited 08-Feb-17 yes |
112.94 on mkt buy AUD ord 1,911 1,911 |
| BlackRock Advisors(UK)Limited 08-Feb-17 yes |
112.94 on mkt buy AUD ord 125 125 |
| BlackRock Fund Advisors 08-Feb-17 no |
n/a in specie AUD ord 53 53 |
CSL
page 13 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 08-Feb-17 yes |
112.70 on mkt buy AUD ord 190 190 |
| BlackRock Institutional Trust Company, National Association 09-Feb-17 yes |
113.25 on mkt buy AUD ord 216 216 |
| BlackRock Institutional Trust Company, National Association 09-Feb-17 yes |
113.20 on mkt buy AUD ord 228 228 |
| BlackRock Institutional Trust Company, National Association 09-Feb-17 yes |
113.21 on mkt buy AUD ord 541 541 |
| BlackRock Institutional Trust Company, National Association 09-Feb-17 yes |
113.21 on mkt buy AUD ord 401 401 |
| BlackRock Advisors(UK)Limited 09-Feb-17 yes |
113.21 on mkt buy AUD ord 268 268 |
| BlackRock Japan Co., Ltd. 09-Feb-17 no |
n/a collateral transfer USD ADR 1:2 1,980 990 |
| BlackRock Advisors (UK) Limited 09-Feb-17 no |
n/a collateral transfer AUD ord 4,508 4,508 |
| BlackRock Financial Management,Inc. 09-Feb-17 yes |
113.21 on mkt buy AUD ord 1,848 1,848 |
| BlackRock Financial Management,Inc. 09-Feb-17 yes |
113.21 on mkt buy AUD ord 513 513 |
| BlackRock Institutional Trust Company, National Association 09-Feb-17 yes |
113.21 on mkt buy AUD ord 263 263 |
| BlackRock Financial Management,Inc. 09-Feb-17 yes |
113.21 on mkt buy AUD ord 273 273 |
| BlackRock Fund Advisors 09-Feb-17 no |
n/a in specie AUD ord 1,725 1,725 |
| BlackRock Fund Advisors 09-Feb-17 no |
n/a in specie AUD ord 3,700 3,700 |
| BlackRock Advisors,LLC 09-Feb-17 yes |
113.21 on mkt buy AUD ord 140 140 |
| BlackRock Institutional Trust Company, National Association 09-Feb-17 yes |
113.21 on mkt buy AUD ord 1,454 1,454 |
| BlackRock Institutional Trust Company, National Association 09-Feb-17 yes |
113.21 on mkt buy AUD ord 368 368 |
| BlackRock Institutional Trust Company, National Association 09-Feb-17 yes |
113.21 on mkt buy AUD ord 1,507 1,507 |
| BlackRock Advisors(UK)Limited 09-Feb-17 yes |
113.20 on mkt buy AUD ord 830 830 |
| BlackRock Advisors(UK)Limited 09-Feb-17 yes |
113.20 on mkt buy AUD ord 612 612 |
| BlackRock Advisors,LLC 09-Feb-17 yes |
113.20 on mkt buy AUD ord 5,411 5,411 |
| BlackRock Financial Management,Inc. 09-Feb-17 yes |
113.20 on mkt buy AUD ord 201 201 |
| BlackRock Institutional Trust Company, National Association 09-Feb-17 yes |
113.21 on mkt buy AUD ord 2,016 2,016 |
| BlackRock Institutional Trust Company, National Association 10-Feb-17 yes |
114.26 on mkt buy AUD ord 188 188 |
| BlackRock Institutional Trust Company, National Association 10-Feb-17 yes |
114.26 on mkt buy AUD ord 213 213 |
| BlackRock Institutional Trust Company, National Association 10-Feb-17 yes |
114.26 on mkt buy AUD ord 80 80 |
| BlackRock Japan Co., Ltd. 10-Feb-17 no |
n/a collateral transfer USD ADR 1:2 1,352 676 |
| BlackRock Asset Management North Asia Limited 10-Feb-17 no |
n/a collateral transfer AUD ord 27 27 |
| BlackRock Advisors(UK)Limited 10-Feb-17 yes |
114.30 on mkt buy AUD ord 901 901 |
| BlackRock Advisors(UK)Limited 10-Feb-17 yes |
114.37 on mkt buy AUD ord 9,955 9,955 |
| BlackRock Japan Co., Ltd. 13-Feb-17 no |
n/a collateral transfer USD ADR 1:2 518 259 |
| BlackRock Fund Advisors 13-Feb-17 no |
n/a in specie AUD ord 6,480 6,480 |
| BlackRock Advisors(UK)Limited 13-Feb-17 yes |
115.07 on mkt buy AUD ord 125 125 |
| BlackRock Institutional Trust Company, National Association 14-Feb-17 yes |
114.81 on mkt buy AUD ord 160 160 |
| BlackRock Institutional Trust Company, National Association 14-Feb-17 yes |
114.81 on mkt buy AUD ord 2,216 2,216 |
| BlackRock Financial Management,Inc. 14-Feb-17 yes |
114.86 on mkt buy AUD ord 4,649 4,649 |
| BlackRock Investment Management,LLC 14-Feb-17 yes |
114.81 on mkt buy AUD ord 2,042 2,042 |
| BlackRock Investment Management (UK) Limited 14-Feb-17 yes |
114.81 on mkt buy AUD ord 782 782 |
| BlackRock Institutional Trust Company, National Association 14-Feb-17 yes |
114.86 on mkt buy AUD ord 5,874 5,874 |
| BlackRock Institutional Trust Company, National Association 14-Feb-17 yes |
114.81 on mkt buy AUD ord 497 497 |
| BlackRock Investment Management (UK) Limited 14-Feb-17 yes |
114.81 on mkt buy AUD ord 881 881 |
| BlackRock Institutional Trust Company, National Association 14-Feb-17 yes |
114.81 on mkt buy AUD ord 652 652 |
| BlackRock Financial Management,Inc. 14-Feb-17 yes |
114.69 on mkt buy AUD ord 7,616 7,616 |
| BlackRock Investment Management (Australia) Limited 14-Feb-17 yes |
114.67 on mkt buy AUD ord 155 155 |
| BlackRock Advisors(UK)Limited 14-Feb-17 yes |
114.81 on mkt buy AUD ord 5,978 5,978 |
| BlackRock Investment Management (Australia) Limited 14-Feb-17 yes |
114.67 on mkt buy AUD ord 381 381 |
| BlackRock Investment Management (Australia) Limited 14-Feb-17 yes |
114.67 on mkt buy AUD ord 364 364 |
| BlackRock Japan Co.,Ltd. 14-Feb-17 yes |
114.81 on mkt buy AUD ord 430 430 |
| BlackRock Japan Co.,Ltd. 14-Feb-17 yes |
114.81 on mkt buy AUD ord 5,374 5,374 |
CSL
page 14 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co.,Ltd. 14-Feb-17 yes |
114.81 on mkt buy AUD ord 2,130 2,130 |
| BlackRock Japan Co.,Ltd. 14-Feb-17 yes |
114.81 on mkt buy AUD ord 3,687 3,687 |
| BlackRock Japan Co.,Ltd. 14-Feb-17 yes |
114.81 on mkt buy AUD ord 834 834 |
| BlackRock Japan Co.,Ltd. 14-Feb-17 yes |
114.81 on mkt buy AUD ord 819 819 |
| BlackRock Japan Co.,Ltd. 14-Feb-17 yes |
114.81 on mkt buy AUD ord 2,151 2,151 |
| BlackRock Japan Co.,Ltd. 14-Feb-17 yes |
114.67 on mkt buy AUD ord 515 515 |
| BlackRock Advisors(UK)Limited 14-Feb-17 yes |
114.67 on mkt buy AUD ord 334 334 |
| BlackRock Investment Management (Australia) Limited 14-Feb-17 yes |
114.66 on mkt buy AUD ord 14 14 |
| BlackRock Financial Management,Inc. 14-Feb-17 yes |
114.81 on mkt buy AUD ord 925 925 |
| BlackRock Asset Management Canada Limited 14-Feb-17 yes |
114.81 on mkt buy AUD ord 2,651 2,651 |
| BlackRock Japan Co., Ltd. 14-Feb-17 no |
n/a collateral transfer AUD ord 45 45 |
| BlackRock Advisors (UK) Limited 14-Feb-17 no |
n/a collateral transfer AUD ord 61,892 61,892 |
| BlackRock Investment Management, LLC 14-Feb-17 no |
n/a collateral transfer AUD ord 26,694 26,694 |
| BlackRock Investment Management (UK) Limited 14-Feb-17 no |
n/a collateral transfer AUD ord 58,392 58,392 |
| BlackRock Asset Management North Asia Limited 14-Feb-17 no |
n/a collateral transfer AUD ord 11,416 11,416 |
| BlackRock Financial Management,Inc. 14-Feb-17 yes |
114.81 on mkt buy AUD ord 3,412 3,412 |
| BlackRock Financial Management,Inc. 14-Feb-17 yes |
114.81 on mkt buy AUD ord 1,885 1,885 |
| BlackRock Investment Management (Australia) Limited 14-Feb-17 yes |
114.67 on mkt buy AUD ord 390 390 |
| BlackRock Investment Management,LLC 14-Feb-17 yes |
114.81 on mkt buy AUD ord 799 799 |
| BlackRock International Limited 14-Feb-17 yes |
114.86 on mkt buy AUD ord 9,432 9,432 |
| BlackRock Investment Management (UK) Limited 14-Feb-17 yes |
114.81 on mkt buy AUD ord 1,114 1,114 |
| BlackRock Institutional Trust Company, National Association 14-Feb-17 yes |
114.81 on mkt buy AUD ord 44,682 44,682 |
| BlackRock Institutional Trust Company, National Association 14-Feb-17 yes |
114.80 on mkt buy AUD ord 154 154 |
| BlackRock Institutional Trust Company, National Association 14-Feb-17 yes |
114.81 on mkt buy AUD ord 2,230 2,230 |
| BlackRock Financial Management,Inc. 14-Feb-17 yes |
114.81 on mkt buy AUD ord 6,446 6,446 |
| BlackRock Fund Advisors 14-Feb-17 yes |
114.67 on mkt buy AUD ord 943 943 |
| BlackRock Fund Advisors 14-Feb-17 no |
n/a in specie AUD ord 7,400 7,400 |
| BlackRock Advisors(UK)Limited 14-Feb-17 yes |
114.67 on mkt buy AUD ord 1,180 1,180 |
| BlackRock Institutional Trust Company, National Association 14-Feb-17 yes |
114.81 on mkt buy AUD ord 6,140 6,140 |
| BlackRock Investment Management (UK) Limited 14-Feb-17 yes |
114.81 on mkt buy AUD ord 1,450 1,450 |
| BlackRock Advisors(UK)Limited 14-Feb-17 yes |
114.81 on mkt buy AUD ord 5,459 5,459 |
| BlackRock Advisors(UK)Limited 14-Feb-17 yes |
114.81 on mkt buy AUD ord 4,235 4,235 |
| BlackRock Investment Management (Australia) Limited 14-Feb-17 yes |
114.67 on mkt buy AUD ord 2,825 2,825 |
| BlackRock Investment Management (Australia) Limited 14-Feb-17 yes |
114.67 on mkt buy AUD ord 130 130 |
| BlackRock Advisors(UK)Limited 14-Feb-17 yes |
114.81 on mkt buy AUD ord 5,734 5,734 |
| BlackRock Institutional Trust Company, National Association 14-Feb-17 yes |
114.81 on mkt buy AUD ord 552 552 |
| BlackRock Financial Management,Inc. 15-Feb-17 yes |
116.09 on mkt buy AUD ord 4,004 4,004 |
| BlackRock Investment Management (Australia) Limited 15-Feb-17 yes |
116.09 on mkt buy AUD ord 87 87 |
| BlackRock Investment Management (Australia) Limited 15-Feb-17 yes |
116.09 on mkt buy AUD ord 214 214 |
| BlackRock Investment Management (Australia) Limited 15-Feb-17 yes |
116.09 on mkt buy AUD ord 205 205 |
| BlackRock Investment Management (Australia) Limited 15-Feb-17 yes |
116.09 on mkt buy AUD ord 14 14 |
| BlackRock Investment Management (Australia) Limited 15-Feb-17 yes |
116.09 on mkt buy AUD ord 219 219 |
| BlackRock Investment Management (Australia) Limited 15-Feb-17 yes |
118.00 on mkt buy AUD ord 2,119 2,119 |
| BlackRock Advisors(UK)Limited 15-Feb-17 yes |
118.00 on mkt buy AUD ord 1,810 1,810 |
| BlackRock Advisors(UK)Limited 15-Feb-17 yes |
118.00 on mkt buy AUD ord 847 847 |
| BlackRock Advisors(UK)Limited 15-Feb-17 yes |
118.00 on mkt buy AUD ord 2,352 2,352 |
| BlackRock Investment Management (Australia) Limited 15-Feb-17 yes |
116.09 on mkt buy AUD ord 1,588 1,588 |
| BlackRock Investment Management (Australia) Limited 15-Feb-17 yes |
116.09 on mkt buy AUD ord 73 73 |
| BlackRock Investment Management,LLC 15-Feb-17 yes |
114.05 on mkt buy AUD ord 175 175 |
| BlackRock Institutional Trust Company, National Association 16-Feb-17 yes |
121.28 on mkt buy AUD ord 8,330 8,330 |
CSL
page 15 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 16-Feb-17 yes |
121.28 on mkt buy AUD ord 242 242 |
| BlackRock Institutional Trust Company, National Association 16-Feb-17 yes |
121.28 on mkt buy AUD ord 1,021 1,021 |
| BlackRock Institutional Trust Company, National Association 16-Feb-17 yes |
121.51 on mkt buy AUD ord 35 35 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
121.28 on mkt buy AUD ord 2,753 2,753 |
| BlackRock Financial Management,Inc. 16-Feb-17 yes |
121.28 on mkt buy AUD ord 427 427 |
| BlackRock Asset Management Canada Limited 16-Feb-17 yes |
121.28 on mkt buy AUD ord 1,223 1,223 |
| BlackRock Investment Management (UK) Limited 16-Feb-17 no |
n/a collateral transfer USD ADR 1:2 3,256 1,628 |
| BlackRock Japan Co., Ltd. 16-Feb-17 no |
n/a collateral transfer AUD ord 10,000 10,000 |
| BlackRock Advisors (UK) Limited 16-Feb-17 no |
n/a collateral transfer AUD ord 163,239 163,239 |
| BlackRock Capital Management, Inc. 16-Feb-17 no |
n/a collateral transfer AUD ord 149 149 |
| BlackRock Investment Management, LLC 16-Feb-17 no |
n/a collateral transfer AUD ord 162 162 |
| BlackRock Investment Management (UK) Limited 16-Feb-17 no |
n/a collateral transfer AUD ord 33,214 33,214 |
| BlackRock Asset Management North Asia Limited 16-Feb-17 no |
n/a collateral transfer AUD ord 48 48 |
| BlackRock Financial Management,Inc. 16-Feb-17 yes |
121.28 on mkt buy AUD ord 1,565 1,565 |
| BlackRock Financial Management,Inc. 16-Feb-17 yes |
121.28 on mkt buy AUD ord 866 866 |
| BlackRock Investment Management (UK) Limited 16-Feb-17 yes |
119.90 on mkt buy AUD ord 4,122 4,122 |
| BlackRock Investment Management,LLC 16-Feb-17 yes |
121.28 on mkt buy AUD ord 1,148 1,148 |
| BlackRock International Limited 16-Feb-17 yes |
121.17 on mkt buy AUD ord 4,170 4,170 |
| BlackRock Investment Management (UK) Limited 16-Feb-17 yes |
121.28 on mkt buy AUD ord 514 514 |
| BlackRock Institutional Trust Company, National Association 16-Feb-17 yes |
121.28 on mkt buy AUD ord 20,622 20,622 |
| BlackRock Institutional Trust Company, National Association 16-Feb-17 yes |
121.28 on mkt buy AUD ord 1,027 1,027 |
| BlackRock Financial Management,Inc. 16-Feb-17 yes |
121.28 on mkt buy AUD ord 2,977 2,977 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
122.40 on mkt buy AUD ord 242 242 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
122.40 on mkt buy AUD ord 484 484 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
122.40 on mkt buy AUD ord 250 250 |
| BlackRock Fund Advisors 16-Feb-17 no |
n/a in specie AUD ord 199 199 |
| BlackRock Institutional Trust Company, National Association 16-Feb-17 yes |
121.28 on mkt buy AUD ord 2,824 2,824 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
121.28 on mkt buy AUD ord 2,517 2,517 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
121.28 on mkt buy AUD ord 1,952 1,952 |
| BlackRock Institutional Trust Company, National Association 16-Feb-17 yes |
122.40 on mkt buy AUD ord 1,438 1,438 |
| BlackRock Institutional Trust Company, National Association 16-Feb-17 no |
n/a in specie AUD ord 5,278 5,278 |
| BlackRock Japan Co., Ltd. 17-Feb-17 no |
n/a collateral transfer USD ADR 1:2 4,100 2,050 |
| BlackRock Capital Management, Inc. 17-Feb-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Investment Management (UK) Limited 17-Feb-17 no |
n/a collateral transfer AUD ord 45 45 |
| BlackRock Advisors(UK)Limited 17-Feb-17 yes |
120.25 on mkt buy AUD ord 902 902 |
| BlackRock Japan Co.,Ltd. 17-Feb-17 yes |
120.27 on mkt buy AUD ord 130 130 |
| BlackRock Advisors(UK)Limited 20-Feb-17 yes |
119.80 on mkt buy AUD ord 1,181 1,181 |
| BlackRock Investment Management,LLC 21-Feb-17 yes |
119.46 on mkt buy AUD ord 945 945 |
| BlackRock Investment Management (UK) Limited 21-Feb-17 yes |
119.46 on mkt buy AUD ord 363 363 |
| BlackRock Institutional Trust Company, National Association 21-Feb-17 yes |
119.46 on mkt buy AUD ord 229 229 |
| BlackRock Investment Management (UK) Limited 21-Feb-17 yes |
119.46 on mkt buy AUD ord 408 408 |
| BlackRock Institutional Trust Company, National Association 21-Feb-17 yes |
119.46 on mkt buy AUD ord 301 301 |
| BlackRock Investment Management (Australia) Limited 21-Feb-17 yes |
119.46 on mkt buy AUD ord 7,588 7,588 |
| BlackRock Japan Co.,Ltd. 21-Feb-17 yes |
119.46 on mkt buy AUD ord 230 230 |
| BlackRock Japan Co.,Ltd. 21-Feb-17 yes |
119.46 on mkt buy AUD ord 2,477 2,477 |
| BlackRock Japan Co.,Ltd. 21-Feb-17 yes |
119.46 on mkt buy AUD ord 979 979 |
| BlackRock Japan Co.,Ltd. 21-Feb-17 yes |
119.46 on mkt buy AUD ord 1,885 1,885 |
| BlackRock Japan Co.,Ltd. 21-Feb-17 yes |
119.46 on mkt buy AUD ord 382 382 |
| BlackRock Japan Co.,Ltd. 21-Feb-17 yes |
119.46 on mkt buy AUD ord 374 374 |
| BlackRock Japan Co.,Ltd. 21-Feb-17 yes |
119.46 on mkt buy AUD ord 1,157 1,157 |
CSL
page 16 of 18
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors,LLC 21-Feb-17 yes |
119.28 on mkt buy AUD ord 74 74 |
| BlackRock Investment Management (Australia) Limited 21-Feb-17 yes |
119.40 on mkt buy AUD ord 211 211 |
| BlackRock Investment Management,LLC 21-Feb-17 yes |
119.28 on mkt buy AUD ord 2,472 2,472 |
| BlackRock Investment Management,LLC 21-Feb-17 yes |
119.28 on mkt buy AUD ord 20,280 20,280 |
| BlackRock Institutional Trust Company, National Association 21-Feb-17 yes |
119.46 on mkt buy AUD ord 79 79 |
| BlackRock Advisors(UK)Limited 21-Feb-17 yes |
119.28 on mkt buy AUD ord 148 148 |
| BlackRock Investment Management (UK) Limited 21-Feb-17 yes |
119.46 on mkt buy AUD ord 657 657 |
| BlackRock Investment Management (Australia) Limited 21-Feb-17 yes |
119.46 on mkt buy AUD ord 3,310 3,310 |
| BlackRock Advisors(UK)Limited 21-Feb-17 yes |
119.46 on mkt buy AUD ord 2,649 2,649 |
| BlackRock Institutional Trust Company, National Association 21-Feb-17 yes |
119.46 on mkt buy AUD ord 256 256 |
| BlackRock Institutional Trust Company, National Association 22-Feb-17 yes |
120.35 on mkt buy AUD ord 11 11 |
| BlackRock Institutional Trust Company, National Association 22-Feb-17 yes |
120.35 on mkt buy AUD ord 73 73 |
| BlackRock Institutional Trust Company, National Association 22-Feb-17 yes |
120.53 on mkt buy AUD ord 19,119 19,119 |
| BlackRock Institutional Trust Company, National Association 22-Feb-17 yes |
120.59 on mkt buy AUD ord 22 22 |
| BlackRock Financial Management,Inc. 22-Feb-17 yes |
120.35 on mkt buy AUD ord 31,183 31,183 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
120.53 on mkt buy AUD ord 348 348 |
| BlackRock Advisors (UK) Limited 22-Feb-17 no |
n/a collateral transfer AUD ord 136,543 136,543 |
| BlackRock Fund Advisors 22-Feb-17 no |
n/a in specie AUD ord 9,072 9,072 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
120.33 on mkt buy AUD ord 1,804 1,804 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
120.53 on mkt buy AUD ord 968 968 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
120.53 on mkt buy AUD ord 125 125 |
| BlackRock Institutional Trust Company, National Association 22-Feb-17 yes |
120.43 on mkt buy AUD ord 4,841 4,841 |
| BlackRock Investment Management (UK) Limited 23-Feb-17 yes |
120.10 on mkt buy AUD ord 2,301 2,301 |
| BlackRock Fund Advisors 23-Feb-17 no |
n/a in specie AUD ord 6,480 6,480 |
| BlackRock Advisors(UK)Limited 23-Feb-17 yes |
119.99 on mkt buy AUD ord 2,718 2,718 |
| BlackRock Institutional Trust Company, National Association 23-Feb-17 yes |
119.99 on mkt buy AUD ord 4,725 4,725 |
| BlackRock Institutional Trust Company, National Association 24-Feb-17 yes |
117.68 on mkt buy AUD ord 72 72 |
| BlackRock Advisors(UK)Limited 24-Feb-17 yes |
117.74 on mkt buy AUD ord 1,808 1,808 |
| BlackRock Advisors(UK)Limited 24-Feb-17 yes |
117.74 on mkt buy AUD ord 125 125 |
| BlackRock Institutional Trust Company, National Association 24-Feb-17 yes |
117.87 on mkt buy AUD ord 4,799 4,799 |
| BlackRock Advisors (UK) Limited 27-Feb-17 no |
n/a collateral transfer AUD ord 105,267 105,267 |
| BlackRock Investment Management (UK) Limited 27-Feb-17 no |
n/a collateral transfer AUD ord 2,487 2,487 |
| BlackRock Advisors(UK)Limited 27-Feb-17 yes |
117.93 on mkt buy AUD ord 125 125 |
| BlackRock Institutional Trust Company, National Association 27-Feb-17 yes |
117.93 on mkt buy AUD ord 7,386 7,386 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
118.74 on mkt buy AUD ord 1,601 1,601 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
117.86 on mkt buy AUD ord 6,427 6,427 |
| BlackRock Investment Management, LLC 28-Feb-17 no |
n/a collateral transfer AUD ord 2,277 2,277 |
| BlackRock Investment Management (UK) Limited 28-Feb-17 no |
n/a collateral transfer AUD ord 86,398 86,398 |
| BlackRock Asset Management North Asia Limited 28-Feb-17 no |
n/a collateral transfer AUD ord 27,657 27,657 |
| BlackRock Asset Management Canada Limited 28-Feb-17 yes |
117.86 on mkt buy AUD ord 54 54 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
117.86 on mkt buy AUD ord 222 222 |
| BlackRock Advisors(UK)Limited 28-Feb-17 yes |
117.86 on mkt buy AUD ord 432 432 |
| BlackRock Advisors(UK)Limited 28-Feb-17 yes |
117.86 on mkt buy AUD ord 1,568 1,568 |
| BlackRock Advisors,LLC 28-Feb-17 yes |
117.86 on mkt buy AUD ord 1,295 1,295 |
| BlackRock Advisors,LLC 28-Feb-17 yes |
117.86 on mkt buy AUD ord 4,699 4,699 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
118.73 on mkt buy AUD ord 8,108 8,108 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
117.86 on mkt buy AUD ord 447 447 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
117.86 on mkt buy AUD ord 78 78 |
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| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
117.86 on mkt buy AUD ord 1,055 1,055 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
118.73 on mkt buy AUD ord 74 74 |
| BlackRock Institutional Trust Company, National Association 01-Mar-17 yes |
118.02 on mkt buy AUD ord 609 609 |
| BlackRock Advisors (UK) Limited 01-Mar-17 no |
n/a collateral transfer AUD ord 392,715 392,715 |
| BlackRock Institutional Trust Company, National Association 01-Mar-17 yes |
118.12 on mkt buy AUD ord 6,825 6,825 |
| BlackRock Fund Advisors 01-Mar-17 no |
n/a in specie AUD ord 22,144 22,144 |
| BlackRock Fund Advisors 01-Mar-17 no |
n/a in specie AUD ord 3,671 3,671 |
| BlackRock Advisors(UK)Limited 01-Mar-17 yes |
118.12 on mkt buy AUD ord 1,776 1,776 |
| BlackRock Fund Advisors 01-Mar-17 no |
n/a in specie AUD ord 53 53 |
| BlackRock Institutional Trust Company, National Association 01-Mar-17 no |
n/a in specie AUD ord 1,893 1,893 |
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Annexure C
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
03-Mar-17
Dennis Ivers, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Capital Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland,United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
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page 1 of 1
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 03-Mar-17 Dennis Ivers, Authorised Signatory Date |
03-Mar-17 Dennis Ivers, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to CSL LTD or the Australian Securities and Investments Commission upon request.
CSL page 1 of 1