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CSL Ltd. — Major Shareholding Notification 2016
Oct 17, 2016
17854_rns_2016-10-17_654900a3-aa14-44de-863c-4156ab7548cb.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
CSL LTD
ACN/ARSN
051 588 348
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
14 10 / / 2016
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
22,846,038 |
22,846,038 |
5.01 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A & D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
see Annexure A |
|||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [455 x 134] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
----- End of picture text -----
Signature
print name Kayla McGrory capacity Authorised Signatory* sign here date 18 / 10 / 2016
-
At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited. DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 5 pages referred to in form 603 Notice of initial substantial shareholder
18-Oct-16 Kayla McGrory, Date Authorised Signatory
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY | ord | 6,295 | 6,295 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BRUS | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 67,737 | 67,737 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,860 | 1,860 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,311,691 | 1,311,691 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 247 | 247 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 33,699 | 33,699 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 271,649 | 271,649 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 113,609 | 113,609 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 103,949 | 103,949 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,066,797 | 1,066,797 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 624,933 | 624,933 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ord | 1,984 | 1,984 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 10,998 | 10,998 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 16,960 | 16,960 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 188,216 | 188,216 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 12,704 | 12,704 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. |
CSL
page 1 of 5
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 38,049 | 38,049 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 188,423 | 188,423 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ord | 3,683 | 3,683 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 1,781 | 1,781 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 737 | 737 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 10,195 | 10,195 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 2,152 | 2,152 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 105,079 | 105,079 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 10,915 | 10,915 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 1,278 | 1,278 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 391 | 391 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 33,668 | 33,668 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 29,690 | 29,690 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 147,020 | 147,020 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 89,445 | 89,445 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 19,820 | 19,820 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 67,353 | 67,353 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 22,464 | 22,464 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 4,934,288 | 4,934,288 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 1,507 | 1,507 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. |
CSL
page 2 of 5
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 521,578 | 521,578 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ord | 2,509 | 2,509 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Association | investment manager or trustee. | NEW YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | CITI-CITIGROUP GLOBAL | ord | 50 | 50 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | MARKETS PRIME | BlackRock Inc. | ||||
| Association | investment manager or trustee. | BROKERAGE - NEW | |||||
| YORK | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | GS-GOLDMAN SACHS | ord | 12,908 | 12,908 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKER - NEW | BlackRock Inc. | ||||
| Association | investment manager or trustee. | YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 226,217 | 226,217 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | MS-MORGAN STANLEY & | ord | 851 | 851 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO INC | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 182,749 | 182,749 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 12,572 | 12,572 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 357,526 | 357,526 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 232,051 | 232,051 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 35,483 | 35,483 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 29,732 | 29,732 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 5,706,060 | 5,706,060 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 4,715 | 4,715 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 41,683 | 41,683 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 187,889 | 187,889 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 5,253 | 5,253 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 5,259 | 5,259 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ord | 113,989 | 113,989 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | NEW YORK | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 117,705 | 117,705 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. |
CSL
page 3 of 5
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 1,090,561 | 1,090,561 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 39,215 | 39,215 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ord | 58,819 | 58,819 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 17,281 | 17,281 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY | ord | 63,863 | 63,863 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BRUS | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 193,273 | 193,273 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 279 | 279 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 2,972 | 2,972 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 451,378 | 451,378 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 48,655 | 48,655 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 2,772 | 2,772 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 33,499 | 33,499 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 24,797 | 24,797 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 24,824 | 24,824 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | PICT-PICTET & CIE | ord | 288 | 288 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ord | 13,038 | 13,038 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 95,827 | 95,827 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 29,634 | 29,634 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 32,065 | 32,065 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 200,200 | 200,200 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. |
CSL
page 4 of 5
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 220,721 | 220,721 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 329,040 | 329,040 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 548 | 548 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 15,656 | 15,656 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 3,476 | 3,476 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 8,168 | 8,168 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ord | 5,733 | 5,733 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 5,671 | 5,671 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ord | 642,577 | 642,577 | subsidiary of | |
| securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 20,295 | 20,295 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | MITSUI-SUMITOMO | ord | 3,759 | 3,759 | subsidiary of | |
| securities and/or the power to dispose of securities as | TRUST | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 7,446 | 7,446 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | ord | 24,818 | 24,818 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 294,544 | 294,544 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 368,292 | 368,292 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 7,945 | 7,945 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | BlackRock Inc. | |||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 1,126,064 | 1,126,064 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacityas responsible entity. |
CSL
page 5 of 5
Annexure B
This is Annexure B of 17 pages referred to in form 603 Notice of initial substantial shareholder
18-Oct-16
Kayla McGrory, Authorised Signatory
Date
5. Consideration
CSL LTD (CSL)
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 15-Jun-16 yes |
110.30 on mkt buy ord 357 357 |
| BlackRock Investment Management (Australia) Limited 16-Jun-16 yes |
109.72 on mkt buy ord 186 186 |
| BlackRock Institutional Trust Company, National Association 16-Jun-16 yes |
109.32 on mkt buy ord 19,424 19,424 |
| BlackRock Investment Management (Australia) Limited 16-Jun-16 yes |
109.72 on mkt buy ord 289 289 |
| BlackRock Investment Management (Australia) Limited 16-Jun-16 yes |
109.72 on mkt buy ord 122 122 |
| BlackRock Fund Advisors 16-Jun-16 yes |
109.71 on mkt buy ord 1,225 1,225 |
| BlackRock Fund Advisors 16-Jun-16 no |
n/a in specie ord 399 399 |
| BlackRock Asset Management Canada Limited 16-Jun-16 yes |
109.32 on mkt buy ord 938 938 |
| BlackRock Investment Management (Australia) Limited 16-Jun-16 yes |
109.72 on mkt buy ord 215 215 |
| BlackRock Investment Management (Australia) Limited 16-Jun-16 yes |
109.72 on mkt buy ord 502 502 |
| BlackRock Investment Management (Australia) Limited 16-Jun-16 yes |
109.72 on mkt buy ord 164 164 |
| BlackRock Investment Management (Australia) Limited 16-Jun-16 yes |
109.72 on mkt buy ord 1,209 1,209 |
| BlackRock Financial Management,Inc. 16-Jun-16 yes |
109.32 on mkt buy ord 7,707 7,707 |
| BlackRock Advisors(UK)Limited 17-Jun-16 yes |
108.79 on mkt buy ord 4,525 4,525 |
| BlackRock Advisors(UK)Limited 17-Jun-16 yes |
108.79 on mkt buy ord 1,178 1,178 |
| BlackRock Fund Advisors 17-Jun-16 no |
n/a in specie ord 6,948 6,948 |
| BlackRock Institutional Trust Company, National Association 17-Jun-16 yes |
108.79 on mkt buy ord 8,436 8,436 |
| BlackRock Investment Management (UK) Limited 17-Jun-16 yes |
108.79 on mkt buy ord 690 690 |
| BlackRock(Singapore)Limited 17-Jun-16 yes |
108.79 on mkt buy ord 589 589 |
| BlackRock Advisors(UK)Limited 17-Jun-16 yes |
108.79 on mkt buy ord 1,060 1,060 |
| BlackRock Asset Management Canada Limited 17-Jun-16 yes |
108.79 on mkt buy ord 1,829 1,829 |
| BlackRock Advisors(UK)Limited 17-Jun-16 yes |
108.79 on mkt buy ord 221 221 |
| BlackRock Advisors(UK)Limited 20-Jun-16 yes |
108.09 on mkt buy ord 3,604 3,604 |
| BlackRock Advisors(UK)Limited 20-Jun-16 yes |
107.91 on mkt buy ord 9,010 9,010 |
| BlackRock Investment Management (Australia) Limited 20-Jun-16 yes |
107.91 on mkt buy ord 7,968 7,968 |
| BlackRock Investment Management,LLC 20-Jun-16 yes |
109.54 on mkt buy ord 178 178 |
| BlackRock Investment Management (Australia) Limited 20-Jun-16 yes |
107.91 on mkt buy ord 613 613 |
| BlackRock Investment Management (UK) Limited 20-Jun-16 no |
n/a in specie ord 58,819 58,819 |
| BlackRock Financial Management,Inc. 21-Jun-16 yes |
107.30 on mkt buy ord 4,900 4,900 |
| BlackRock Institutional Trust Company, National Association 21-Jun-16 yes |
108.89 on mkt buy ord 1,094 1,094 |
| BlackRock Financial Management,Inc. 21-Jun-16 yes |
108.89 on mkt buy ord 3,824 3,824 |
| BlackRock Institutional Trust Company, National Association 22-Jun-16 yes |
108.61 on mkt buy ord 367 367 |
| BlackRock Advisors(UK)Limited 22-Jun-16 yes |
108.61 on mkt buy ord 186 186 |
| BlackRock Advisors(UK)Limited 22-Jun-16 yes |
108.61 on mkt buy ord 402 402 |
| BlackRock Investment Management (Australia) Limited 22-Jun-16 yes |
108.79 on mkt buy ord 493 493 |
| BlackRock Investment Management (Australia) Limited 22-Jun-16 yes |
108.79 on mkt buy ord 934 934 |
| BlackRock Investment Management,LLC 22-Jun-16 yes |
108.61 on mkt buy ord 381 381 |
CSL
page 1 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 22-Jun-16 yes |
108.61 on mkt buy ord 306 306 |
| BlackRock Advisors(UK)Limited 22-Jun-16 yes |
108.61 on mkt buy ord 392 392 |
| BlackRock Investment Management (Australia) Limited 22-Jun-16 yes |
108.79 on mkt buy ord 2,279 2,279 |
| BlackRock Investment Management (Australia) Limited 22-Jun-16 yes |
108.79 on mkt buy ord 11,418 11,418 |
| BlackRock Investment Management (Australia) Limited 22-Jun-16 yes |
108.81 on mkt buy ord 1,025 1,025 |
| BlackRock Investment Management (Australia) Limited 22-Jun-16 yes |
108.79 on mkt buy ord 132 132 |
| BlackRock Japan Co.,Ltd. 22-Jun-16 yes |
108.61 on mkt buy ord 594 594 |
| BlackRock Financial Management,Inc. 23-Jun-16 yes |
109.06 on mkt buy ord 1,650 1,650 |
| BlackRock Investment Management (Australia) Limited 24-Jun-16 yes |
107.32 on mkt buy ord 82 82 |
| BlackRock Investment Management (Australia) Limited 24-Jun-16 yes |
107.32 on mkt buy ord 42 42 |
| BlackRock Financial Management,Inc. 24-Jun-16 yes |
109.44 on mkt buy ord 3,300 3,300 |
| BlackRock Investment Management (Australia) Limited 24-Jun-16 yes |
107.32 on mkt buy ord 108 108 |
| BlackRock Investment Management (Australia) Limited 24-Jun-16 yes |
107.32 on mkt buy ord 920 920 |
| BlackRock Investment Management,LLC 24-Jun-16 yes |
109.44 on mkt buy ord 6,500 6,500 |
| BlackRock Investment Management (Australia) Limited 24-Jun-16 yes |
107.32 on mkt buy ord 12,877 12,877 |
| BlackRock Advisors(UK)Limited 27-Jun-16 yes |
108.82 on mkt buy ord 160 160 |
| BlackRock Investment Management (UK) Limited 28-Jun-16 yes |
107.69 on mkt buy ord 160 160 |
| BlackRock Advisors(UK)Limited 28-Jun-16 yes |
107.95 on mkt buy ord 610 610 |
| BlackRock Advisors(UK)Limited 28-Jun-16 yes |
107.95 on mkt buy ord 408 408 |
| BlackRock Advisors(UK)Limited 28-Jun-16 yes |
107.95 on mkt buy ord 305 305 |
| BlackRock Fund Advisors 28-Jun-16 no |
n/a in specie ord 105 105 |
| BlackRock Fund Advisors 28-Jun-16 no |
n/a in specie ord 858 858 |
| BlackRock Advisors(UK)Limited 28-Jun-16 yes |
107.95 on mkt buy ord 1,320 1,320 |
| BlackRock Fund Advisors 28-Jun-16 no |
n/a in specie ord 187 187 |
| BlackRock Fund Advisors 28-Jun-16 yes |
107.95 on mkt buy ord 724 724 |
| BlackRock Investment Management (Australia) Limited 28-Jun-16 yes |
108.02 on mkt buy ord 331 331 |
| BlackRock Advisors(UK)Limited 28-Jun-16 yes |
107.95 on mkt buy ord 600 600 |
| BlackRock Investment Management (Australia) Limited 28-Jun-16 yes |
108.02 on mkt buy ord 2,576 2,576 |
| BlackRock Fund Advisors 28-Jun-16 yes |
107.69 on mkt buy ord 155 155 |
| BlackRock Investment Management (Australia) Limited 29-Jun-16 yes |
108.36 on mkt buy ord 545 545 |
| BlackRock Japan Co.,Ltd. 29-Jun-16 yes |
110.11 on mkt buy ord 207 207 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
109.32 on mkt buy ord 23,050 23,050 |
| BlackRock Institutional Trust Company, National Association 29-Jun-16 yes |
108.36 on mkt buy ord 1,864 1,864 |
| BlackRock Investment Management (UK) Limited 30-Jun-16 yes |
112.18 on mkt buy ord 730 730 |
| BlackRock Investment Management (UK) Limited 30-Jun-16 yes |
112.18 on mkt buy ord 250 250 |
| BlackRock Fund Advisors 30-Jun-16 no |
n/a in specie ord 393 393 |
| BlackRock Investment Management (Australia) Limited 30-Jun-16 yes |
111.94 on mkt buy ord 4,183 4,183 |
| BlackRock Institutional Trust Company, National Association 30-Jun-16 yes |
112.18 on mkt buy ord 2,539 2,539 |
| BlackRock Fund Advisors 30-Jun-16 no |
n/a in specie ord 3,128 3,128 |
| BlackRock Asset Management Canada Limited 30-Jun-16 yes |
112.18 on mkt buy ord 2,399 2,399 |
| BlackRock Japan Co.,Ltd. 30-Jun-16 yes |
110.27 on mkt buy ord 25 25 |
| BlackRock Financial Management,Inc. 30-Jun-16 yes |
110.27 on mkt buy ord 3,836 3,836 |
| BlackRock Advisors(UK)Limited 30-Jun-16 yes |
112.18 on mkt buy ord 4,505 4,505 |
| BlackRock Advisors(UK)Limited 30-Jun-16 yes |
112.18 on mkt buy ord 408 408 |
| BlackRock Advisors(UK)Limited 30-Jun-16 yes |
112.18 on mkt buy ord 136 136 |
| BlackRock Institutional Trust Company, National Association 30-Jun-16 yes |
112.18 on mkt buy ord 6,786 6,786 |
| BlackRock Fund Advisors 30-Jun-16 no |
n/a in specie ord 3,982 3,982 |
| BlackRock Japan Co.,Ltd. 30-Jun-16 yes |
110.27 on mkt buy ord 292 292 |
CSL
page 2 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 30-Jun-16 yes |
112.18 on mkt buy ord 4,177 4,177 |
| BlackRock Investment Management (Australia) Limited 30-Jun-16 yes |
111.94 on mkt buy ord 464 464 |
| BlackRock Investment Management (UK) Limited 30-Jun-16 yes |
112.18 on mkt buy ord 8,979 8,979 |
| BlackRock Investment Management (UK) Limited 30-Jun-16 yes |
112.18 on mkt buy ord 1,114 1,114 |
| BlackRock Japan Co.,Ltd. 01-Jul-16 yes |
111.76 on mkt buy ord 148 148 |
| BlackRock Institutional Trust Company, National Association 01-Jul-16 yes |
111.76 on mkt buy ord 93 93 |
| BlackRock Advisors(UK)Limited 01-Jul-16 yes |
111.76 on mkt buy ord 136 136 |
| BlackRock Advisors(UK)Limited 01-Jul-16 yes |
111.76 on mkt buy ord 612 612 |
| BlackRock Advisors(UK)Limited 01-Jul-16 yes |
111.76 on mkt buy ord 600 600 |
| BlackRock Institutional Trust Company, National Association 05-Jul-16 no |
n/a in specie ord 3,121 3,121 |
| BlackRock Advisors(UK)Limited 05-Jul-16 yes |
111.25 on mkt buy ord 136 136 |
| BlackRock Fund Advisors 05-Jul-16 no |
n/a in specie ord 524 524 |
| BlackRock Advisors(UK)Limited 05-Jul-16 yes |
111.25 on mkt buy ord 306 306 |
| BlackRock Fund Advisors 05-Jul-16 no |
n/a in specie ord 917 917 |
| BlackRock Advisors(UK)Limited 05-Jul-16 yes |
111.25 on mkt buy ord 392 392 |
| BlackRock Financial Management,Inc. 05-Jul-16 yes |
111.27 on mkt buy ord 2,493 2,493 |
| BlackRock Asset Management North Asia Limited 05-Jul-16 no |
n/a collateral transfer ord 2 2 |
| BlackRock Financial Management,Inc. 06-Jul-16 yes |
110.69 on mkt buy ord 914 914 |
| BlackRock Financial Management,Inc. 06-Jul-16 yes |
110.68 on mkt buy ord 951 951 |
| BlackRock Japan Co.,Ltd. 06-Jul-16 yes |
110.69 on mkt buy ord 1,260 1,260 |
| BlackRock Japan Co.,Ltd. 06-Jul-16 yes |
110.69 on mkt buy ord 344 344 |
| BlackRock International Limited 06-Jul-16 yes |
110.68 on mkt buy ord 1,300 1,300 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
110.98 on mkt buy ord 16,082 16,082 |
| BlackRock Japan Co.,Ltd. 06-Jul-16 yes |
110.69 on mkt buy ord 686 686 |
| BlackRock Investment Management (Australia) Limited 06-Jul-16 yes |
110.67 on mkt buy ord 168 168 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
110.69 on mkt buy ord 301 301 |
| BlackRock Japan Co.,Ltd. 06-Jul-16 yes |
110.69 on mkt buy ord 318 318 |
| BlackRock Fund Advisors 06-Jul-16 yes |
110.98 on mkt buy ord 4,838 4,838 |
| BlackRock Investment Management (UK) Limited 06-Jul-16 yes |
110.98 on mkt buy ord 828 828 |
| BlackRock Fund Advisors 06-Jul-16 yes |
110.87 on mkt buy ord 10 10 |
| BlackRock Advisors(UK)Limited 06-Jul-16 yes |
110.98 on mkt buy ord 904 904 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
110.98 on mkt buy ord 4,218 4,218 |
| BlackRock Fund Advisors 06-Jul-16 yes |
110.87 on mkt buy ord 2,754 2,754 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
110.69 on mkt buy ord 4,892 4,892 |
| BlackRock Investment Management (Australia) Limited 06-Jul-16 yes |
110.98 on mkt buy ord 264 264 |
| BlackRock Fund Advisors 06-Jul-16 no |
n/a in specie ord 262 262 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
110.69 on mkt buy ord 1,153 1,153 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
110.98 on mkt buy ord 1,718 1,718 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
110.98 on mkt buy ord 627 627 |
| BlackRock Fund Advisors 06-Jul-16 yes |
110.87 on mkt buy ord 924 924 |
| BlackRock Advisors(UK)Limited 06-Jul-16 yes |
110.69 on mkt buy ord 1,196 1,196 |
| BlackRock Asset Management Canada Limited 06-Jul-16 yes |
110.69 on mkt buy ord 360 360 |
| BlackRock Financial Management,Inc. 06-Jul-16 yes |
110.69 on mkt buy ord 1,375 1,375 |
| BlackRock Advisors(UK)Limited 06-Jul-16 yes |
110.98 on mkt buy ord 306 306 |
| BlackRock Advisors(UK)Limited 06-Jul-16 yes |
110.69 on mkt buy ord 939 939 |
| BlackRock Financial Management,Inc. 06-Jul-16 yes |
110.69 on mkt buy ord 653 653 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
110.68 on mkt buy ord 724 724 |
| BlackRock Institutional Trust Company, National Association 06-Jul-16 yes |
110.69 on mkt buy ord 522 522 |
| BlackRock Advisors(UK)Limited 06-Jul-16 yes |
110.69 on mkt buy ord 772 772 |
| BlackRock Advisors(UK)Limited 07-Jul-16 yes |
111.02 on mkt buy ord 1,804 1,804 |
CSL
page 3 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 07-Jul-16 yes |
111.02 on mkt buy ord 1,102 1,102 |
| BlackRock Advisors(UK)Limited 07-Jul-16 yes |
111.02 on mkt buy ord 240 240 |
| BlackRock Advisors(UK)Limited 07-Jul-16 yes |
111.02 on mkt buy ord 151 151 |
| BlackRock Fund Advisors 07-Jul-16 no |
n/a in specie ord 2,002 2,002 |
| BlackRock Investment Management (UK) Limited 07-Jul-16 yes |
111.02 on mkt buy ord 220 220 |
| BlackRock Fund Advisors 07-Jul-16 no |
n/a in specie ord 393 393 |
| BlackRock Fund Advisors 07-Jul-16 yes |
110.99 on mkt buy ord 1,915 1,915 |
| BlackRock Fund Advisors 07-Jul-16 no |
n/a in specie ord 786 786 |
| BlackRock(Netherlands)B.V. 07-Jul-16 yes |
111.02 on mkt buy ord 715 715 |
| BlackRock Fund Advisors 07-Jul-16 no |
n/a in specie ord 422 422 |
| BlackRock Institutional Trust Company, National Association 07-Jul-16 yes |
111.02 on mkt buy ord 509 509 |
| BlackRock Fund Advisors 07-Jul-16 yes |
110.99 on mkt buy ord 692 692 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
110.73 on mkt buy ord 1,793 1,793 |
| BlackRock Fund Advisors 08-Jul-16 no |
n/a in specie ord 786 786 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
110.49 on mkt buy ord 10,452 10,452 |
| BlackRock Financial Management,Inc. 08-Jul-16 yes |
110.73 on mkt buy ord 353 353 |
| BlackRock Japan Co.,Ltd. 08-Jul-16 yes |
110.73 on mkt buy ord 938 938 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
110.73 on mkt buy ord 1,081 1,081 |
| BlackRock Advisors(UK)Limited 08-Jul-16 yes |
110.73 on mkt buy ord 647 647 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
110.73 on mkt buy ord 2,709 2,709 |
| BlackRock Japan Co.,Ltd. 08-Jul-16 yes |
110.73 on mkt buy ord 560 560 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
110.73 on mkt buy ord 715 715 |
| BlackRock Advisors(UK)Limited 08-Jul-16 yes |
110.73 on mkt buy ord 654 654 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
110.73 on mkt buy ord 695 695 |
| BlackRock Advisors(UK)Limited 08-Jul-16 yes |
110.73 on mkt buy ord 610 610 |
| BlackRock Financial Management,Inc. 08-Jul-16 yes |
110.73 on mkt buy ord 882 882 |
| BlackRock Fund Advisors 08-Jul-16 yes |
110.49 on mkt buy ord 410 410 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
110.73 on mkt buy ord 666 666 |
| BlackRock International Limited 08-Jul-16 yes |
110.77 on mkt buy ord 1,031 1,031 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
110.73 on mkt buy ord 317 317 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
110.77 on mkt buy ord 372 372 |
| BlackRock Advisors(UK)Limited 08-Jul-16 yes |
110.49 on mkt buy ord 552 552 |
| BlackRock Financial Management,Inc. 08-Jul-16 yes |
110.77 on mkt buy ord 607 607 |
| BlackRock Institutional Trust Company, National Association 08-Jul-16 yes |
110.73 on mkt buy ord 973 973 |
| BlackRock Asset Management Canada Limited 08-Jul-16 yes |
110.73 on mkt buy ord 310 310 |
| BlackRock Investment Management (UK) Limited 08-Jul-16 yes |
110.49 on mkt buy ord 3,868 3,868 |
| BlackRock Fund Advisors 08-Jul-16 yes |
111.54 on mkt buy ord 18 18 |
| BlackRock Advisors(UK)Limited 11-Jul-16 yes |
112.01 on mkt buy ord 1,808 1,808 |
| BlackRock Institutional Trust Company, National Association 11-Jul-16 yes |
112.01 on mkt buy ord 4,065 4,065 |
| BlackRock Investment Management (UK) Limited 11-Jul-16 yes |
112.01 on mkt buy ord 406 406 |
| BlackRock Institutional Trust Company, National Association 11-Jul-16 yes |
112.01 on mkt buy ord 1,006 1,006 |
| BlackRock Fund Advisors 11-Jul-16 no |
n/a in specie ord 524 524 |
| BlackRock Fund Advisors 11-Jul-16 yes |
112.01 on mkt buy ord 3,511 3,511 |
| BlackRock Japan Co.,Ltd. 11-Jul-16 yes |
111.95 on mkt buy ord 2,135 2,135 |
| BlackRock Institutional Trust Company, National Association 11-Jul-16 yes |
112.01 on mkt buy ord 371 371 |
| BlackRock Japan Co.,Ltd. 12-Jul-16 yes |
112.95 on mkt buy ord 514 514 |
| BlackRock International Limited 12-Jul-16 yes |
112.96 on mkt buy ord 346 346 |
| BlackRock Japan Co.,Ltd. 12-Jul-16 yes |
112.95 on mkt buy ord 513 513 |
| BlackRock Japan Co.,Ltd. 12-Jul-16 yes |
112.55 on mkt buy ord 348 348 |
| BlackRock Advisors(UK)Limited 12-Jul-16 yes |
112.95 on mkt buy ord 391 391 |
| BlackRock Japan Co.,Ltd. 12-Jul-16 yes |
112.95 on mkt buy ord 363 363 |
| BlackRock Advisors(UK)Limited 12-Jul-16 yes |
112.95 on mkt buy ord 297 297 |
CSL
page 4 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 12-Jul-16 yes |
112.95 on mkt buy ord 379 379 |
| BlackRock Advisors(UK)Limited 12-Jul-16 yes |
112.95 on mkt buy ord 368 368 |
| BlackRock Institutional Trust Company, National Association 12-Jul-16 yes |
112.95 on mkt buy ord 350 350 |
| BlackRock Advisors(UK)Limited 12-Jul-16 yes |
112.55 on mkt buy ord 1,440 1,440 |
| BlackRock Advisors,LLC 13-Jul-16 yes |
111.24 on mkt buy ord 193 193 |
| BlackRock Advisors(UK)Limited 13-Jul-16 yes |
111.01 on mkt buy ord 3,616 3,616 |
| BlackRock Fund Advisors 14-Jul-16 no |
n/a in specie ord 262 262 |
| BlackRock Institutional Trust Company, National Association 14-Jul-16 yes |
112.84 on mkt buy ord 983 983 |
| BlackRock Advisors(UK)Limited 14-Jul-16 yes |
112.84 on mkt buy ord 302 302 |
| BlackRock Institutional Trust Company, National Association 14-Jul-16 yes |
112.84 on mkt buy ord 126 126 |
| BlackRock Fund Advisors 14-Jul-16 no |
n/a in specie ord 917 917 |
| BlackRock Investment Management (Australia) Limited 14-Jul-16 yes |
112.88 on mkt buy ord 109 109 |
| BlackRock Investment Management,LLC 14-Jul-16 yes |
111.92 on mkt buy ord 204 204 |
| BlackRock Institutional Trust Company, National Association 15-Jul-16 yes |
113.32 on mkt buy ord 821 821 |
| BlackRock Institutional Trust Company, National Association 15-Jul-16 yes |
113.32 on mkt buy ord 415 415 |
| BlackRock Japan Co.,Ltd. 15-Jul-16 yes |
113.32 on mkt buy ord 1,740 1,740 |
| BlackRock Investment Management (Australia) Limited 15-Jul-16 yes |
113.35 on mkt buy ord 1,485 1,485 |
| BlackRock Japan Co.,Ltd. 15-Jul-16 yes |
113.32 on mkt buy ord 707 707 |
| BlackRock Institutional Trust Company, National Association 15-Jul-16 yes |
113.32 on mkt buy ord 2,010 2,010 |
| BlackRock Advisors(UK)Limited 15-Jul-16 yes |
113.32 on mkt buy ord 1,239 1,239 |
| BlackRock Japan Co.,Ltd. 15-Jul-16 yes |
113.32 on mkt buy ord 854 854 |
| BlackRock Financial Management,Inc. 15-Jul-16 yes |
113.33 on mkt buy ord 514 514 |
| BlackRock Fund Advisors 15-Jul-16 yes |
113.26 on mkt buy ord 1,180 1,180 |
| BlackRock Financial Management,Inc. 15-Jul-16 yes |
113.32 on mkt buy ord 615 615 |
| BlackRock Institutional Trust Company, National Association 15-Jul-16 yes |
113.32 on mkt buy ord 5,460 5,460 |
| BlackRock Institutional Trust Company, National Association 15-Jul-16 yes |
113.32 on mkt buy ord 117 117 |
| BlackRock Advisors(UK)Limited 15-Jul-16 yes |
113.32 on mkt buy ord 1,290 1,290 |
| BlackRock Advisors(UK)Limited 15-Jul-16 yes |
113.32 on mkt buy ord 138 138 |
| BlackRock International Limited 15-Jul-16 yes |
113.33 on mkt buy ord 920 920 |
| BlackRock Investment Management (Australia) Limited 15-Jul-16 yes |
113.35 on mkt buy ord 2,848 2,848 |
| BlackRock Advisors(UK)Limited 15-Jul-16 yes |
113.26 on mkt buy ord 2,040 2,040 |
| BlackRock Institutional Trust Company, National Association 15-Jul-16 yes |
113.32 on mkt buy ord 890 890 |
| BlackRock Japan Co.,Ltd. 15-Jul-16 yes |
113.32 on mkt buy ord 760 760 |
| BlackRock Institutional Trust Company, National Association 15-Jul-16 yes |
113.32 on mkt buy ord 108 108 |
| BlackRock Japan Co.,Ltd. 15-Jul-16 yes |
113.32 on mkt buy ord 1,112 1,112 |
| BlackRock Investment Management (Australia) Limited 15-Jul-16 yes |
113.35 on mkt buy ord 867 867 |
| BlackRock Institutional Trust Company, National Association 15-Jul-16 yes |
113.33 on mkt buy ord 541 541 |
| BlackRock Financial Management,Inc. 15-Jul-16 yes |
113.32 on mkt buy ord 205 205 |
| BlackRock Institutional Trust Company, National Association 15-Jul-16 yes |
113.32 on mkt buy ord 297 297 |
| BlackRock Financial Management,Inc. 15-Jul-16 yes |
113.32 on mkt buy ord 2,400 2,400 |
| BlackRock Financial Management,Inc. 15-Jul-16 yes |
113.32 on mkt buy ord 1,019 1,019 |
| BlackRock Institutional Trust Company, National Association 15-Jul-16 yes |
113.32 on mkt buy ord 290 290 |
| BlackRock Japan Co.,Ltd. 15-Jul-16 yes |
113.32 on mkt buy ord 1,611 1,611 |
| BlackRock Advisors(UK)Limited 15-Jul-16 yes |
113.32 on mkt buy ord 1,109 1,109 |
| BlackRock Institutional Trust Company, National Association 15-Jul-16 yes |
113.32 on mkt buy ord 1,210 1,210 |
| BlackRock Institutional Trust Company, National Association 15-Jul-16 yes |
113.32 on mkt buy ord 457 457 |
| BlackRock Advisors(UK)Limited 15-Jul-16 yes |
113.32 on mkt buy ord 1,309 1,309 |
| BlackRock Asset Management Canada Limited 15-Jul-16 yes |
113.32 on mkt buy ord 416 416 |
CSL
page 5 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 15-Jul-16 yes |
113.32 on mkt buy ord 1,599 1,599 |
| BlackRock Investment Management (UK) Limited 15-Jul-16 yes |
113.32 on mkt buy ord 153 153 |
| BlackRock Fund Advisors 18-Jul-16 no |
n/a in specie ord 11,364 11,364 |
| BlackRock Investment Management (Australia) Limited 18-Jul-16 yes |
113.84 on mkt buy ord 110 110 |
| BlackRock Investment Management (Australia) Limited 18-Jul-16 yes |
113.82 on mkt buy ord 141 141 |
| BlackRock Fund Advisors 18-Jul-16 no |
n/a in specie ord 917 917 |
| BlackRock Japan Co.,Ltd. 19-Jul-16 yes |
114.49 on mkt buy ord 356 356 |
| BlackRock Fund Advisors 19-Jul-16 no |
n/a in specie ord 393 393 |
| BlackRock Advisors(UK)Limited 19-Jul-16 yes |
114.49 on mkt buy ord 460 460 |
| BlackRock Investment Management (UK) Limited 19-Jul-16 yes |
114.49 on mkt buy ord 1,189 1,189 |
| BlackRock Financial Management,Inc. 19-Jul-16 yes |
114.49 on mkt buy ord 31,418 31,418 |
| BlackRock Institutional Trust Company, National Association 19-Jul-16 yes |
114.49 on mkt buy ord 438 438 |
| BlackRock Investment Management (UK) Limited 19-Jul-16 yes |
114.49 on mkt buy ord 831 831 |
| BlackRock Financial Management,Inc. 19-Jul-16 yes |
114.49 on mkt buy ord 587 587 |
| BlackRock Advisors(UK)Limited 19-Jul-16 yes |
114.49 on mkt buy ord 303 303 |
| BlackRock Japan Co.,Ltd. 19-Jul-16 yes |
114.49 on mkt buy ord 314 314 |
| BlackRock Investment Management,LLC 19-Jul-16 yes |
114.49 on mkt buy ord 1,185 1,185 |
| BlackRock Japan Co.,Ltd. 19-Jul-16 yes |
114.49 on mkt buy ord 413 413 |
| BlackRock Institutional Trust Company, National Association 19-Jul-16 yes |
114.49 on mkt buy ord 290 290 |
| BlackRock Advisors,LLC 19-Jul-16 yes |
114.63 on mkt buy ord 489 489 |
| BlackRock Fund Advisors 19-Jul-16 no |
n/a in specie ord 262 262 |
| BlackRock Investment Management,LLC 20-Jul-16 yes |
115.08 on mkt buy ord 317 317 |
| BlackRock Financial Management,Inc. 20-Jul-16 yes |
117.01 on mkt buy ord 5,288 5,288 |
| BlackRock Fund Advisors 20-Jul-16 yes |
117.01 on mkt buy ord 515 515 |
| BlackRock Fund Advisors 20-Jul-16 no |
n/a in specie ord 53 53 |
| BlackRock Advisors,LLC 21-Jul-16 yes |
118.87 on mkt buy ord 350 350 |
| BlackRock Fund Advisors 21-Jul-16 no |
n/a in specie ord 1,048 1,048 |
| BlackRock Institutional Trust Company, National Association 22-Jul-16 yes |
119.01 on mkt buy ord 339 339 |
| BlackRock Financial Management,Inc. 22-Jul-16 yes |
119.01 on mkt buy ord 1,045 1,045 |
| BlackRock Institutional Trust Company, National Association 22-Jul-16 yes |
119.01 on mkt buy ord 218 218 |
| BlackRock Advisors(UK)Limited 25-Jul-16 yes |
120.86 on mkt buy ord 307 307 |
| BlackRock Japan Co.,Ltd. 26-Jul-16 yes |
119.47 on mkt buy ord 156 156 |
| BlackRock Japan Co.,Ltd. 26-Jul-16 yes |
119.47 on mkt buy ord 387 387 |
| BlackRock Fund Advisors 26-Jul-16 no |
n/a in specie ord 37,880 37,880 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
119.20 on mkt buy ord 1,203 1,203 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
119.47 on mkt buy ord 9,911 9,911 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
119.47 on mkt buy ord 5,406 5,406 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
119.20 on mkt buy ord 1,802 1,802 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
119.81 on mkt buy ord 8,109 8,109 |
| BlackRock Investment Management (UK) Limited 26-Jul-16 yes |
119.33 on mkt buy ord 126 126 |
| BlackRock Fund Advisors 26-Jul-16 no |
n/a in specie ord 4,004 4,004 |
| BlackRock Investment Management (UK) Limited 26-Jul-16 yes |
119.35 on mkt buy ord 391 391 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
119.47 on mkt buy ord 426 426 |
| BlackRock Advisors(UK)Limited 26-Jul-16 yes |
119.47 on mkt buy ord 120 120 |
| BlackRock Advisors(UK)Limited 27-Jul-16 no |
n/a in specie ord 153,170 153,170 |
| BlackRock Advisors(UK)Limited 27-Jul-16 yes |
117.86 on mkt buy ord 136 136 |
| BlackRock Japan Co.,Ltd. 27-Jul-16 yes |
117.86 on mkt buy ord 74 74 |
| BlackRock Fund Advisors 27-Jul-16 no |
n/a in specie ord 15,168 15,168 |
| BlackRock Fund Advisors 27-Jul-16 yes |
118.88 on mkt buy ord 744 744 |
| BlackRock Asset Management Canada Limited 27-Jul-16 yes |
117.86 on mkt buy ord 3,062 3,062 |
| BlackRock Advisors(UK)Limited 27-Jul-16 yes |
117.86 on mkt buy ord 9,010 9,010 |
| BlackRock Fund Advisors 27-Jul-16 yes |
118.88 on mkt buy ord 24 24 |
| BlackRock Fund Advisors 27-Jul-16 no |
n/a in specie ord 262 262 |
| BlackRock Advisors(UK)Limited 27-Jul-16 yes |
117.86 on mkt buy ord 251 251 |
| BlackRock Advisors(UK)Limited 27-Jul-16 yes |
117.86 on mkt buy ord 4,505 4,505 |
| BlackRock Financial Management,Inc. 27-Jul-16 yes |
118.38 on mkt buy ord 1,510 1,510 |
| BlackRock Advisors(UK)Limited 28-Jul-16 yes |
117.50 on mkt buy ord 6,307 6,307 |
CSL
page 6 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 28-Jul-16 yes |
117.50 on mkt buy ord 317 317 |
| BlackRock Fund Advisors 28-Jul-16 no |
n/a in specie ord 917 917 |
| BlackRock Japan Co.,Ltd. 28-Jul-16 yes |
117.86 on mkt buy ord 86 86 |
| BlackRock Advisors(UK)Limited 28-Jul-16 yes |
117.50 on mkt buy ord 2,040 2,040 |
| BlackRock Advisors(UK)Limited 28-Jul-16 yes |
117.50 on mkt buy ord 9,010 9,010 |
| BlackRock Advisors(UK)Limited 28-Jul-16 yes |
117.50 on mkt buy ord 8,109 8,109 |
| BlackRock Fund Advisors 29-Jul-16 no |
n/a in specie ord 10,450 10,450 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
118.00 on mkt buy ord 2,229 2,229 |
| BlackRock Institutional Trust Company, National Association 29-Jul-16 no |
n/a in specie ord 3,873 3,873 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
118.00 on mkt buy ord 246 246 |
| BlackRock Institutional Trust Company, National Association 29-Jul-16 yes |
118.00 on mkt buy ord 2,460 2,460 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
118.00 on mkt buy ord 548 548 |
| BlackRock Institutional Trust Company, National Association 29-Jul-16 yes |
118.00 on mkt buy ord 177 177 |
| BlackRock Investment Management (UK) Limited 29-Jul-16 yes |
118.00 on mkt buy ord 1,290 1,290 |
| BlackRock Institutional Trust Company, National Association 29-Jul-16 yes |
118.00 on mkt buy ord 3,544 3,544 |
| BlackRock Fund Advisors 29-Jul-16 yes |
118.00 on mkt buy ord 651 651 |
| BlackRock Asset Management Canada Limited 29-Jul-16 yes |
118.00 on mkt buy ord 91 91 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
118.00 on mkt buy ord 2,715 2,715 |
| BlackRock Institutional Trust Company, National Association 29-Jul-16 yes |
118.00 on mkt buy ord 1,848 1,848 |
| BlackRock Investment Management,LLC 29-Jul-16 yes |
118.00 on mkt buy ord 284 284 |
| BlackRock Advisors(UK)Limited 29-Jul-16 yes |
118.00 on mkt buy ord 1,810 1,810 |
| BlackRock Fund Advisors 29-Jul-16 yes |
118.00 on mkt buy ord 1,249 1,249 |
| BlackRock Advisors(UK)Limited 01-Aug-16 yes |
117.59 on mkt buy ord 908 908 |
| BlackRock Institutional Trust Company, National Association 01-Aug-16 yes |
117.59 on mkt buy ord 283 283 |
| BlackRock Advisors(UK)Limited 01-Aug-16 yes |
117.59 on mkt buy ord 905 905 |
| BlackRock Fund Advisors 01-Aug-16 no |
n/a in specie ord 262 262 |
| BlackRock Japan Co.,Ltd. 02-Aug-16 yes |
117.78 on mkt buy ord 143 143 |
| BlackRock Fund Advisors 02-Aug-16 no |
n/a in specie ord 11,406 11,406 |
| BlackRock Advisors(UK)Limited 02-Aug-16 yes |
117.78 on mkt buy ord 1,810 1,810 |
| BlackRock Japan Co.,Ltd. 02-Aug-16 yes |
118.08 on mkt buy ord 128 128 |
| BlackRock Fund Advisors 02-Aug-16 no |
n/a in specie ord 655 655 |
| BlackRock Advisors(UK)Limited 02-Aug-16 yes |
117.78 on mkt buy ord 120 120 |
| BlackRock Fund Advisors 02-Aug-16 no |
n/a in specie ord 262 262 |
| BlackRock Fund Advisors 03-Aug-16 yes |
117.83 on mkt buy ord 1,179 1,179 |
| BlackRock Investment Management (UK) Limited 03-Aug-16 yes |
117.47 on mkt buy ord 135 135 |
| BlackRock Financial Management,Inc. 04-Aug-16 yes |
116.19 on mkt buy ord 7,883 7,883 |
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
114.75 on mkt buy ord 960 960 |
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
114.75 on mkt buy ord 708 708 |
| BlackRock Fund Advisors 04-Aug-16 yes |
114.75 on mkt buy ord 3,015 3,015 |
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
114.75 on mkt buy ord 3,620 3,620 |
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
115.28 on mkt buy ord 57,920 57,920 |
| BlackRock Advisors(UK)Limited 04-Aug-16 yes |
114.75 on mkt buy ord 428 428 |
| BlackRock Japan Co.,Ltd. 04-Aug-16 yes |
114.75 on mkt buy ord 288 288 |
| BlackRock Advisors(UK)Limited 05-Aug-16 yes |
114.69 on mkt buy ord 909 909 |
| BlackRock Fund Advisors 05-Aug-16 no |
n/a in specie ord 528 528 |
| BlackRock Institutional Trust Company, National Association 05-Aug-16 yes |
114.69 on mkt buy ord 3,970 3,970 |
| BlackRock Fund Advisors 05-Aug-16 yes |
114.69 on mkt buy ord 1,788 1,788 |
| BlackRock Financial Management,Inc. 05-Aug-16 yes |
114.94 on mkt buy ord 3,447 3,447 |
| BlackRock Investment Management (Australia) Limited 08-Aug-16 yes |
115.21 on mkt buy ord 2,647 2,647 |
| BlackRock Investment Management (Australia) Limited 08-Aug-16 yes |
115.21 on mkt buy ord 73 73 |
| BlackRock Fund Advisors 08-Aug-16 no |
n/a in specie ord 396 396 |
| BlackRock Investment Management (Australia) Limited 08-Aug-16 yes |
115.21 on mkt buy ord 251 251 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
113.99 on mkt buy ord 1,818 1,818 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
113.99 on mkt buy ord 1,810 1,810 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
113.99 on mkt buy ord 3,621 3,621 |
| BlackRock Investment Management (UK) Limited 09-Aug-16 yes |
113.97 on mkt buy ord 315 315 |
CSL
page 7 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 09-Aug-16 yes |
113.99 on mkt buy ord 3,376 3,376 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
113.99 on mkt buy ord 1,818 1,818 |
| BlackRock Advisors(UK)Limited 09-Aug-16 yes |
113.99 on mkt buy ord 120 120 |
| BlackRock Investment Management (Australia) Limited 10-Aug-16 yes |
115.22 on mkt buy ord 170 170 |
| BlackRock Institutional Trust Company, National Association 10-Aug-16 yes |
115.33 on mkt buy ord 663 663 |
| BlackRock Investment Management (Australia) Limited 10-Aug-16 yes |
115.22 on mkt buy ord 318 318 |
| BlackRock Advisors(UK)Limited 10-Aug-16 yes |
115.43 on mkt buy ord 360 360 |
| BlackRock Institutional Trust Company, National Association 10-Aug-16 yes |
115.33 on mkt buy ord 1,353 1,353 |
| BlackRock Institutional Trust Company, National Association 10-Aug-16 yes |
115.33 on mkt buy ord 398 398 |
| BlackRock Investment Management (Australia) Limited 10-Aug-16 yes |
115.22 on mkt buy ord 18 18 |
| BlackRock Investment Management (UK) Limited 10-Aug-16 yes |
115.07 on mkt buy ord 374 374 |
| BlackRock Investment Management (Australia) Limited 10-Aug-16 yes |
115.22 on mkt buy ord 776 776 |
| BlackRock Advisors,LLC 10-Aug-16 yes |
115.33 on mkt buy ord 339 339 |
| BlackRock Institutional Trust Company, National Association 10-Aug-16 yes |
115.33 on mkt buy ord 544 544 |
| BlackRock Investment Management (Australia) Limited 10-Aug-16 yes |
115.22 on mkt buy ord 68 68 |
| BlackRock Advisors(UK)Limited 10-Aug-16 yes |
115.43 on mkt buy ord 589 589 |
| BlackRock Fund Advisors 10-Aug-16 no |
n/a in specie ord 924 924 |
| BlackRock Investment Management (UK) Limited 11-Aug-16 yes |
115.01 on mkt buy ord 131 131 |
| BlackRock Institutional Trust Company, National Association 12-Aug-16 yes |
116.39 on mkt buy ord 856 856 |
| BlackRock Advisors(UK)Limited 12-Aug-16 yes |
116.50 on mkt buy ord 220 220 |
| BlackRock Institutional Trust Company, National Association 12-Aug-16 yes |
116.39 on mkt buy ord 671 671 |
| BlackRock Institutional Trust Company, National Association 12-Aug-16 yes |
116.39 on mkt buy ord 725 725 |
| BlackRock Advisors(UK)Limited 12-Aug-16 yes |
116.50 on mkt buy ord 2,727 2,727 |
| BlackRock Financial Management,Inc. 12-Aug-16 no |
n/a in specie ord 16,700 16,700 |
| BlackRock Fund Advisors 12-Aug-16 no |
n/a in specie ord 264 264 |
| BlackRock Advisors(UK)Limited 12-Aug-16 yes |
116.50 on mkt buy ord 909 909 |
| BlackRock Advisors,LLC 12-Aug-16 yes |
116.39 on mkt buy ord 627 627 |
| BlackRock Japan Co.,Ltd. 12-Aug-16 yes |
116.50 on mkt buy ord 63 63 |
| BlackRock Institutional Trust Company, National Association 12-Aug-16 yes |
116.39 on mkt buy ord 2,913 2,913 |
| BlackRock Institutional Trust Company, National Association 12-Aug-16 yes |
116.39 on mkt buy ord 1,394 1,394 |
| BlackRock Financial Management,Inc. 12-Aug-16 yes |
116.39 on mkt buy ord 617 617 |
| BlackRock Japan Co.,Ltd. 16-Aug-16 yes |
116.75 on mkt buy ord 507 507 |
| BlackRock Fund Advisors 16-Aug-16 yes |
116.75 on mkt buy ord 5,198 5,198 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
116.75 on mkt buy ord 1,070 1,070 |
| BlackRock Fund Advisors 16-Aug-16 no |
n/a in specie ord 528 528 |
| BlackRock Investment Management (UK) Limited 16-Aug-16 yes |
116.31 on mkt buy ord 70 70 |
| BlackRock Financial Management,Inc. 16-Aug-16 yes |
115.52 on mkt buy ord 199 199 |
| BlackRock Institutional Trust Company, National Association 16-Aug-16 yes |
116.37 on mkt buy ord 1,267 1,267 |
| BlackRock Advisors,LLC 16-Aug-16 yes |
116.37 on mkt buy ord 299 299 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
116.75 on mkt buy ord 1,794 1,794 |
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
116.75 on mkt buy ord 897 897 |
| BlackRock Institutional Trust Company, National Association 16-Aug-16 yes |
116.75 on mkt buy ord 150 150 |
| BlackRock Institutional Trust Company, National Association 16-Aug-16 yes |
116.37 on mkt buy ord 1,133 1,133 |
| BlackRock Asset Management North Asia Limited 16-Aug-16 yes |
116.37 on mkt buy ord 98 98 |
| BlackRock Institutional Trust Company, National Association 16-Aug-16 yes |
116.37 on mkt buy ord 426 426 |
CSL
page 8 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 16-Aug-16 yes |
116.75 on mkt buy ord 2,675 2,675 |
| BlackRock Institutional Trust Company, National Association 16-Aug-16 yes |
116.37 on mkt buy ord 333 333 |
| BlackRock Fund Advisors 17-Aug-16 no |
n/a in specie ord 10,445 10,445 |
| BlackRock Investment Management,LLC 17-Aug-16 yes |
110.84 on mkt buy ord 342 342 |
| BlackRock Advisors(UK)Limited 17-Aug-16 yes |
110.53 on mkt buy ord 910 910 |
| BlackRock Fund Advisors 18-Aug-16 no |
n/a in specie ord 924 924 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
108.01 on mkt buy ord 1,830 1,830 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
108.01 on mkt buy ord 409 409 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
108.01 on mkt buy ord 112 112 |
| BlackRock Advisors(UK)Limited 18-Aug-16 yes |
107.70 on mkt buy ord 18,100 18,100 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
108.01 on mkt buy ord 44 44 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
108.01 on mkt buy ord 689 689 |
| BlackRock Institutional Trust Company, National Association 18-Aug-16 yes |
108.01 on mkt buy ord 693 693 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
108.01 on mkt buy ord 1,477 1,477 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
108.01 on mkt buy ord 101 101 |
| BlackRock Fund Advisors 18-Aug-16 yes |
110.00 on mkt buy ord 655 655 |
| BlackRock Institutional Trust Company, National Association 18-Aug-16 yes |
108.01 on mkt buy ord 1,505 1,505 |
| BlackRock Investment Management (Australia) Limited 18-Aug-16 yes |
108.01 on mkt buy ord 111 111 |
| BlackRock Institutional Trust Company, National Association 18-Aug-16 yes |
108.01 on mkt buy ord 516 516 |
| BlackRock Advisors,LLC 18-Aug-16 yes |
108.01 on mkt buy ord 427 427 |
| BlackRock Institutional Trust Company, National Association 18-Aug-16 yes |
108.01 on mkt buy ord 2,077 2,077 |
| BlackRock Advisors(UK)Limited 19-Aug-16 yes |
107.89 on mkt buy ord 2,724 2,724 |
| BlackRock Advisors(UK)Limited 19-Aug-16 yes |
107.89 on mkt buy ord 1,824 1,824 |
| BlackRock Institutional Trust Company, National Association 19-Aug-16 yes |
107.89 on mkt buy ord 1,894 1,894 |
| BlackRock Fund Advisors 19-Aug-16 no |
n/a in specie ord 528 528 |
| BlackRock Financial Management,Inc. 19-Aug-16 yes |
107.77 on mkt buy ord 182 182 |
| BlackRock Investment Management (UK) Limited 22-Aug-16 yes |
107.79 on mkt buy ord 1,248 1,248 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
107.79 on mkt buy ord 68 68 |
| BlackRock Institutional Trust Company, National Association 22-Aug-16 no |
n/a in specie ord 50,841 50,841 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
107.79 on mkt buy ord 369 369 |
| BlackRock Japan Co.,Ltd. 22-Aug-16 yes |
107.70 on mkt buy ord 802 802 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
107.79 on mkt buy ord 172 172 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
107.79 on mkt buy ord 48 48 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
107.79 on mkt buy ord 612 612 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
107.79 on mkt buy ord 78 78 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
107.79 on mkt buy ord 159 159 |
| BlackRock Asset Management Canada Limited 22-Aug-16 yes |
107.70 on mkt buy ord 4,726 4,726 |
| BlackRock Fund Advisors 22-Aug-16 no |
n/a in specie ord 264 264 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
107.79 on mkt buy ord 65 65 |
| BlackRock Investment Management (Australia) Limited 22-Aug-16 yes |
107.79 on mkt buy ord 2,022 2,022 |
| BlackRock Institutional Trust Company, National Association 23-Aug-16 yes |
110.11 on mkt buy ord 4,006 4,006 |
CSL
page 9 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 23-Aug-16 yes |
110.11 on mkt buy ord 11,990 11,990 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
109.72 on mkt buy ord 1,948 1,948 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
108.42 on mkt buy ord 71 71 |
| BlackRock Institutional Trust Company, National Association 23-Aug-16 yes |
109.72 on mkt buy ord 619 619 |
| BlackRock Financial Management,Inc. 23-Aug-16 yes |
109.72 on mkt buy ord 304 304 |
| BlackRock Institutional Trust Company, National Association 23-Aug-16 yes |
110.11 on mkt buy ord 4,018 4,018 |
| BlackRock Japan Co.,Ltd. 23-Aug-16 yes |
110.11 on mkt buy ord 327 327 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
109.72 on mkt buy ord 63 63 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
108.42 on mkt buy ord 2 2 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
109.72 on mkt buy ord 354 354 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
108.42 on mkt buy ord 13 13 |
| BlackRock Institutional Trust Company, National Association 23-Aug-16 yes |
109.72 on mkt buy ord 790 790 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
108.42 on mkt buy ord 2 2 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
109.72 on mkt buy ord 67 67 |
| BlackRock Institutional Trust Company, National Association 23-Aug-16 yes |
109.72 on mkt buy ord 1,399 1,399 |
| BlackRock Fund Advisors 23-Aug-16 yes |
110.11 on mkt buy ord 829 829 |
| BlackRock Institutional Trust Company, National Association 23-Aug-16 yes |
109.72 on mkt buy ord 899 899 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
109.72 on mkt buy ord 46 46 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
108.42 on mkt buy ord 2 2 |
| BlackRock Advisors(UK)Limited 23-Aug-16 yes |
110.11 on mkt buy ord 27,390 27,390 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
109.72 on mkt buy ord 167 167 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
109.72 on mkt buy ord 154 154 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
108.42 on mkt buy ord 6 6 |
| BlackRock Advisors(UK)Limited 23-Aug-16 yes |
109.72 on mkt buy ord 155 155 |
| BlackRock Fund Advisors 23-Aug-16 no |
n/a in specie ord 1,740 1,740 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
108.42 on mkt buy ord 6 6 |
| BlackRock Institutional Trust Company, National Association 23-Aug-16 yes |
109.72 on mkt buy ord 760 760 |
| BlackRock(Netherlands)B.V. 23-Aug-16 yes |
110.11 on mkt buy ord 235 235 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
109.72 on mkt buy ord 589 589 |
| BlackRock Japan Co.,Ltd. 23-Aug-16 yes |
109.72 on mkt buy ord 349 349 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
109.72 on mkt buy ord 75 75 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
108.42 on mkt buy ord 3 3 |
| BlackRock Financial Management,Inc. 23-Aug-16 yes |
109.72 on mkt buy ord 784 784 |
| BlackRock Fund Advisors 23-Aug-16 yes |
108.50 on mkt buy ord 14 14 |
| BlackRock Investment Management (Australia) Limited 23-Aug-16 yes |
108.42 on mkt buy ord 21 21 |
| BlackRock Fund Advisors 24-Aug-16 no |
n/a in specie ord 266 266 |
| BlackRock Advisors(UK)Limited 25-Aug-16 yes |
109.41 on mkt buy ord 2,724 2,724 |
| BlackRock Advisors(UK)Limited 26-Aug-16 yes |
109.05 on mkt buy ord 9,140 9,140 |
| BlackRock Fund Advisors 26-Aug-16 no |
n/a in specie ord 53 53 |
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
109.07 on mkt buy ord 92 92 |
| BlackRock Advisors(UK)Limited 26-Aug-16 yes |
109.05 on mkt buy ord 600 600 |
| BlackRock Institutional Trust Company, National Association 26-Aug-16 yes |
109.07 on mkt buy ord 434 434 |
| BlackRock Japan Co.,Ltd. 26-Aug-16 yes |
109.05 on mkt buy ord 1,000 1,000 |
CSL
page 10 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 26-Aug-16 yes |
109.07 on mkt buy ord 1,173 1,173 |
| BlackRock Investment Management (Australia) Limited 30-Aug-16 yes |
110.11 on mkt buy ord 1,234 1,234 |
| BlackRock Financial Management,Inc. 30-Aug-16 yes |
110.09 on mkt buy ord 22,660 22,660 |
| BlackRock Financial Management,Inc. 30-Aug-16 yes |
110.09 on mkt buy ord 6,587 6,587 |
| BlackRock Institutional Trust Company, National Association 30-Aug-16 yes |
110.09 on mkt buy ord 2,258 2,258 |
| BlackRock International Limited 30-Aug-16 yes |
110.09 on mkt buy ord 4,153 4,153 |
| BlackRock Investment Management,LLC 30-Aug-16 yes |
110.09 on mkt buy ord 7,786 7,786 |
| BlackRock Fund Advisors 30-Aug-16 yes |
110.14 on mkt buy ord 218 218 |
| BlackRock Advisors,LLC 30-Aug-16 yes |
110.09 on mkt buy ord 12,910 12,910 |
| BlackRock Investment Management (Australia) Limited 30-Aug-16 yes |
110.11 on mkt buy ord 125 125 |
| BlackRock Investment Management (UK) Limited 30-Aug-16 no |
n/a in specie ord 5,570 5,570 |
| BlackRock Financial Management,Inc. 31-Aug-16 yes |
110.07 on mkt buy ord 7,450 7,450 |
| BlackRock Investment Management (UK) Limited 31-Aug-16 yes |
108.10 on mkt buy ord 3,200 3,200 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
108.10 on mkt buy ord 134 134 |
| BlackRock Investment Management (Australia) Limited 31-Aug-16 yes |
108.10 on mkt buy ord 2,004 2,004 |
| BlackRock Investment Management (UK) Limited 31-Aug-16 yes |
108.10 on mkt buy ord 2,205 2,205 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
108.10 on mkt buy ord 393 393 |
| BlackRock Japan Co.,Ltd. 31-Aug-16 yes |
108.10 on mkt buy ord 1,124 1,124 |
| BlackRock Investment Management,LLC 31-Aug-16 yes |
108.10 on mkt buy ord 83 83 |
| BlackRock Investment Management,LLC 31-Aug-16 yes |
108.10 on mkt buy ord 548 548 |
| BlackRock Investment Management (Australia) Limited 31-Aug-16 yes |
108.10 on mkt buy ord 1,450 1,450 |
| BlackRock Advisors,LLC 31-Aug-16 yes |
108.10 on mkt buy ord 494 494 |
| BlackRock Fund Advisors 31-Aug-16 yes |
108.10 on mkt buy ord 12 12 |
| BlackRock Investment Management (Australia) Limited 31-Aug-16 yes |
108.10 on mkt buy ord 1,605 1,605 |
| BlackRock Advisors(UK)Limited 31-Aug-16 yes |
108.10 on mkt buy ord 480 480 |
| BlackRock Institutional Trust Company, National Association 31-Aug-16 yes |
108.10 on mkt buy ord 1,236 1,236 |
| BlackRock Investment Management (Australia) Limited 01-Sep-16 yes |
107.49 on mkt buy ord 631 631 |
| BlackRock Institutional Trust Company, National Association 01-Sep-16 yes |
107.30 on mkt buy ord 202 202 |
| BlackRock Investment Management (Australia) Limited 01-Sep-16 yes |
107.49 on mkt buy ord 293 293 |
| BlackRock Fund Advisors 01-Sep-16 no |
n/a in specie ord 508 508 |
| BlackRock Investment Management (Australia) Limited 01-Sep-16 yes |
107.49 on mkt buy ord 71 71 |
| BlackRock Investment Management (Australia) Limited 01-Sep-16 yes |
107.49 on mkt buy ord 79 79 |
| BlackRock Investment Management (Australia) Limited 01-Sep-16 yes |
107.49 on mkt buy ord 69 69 |
| BlackRock Advisors(UK)Limited 01-Sep-16 yes |
107.30 on mkt buy ord 111 111 |
| BlackRock Asset Management Canada Limited 01-Sep-16 yes |
107.30 on mkt buy ord 1,108 1,108 |
| BlackRock Institutional Trust Company, National Association 01-Sep-16 yes |
107.30 on mkt buy ord 1,596 1,596 |
| BlackRock Investment Management (Australia) Limited 01-Sep-16 yes |
107.49 on mkt buy ord 187 187 |
| BlackRock Fund Advisors 02-Sep-16 yes |
106.20 on mkt buy ord 960 960 |
| BlackRock Institutional Trust Company, National Association 02-Sep-16 yes |
104.93 on mkt buy ord 1,170 1,170 |
| BlackRock Fund Advisors 02-Sep-16 yes |
106.20 on mkt buy ord 995 995 |
| BlackRock Investment Management (Australia) Limited 05-Sep-16 yes |
104.94 on mkt buy ord 96 96 |
| BlackRock Investment Management (Australia) Limited 05-Sep-16 yes |
104.94 on mkt buy ord 124 124 |
| BlackRock Investment Management (Australia) Limited 05-Sep-16 yes |
104.92 on mkt buy ord 4,815 4,815 |
| BlackRock Investment Management (Australia) Limited 05-Sep-16 yes |
104.94 on mkt buy ord 102 102 |
CSL
page 11 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 05-Sep-16 yes |
104.94 on mkt buy ord 249 249 |
| BlackRock Investment Management (Australia) Limited 05-Sep-16 yes |
104.94 on mkt buy ord 325 325 |
| BlackRock Investment Management (UK) Limited 05-Sep-16 yes |
105.37 on mkt buy ord 2,972 2,972 |
| BlackRock Investment Management (Australia) Limited 05-Sep-16 yes |
104.94 on mkt buy ord 2,906 2,906 |
| BlackRock Investment Management (Australia) Limited 05-Sep-16 yes |
104.94 on mkt buy ord 385 385 |
| BlackRock Fund Advisors 06-Sep-16 no |
n/a in specie ord 889 889 |
| BlackRock Japan Co.,Ltd. 06-Sep-16 yes |
103.40 on mkt buy ord 1,171 1,171 |
| BlackRock Investment Management (Australia) Limited 07-Sep-16 yes |
102.93 on mkt buy ord 187 187 |
| BlackRock Investment Management (Australia) Limited 07-Sep-16 yes |
102.93 on mkt buy ord 129 129 |
| BlackRock Investment Management (Australia) Limited 07-Sep-16 yes |
102.93 on mkt buy ord 2,743 2,743 |
| BlackRock Investment Management (Australia) Limited 07-Sep-16 yes |
102.93 on mkt buy ord 224 224 |
| BlackRock Investment Management (Australia) Limited 07-Sep-16 yes |
102.93 on mkt buy ord 777 777 |
| BlackRock Advisors,LLC 07-Sep-16 yes |
102.85 on mkt buy ord 691 691 |
| BlackRock Institutional Trust Company, National Association 07-Sep-16 yes |
102.85 on mkt buy ord 1,587 1,587 |
| BlackRock Investment Management (Australia) Limited 07-Sep-16 yes |
102.93 on mkt buy ord 117 117 |
| BlackRock Institutional Trust Company, National Association 07-Sep-16 yes |
102.85 on mkt buy ord 2,795 2,795 |
| BlackRock Fund Advisors 07-Sep-16 yes |
102.94 on mkt buy ord 2,368 2,368 |
| BlackRock Investment Management (Australia) Limited 07-Sep-16 yes |
102.93 on mkt buy ord 1,418 1,418 |
| BlackRock Investment Management (Australia) Limited 07-Sep-16 yes |
102.93 on mkt buy ord 405 405 |
| BlackRock Institutional Trust Company, National Association 07-Sep-16 yes |
102.85 on mkt buy ord 3,727 3,727 |
| BlackRock Institutional Trust Company, National Association 07-Sep-16 yes |
102.85 on mkt buy ord 1,057 1,057 |
| BlackRock Investment Management (Australia) Limited 07-Sep-16 yes |
102.93 on mkt buy ord 159 159 |
| BlackRock Investment Management (UK) Limited 07-Sep-16 yes |
102.70 on mkt buy ord 328 328 |
| BlackRock Institutional Trust Company, National Association 07-Sep-16 yes |
102.85 on mkt buy ord 325 325 |
| BlackRock Advisors(UK)Limited 08-Sep-16 yes |
103.55 on mkt buy ord 901 901 |
| BlackRock Institutional Trust Company, National Association 08-Sep-16 yes |
103.42 on mkt buy ord 830 830 |
| BlackRock Advisors(UK)Limited 08-Sep-16 yes |
103.72 on mkt buy ord 223 223 |
| BlackRock Advisors(UK)Limited 08-Sep-16 yes |
103.72 on mkt buy ord 218 218 |
| BlackRock Institutional Trust Company, National Association 09-Sep-16 yes |
101.66 on mkt buy ord 323 323 |
| BlackRock Advisors(UK)Limited 09-Sep-16 yes |
101.39 on mkt buy ord 109 109 |
| BlackRock Fund Advisors 09-Sep-16 no |
n/a in specie ord 2,002 2,002 |
| BlackRock Japan Co.,Ltd. 09-Sep-16 yes |
101.39 on mkt buy ord 67 67 |
| BlackRock Institutional Trust Company, National Association 09-Sep-16 yes |
101.67 on mkt buy ord 545 545 |
| BlackRock Institutional Trust Company, National Association 09-Sep-16 yes |
101.67 on mkt buy ord 1,119 1,119 |
| BlackRock Institutional Trust Company, National Association 09-Sep-16 yes |
101.68 on mkt buy ord 1,368 1,368 |
| BlackRock Advisors(UK)Limited 09-Sep-16 yes |
101.39 on mkt buy ord 2,703 2,703 |
| BlackRock Advisors(UK)Limited 12-Sep-16 yes |
100.06 on mkt buy ord 110 110 |
| BlackRock Fund Advisors 12-Sep-16 no |
n/a in specie ord 477 477 |
| BlackRock Fund Advisors 12-Sep-16 no |
n/a in specie ord 630 630 |
| BlackRock Fund Advisors 12-Sep-16 yes |
99.95 on mkt buy ord 2,442 2,442 |
| BlackRock Fund Advisors 13-Sep-16 no |
n/a in specie ord 5,235 5,235 |
| BlackRock Institutional Trust Company, National Association 13-Sep-16 yes |
99.94 on mkt buy ord 209 209 |
| BlackRock Investment Management (Australia) Limited 13-Sep-16 yes |
100.41 on mkt buy ord 459 459 |
CSL
page 12 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co.,Ltd. 13-Sep-16 yes |
99.94 on mkt buy ord 301 301 |
| BlackRock Investment Management,LLC 13-Sep-16 yes |
101.10 on mkt buy ord 229 229 |
| BlackRock Institutional Trust Company, National Association 13-Sep-16 yes |
100.49 on mkt buy ord 2,727 2,727 |
| BlackRock Investment Management (Australia) Limited 13-Sep-16 yes |
100.41 on mkt buy ord 389 389 |
| BlackRock Japan Co.,Ltd. 13-Sep-16 yes |
99.94 on mkt buy ord 95 95 |
| BlackRock Advisors(UK)Limited 13-Sep-16 yes |
100.49 on mkt buy ord 133 133 |
| BlackRock Investment Management (Australia) Limited 13-Sep-16 yes |
100.41 on mkt buy ord 143 143 |
| BlackRock Institutional Trust Company, National Association 13-Sep-16 yes |
100.49 on mkt buy ord 3,312 3,312 |
| BlackRock Investment Management (Australia) Limited 13-Sep-16 yes |
100.41 on mkt buy ord 40 40 |
| BlackRock Institutional Trust Company, National Association 13-Sep-16 yes |
100.49 on mkt buy ord 1,629 1,629 |
| BlackRock Investment Management (Australia) Limited 13-Sep-16 yes |
100.41 on mkt buy ord 84 84 |
| BlackRock Institutional Trust Company, National Association 13-Sep-16 yes |
100.49 on mkt buy ord 874 874 |
| BlackRock Japan Co.,Ltd. 14-Sep-16 yes |
100.70 on mkt buy ord 77 77 |
| BlackRock Advisors(UK)Limited 14-Sep-16 yes |
100.70 on mkt buy ord 628 628 |
| BlackRock Advisors(UK)Limited 15-Sep-16 yes |
101.04 on mkt buy ord 904 904 |
| BlackRock Institutional Trust Company, National Association 15-Sep-16 yes |
100.29 on mkt buy ord 6,081 6,081 |
| BlackRock Fund Advisors 15-Sep-16 no |
n/a in specie ord 218 218 |
| BlackRock Institutional Trust Company, National Association 15-Sep-16 yes |
100.29 on mkt buy ord 1,011 1,011 |
| BlackRock Institutional Trust Company, National Association 15-Sep-16 yes |
100.29 on mkt buy ord 3,372 3,372 |
| BlackRock Financial Management,Inc. 15-Sep-16 yes |
100.29 on mkt buy ord 843 843 |
| BlackRock Institutional Trust Company, National Association 15-Sep-16 yes |
100.29 on mkt buy ord 332 332 |
| BlackRock Fund Advisors 15-Sep-16 no |
n/a in specie ord 8,304 8,304 |
| BlackRock Institutional Trust Company, National Association 15-Sep-16 yes |
100.29 on mkt buy ord 1,889 1,889 |
| BlackRock Institutional Trust Company, National Association 15-Sep-16 yes |
100.29 on mkt buy ord 6,957 6,957 |
| BlackRock Japan Co.,Ltd. 16-Sep-16 yes |
102.90 on mkt buy ord 112 112 |
| BlackRock Fund Advisors 16-Sep-16 yes |
101.06 on mkt buy ord 42 42 |
| BlackRock Institutional Trust Company, National Association 16-Sep-16 yes |
102.90 on mkt buy ord 262 262 |
| BlackRock Institutional Trust Company, National Association 19-Sep-16 yes |
102.10 on mkt buy ord 98 98 |
| BlackRock Institutional Trust Company, National Association 19-Sep-16 yes |
102.10 on mkt buy ord 233 233 |
| BlackRock Institutional Trust Company, National Association 19-Sep-16 yes |
102.10 on mkt buy ord 75 75 |
| BlackRock Advisors,LLC 20-Sep-16 yes |
102.31 on mkt buy ord 1,347 1,347 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
102.31 on mkt buy ord 1,079 1,079 |
| BlackRock Financial Management,Inc. 20-Sep-16 yes |
102.31 on mkt buy ord 693 693 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
102.45 on mkt buy ord 264 264 |
| BlackRock Financial Management,Inc. 20-Sep-16 yes |
102.31 on mkt buy ord 1,068 1,068 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
102.31 on mkt buy ord 397 397 |
| BlackRock Advisors,LLC 20-Sep-16 yes |
102.45 on mkt buy ord 5,430 5,430 |
| BlackRock Investment Management,LLC 20-Sep-16 yes |
101.50 on mkt buy ord 181 181 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
102.31 on mkt buy ord 821 821 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
102.31 on mkt buy ord 5,581 5,581 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
102.31 on mkt buy ord 1,548 1,548 |
| BlackRock Financial Management,Inc. 20-Sep-16 yes |
102.31 on mkt buy ord 358 358 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
102.45 on mkt buy ord 426 426 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
102.31 on mkt buy ord 1,707 1,707 |
CSL
page 13 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 20-Sep-16 yes |
102.45 on mkt buy ord 2,253 2,253 |
| BlackRock Institutional Trust Company, National Association 20-Sep-16 yes |
102.31 on mkt buy ord 5,954 5,954 |
| BlackRock Advisors,LLC 21-Sep-16 yes |
102.85 on mkt buy ord 8,250 8,250 |
| BlackRock Institutional Trust Company, National Association 22-Sep-16 yes |
104.00 on mkt buy ord 850 850 |
| BlackRock Institutional Trust Company, National Association 22-Sep-16 yes |
104.00 on mkt buy ord 783 783 |
| BlackRock Institutional Trust Company, National Association 22-Sep-16 yes |
104.00 on mkt buy ord 1,248 1,248 |
| BlackRock Institutional Trust Company, National Association 22-Sep-16 yes |
104.00 on mkt buy ord 5,994 5,994 |
| BlackRock Institutional Trust Company, National Association 22-Sep-16 yes |
104.00 on mkt buy ord 710 710 |
| BlackRock Investment Management (Australia) Limited 22-Sep-16 yes |
103.97 on mkt buy ord 111,133 111,133 |
| BlackRock Financial Management,Inc. 22-Sep-16 yes |
104.00 on mkt buy ord 657 657 |
| BlackRock Institutional Trust Company, National Association 22-Sep-16 yes |
104.00 on mkt buy ord 2,786 2,786 |
| BlackRock Financial Management,Inc. 22-Sep-16 yes |
104.00 on mkt buy ord 384 384 |
| BlackRock Institutional Trust Company, National Association 22-Sep-16 yes |
104.00 on mkt buy ord 5,209 5,209 |
| BlackRock Fund Advisors 22-Sep-16 yes |
103.10 on mkt buy ord 935 935 |
| BlackRock Investment Management (Australia) Limited 22-Sep-16 yes |
102.85 on mkt buy ord 115,326 115,326 |
| BlackRock Financial Management,Inc. 22-Sep-16 yes |
104.00 on mkt buy ord 1,103 1,103 |
| BlackRock Institutional Trust Company, National Association 22-Sep-16 yes |
104.00 on mkt buy ord 383 383 |
| BlackRock Advisors,LLC 22-Sep-16 yes |
104.00 on mkt buy ord 1,063 1,063 |
| BlackRock Institutional Trust Company, National Association 23-Sep-16 yes |
105.33 on mkt buy ord 395 395 |
| BlackRock Institutional Trust Company, National Association 23-Sep-16 yes |
105.33 on mkt buy ord 177 177 |
| BlackRock Fund Advisors 23-Sep-16 yes |
105.66 on mkt buy ord 1,443 1,443 |
| BlackRock Advisors,LLC 23-Sep-16 yes |
105.66 on mkt buy ord 8,056 8,056 |
| BlackRock Institutional Trust Company, National Association 23-Sep-16 yes |
105.33 on mkt buy ord 155 155 |
| BlackRock Advisors,LLC 26-Sep-16 yes |
106.10 on mkt buy ord 5,388 5,388 |
| BlackRock Fund Advisors 26-Sep-16 yes |
106.10 on mkt buy ord 6,630 6,630 |
| BlackRock Institutional Trust Company, National Association 26-Sep-16 yes |
106.10 on mkt buy ord 3,641 3,641 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
108.10 on mkt buy ord 1,440 1,440 |
| BlackRock Financial Management,Inc. 27-Sep-16 yes |
106.96 on mkt buy ord 417 417 |
| BlackRock Institutional Trust Company, National Association 27-Sep-16 yes |
106.96 on mkt buy ord 1,246 1,246 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
108.10 on mkt buy ord 240 240 |
| BlackRock Institutional Trust Company, National Association 27-Sep-16 yes |
106.96 on mkt buy ord 308 308 |
| BlackRock Institutional Trust Company, National Association 27-Sep-16 yes |
106.96 on mkt buy ord 5,143 5,143 |
| BlackRock Institutional Trust Company, National Association 27-Sep-16 yes |
106.96 on mkt buy ord 4,251 4,251 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
108.10 on mkt buy ord 1,202 1,202 |
| BlackRock Advisors,LLC 27-Sep-16 yes |
106.96 on mkt buy ord 1,101 1,101 |
| BlackRock Fund Advisors 27-Sep-16 no |
n/a in specie ord 18,729 18,729 |
| BlackRock Institutional Trust Company, National Association 27-Sep-16 yes |
106.96 on mkt buy ord 2,164 2,164 |
| BlackRock Advisors,LLC 27-Sep-16 yes |
108.10 on mkt buy ord 5,605 5,605 |
| BlackRock Fund Advisors 27-Sep-16 yes |
108.10 on mkt buy ord 1,216 1,216 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
106.96 on mkt buy ord 146 146 |
| BlackRock Japan Co.,Ltd. 27-Sep-16 yes |
106.96 on mkt buy ord 424 424 |
| BlackRock Institutional Trust Company, National Association 27-Sep-16 yes |
106.96 on mkt buy ord 800 800 |
| BlackRock Financial Management,Inc. 27-Sep-16 yes |
106.96 on mkt buy ord 308 308 |
| BlackRock Fund Advisors 27-Sep-16 yes |
105.61 on mkt buy ord 748 748 |
| BlackRock Institutional Trust Company, National Association 27-Sep-16 yes |
106.96 on mkt buy ord 327 327 |
| BlackRock Financial Management,Inc. 27-Sep-16 yes |
106.96 on mkt buy ord 974 974 |
| BlackRock Fund Advisors 27-Sep-16 yes |
108.10 on mkt buy ord 2,195 2,195 |
| BlackRock Fund Advisors 28-Sep-16 yes |
107.80 on mkt buy ord 46 46 |
CSL
page 14 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 28-Sep-16 yes |
107.80 on mkt buy ord 247 247 |
| BlackRock Investment Management (Australia) Limited 28-Sep-16 yes |
108.28 on mkt buy ord 714 714 |
| BlackRock Advisors(UK)Limited 28-Sep-16 yes |
108.87 on mkt buy ord 240 240 |
| BlackRock Advisors,LLC 28-Sep-16 yes |
108.87 on mkt buy ord 3,864 3,864 |
| BlackRock Institutional Trust Company, National Association 29-Sep-16 yes |
108.33 on mkt buy ord 15 15 |
| BlackRock Asset Management Canada Limited 29-Sep-16 no |
n/a in specie ord 3,427 3,427 |
| BlackRock Institutional Trust Company, National Association 29-Sep-16 yes |
108.33 on mkt buy ord 74 74 |
| BlackRock Institutional Trust Company, National Association 29-Sep-16 yes |
108.33 on mkt buy ord 19 19 |
| BlackRock Financial Management,Inc. 30-Sep-16 yes |
107.04 on mkt buy ord 747 747 |
| BlackRock Investment Management (Australia) Limited 30-Sep-16 yes |
107.00 on mkt buy ord 4,240 4,240 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
107.04 on mkt buy ord 331 331 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
107.04 on mkt buy ord 985 985 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
107.00 on mkt buy ord 1,702 1,702 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
107.04 on mkt buy ord 7,927 7,927 |
| BlackRock Advisors,LLC 30-Sep-16 yes |
107.04 on mkt buy ord 847 847 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
107.04 on mkt buy ord 6,750 6,750 |
| BlackRock Asset Management Canada Limited 30-Sep-16 yes |
107.00 on mkt buy ord 1,992 1,992 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
107.04 on mkt buy ord 574 574 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
107.04 on mkt buy ord 1,892 1,892 |
| BlackRock Institutional Trust Company, National Association 03-Oct-16 yes |
106.57 on mkt buy ord 1,350 1,350 |
| BlackRock Fund Advisors 03-Oct-16 yes |
106.57 on mkt buy ord 4,050 4,050 |
| BlackRock Fund Advisors 03-Oct-16 yes |
107.26 on mkt buy ord 2,244 2,244 |
| BlackRock Institutional Trust Company, National Association 03-Oct-16 yes |
107.26 on mkt buy ord 109 109 |
| BlackRock Advisors(UK)Limited 03-Oct-16 yes |
106.57 on mkt buy ord 5,430 5,430 |
| BlackRock Financial Management,Inc. 04-Oct-16 yes |
106.69 on mkt buy ord 1,609 1,609 |
| BlackRock International Limited 04-Oct-16 yes |
106.69 on mkt buy ord 1,106 1,106 |
| BlackRock Investment Management,LLC 04-Oct-16 yes |
106.69 on mkt buy ord 382 382 |
| BlackRock Fund Advisors 04-Oct-16 yes |
106.94 on mkt buy ord 2,432 2,432 |
| BlackRock Financial Management,Inc. 04-Oct-16 yes |
106.69 on mkt buy ord 5,597 5,597 |
| BlackRock Investment Management,LLC 04-Oct-16 yes |
106.94 on mkt buy ord 1,207 1,207 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
106.80 on mkt buy ord 637 637 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
106.80 on mkt buy ord 5,286 5,286 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
106.80 on mkt buy ord 2,163 2,163 |
| BlackRock Japan Co.,Ltd. 04-Oct-16 yes |
106.06 on mkt buy ord 125 125 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
106.80 on mkt buy ord 5,205 5,205 |
| BlackRock Financial Management,Inc. 04-Oct-16 yes |
106.69 on mkt buy ord 2,160 2,160 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
106.69 on mkt buy ord 596 596 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
106.80 on mkt buy ord 951 951 |
| BlackRock Advisors,LLC 04-Oct-16 yes |
106.69 on mkt buy ord 4,050 4,050 |
| BlackRock Advisors,LLC 04-Oct-16 yes |
106.80 on mkt buy ord 1,007 1,007 |
| BlackRock Advisors(UK)Limited 05-Oct-16 yes |
106.52 on mkt buy ord 10,764 10,764 |
| BlackRock Fund Advisors 05-Oct-16 yes |
106.52 on mkt buy ord 4,404 4,404 |
| BlackRock Fund Advisors 05-Oct-16 yes |
106.52 on mkt buy ord 1,101 1,101 |
| BlackRock Investment Management (UK) Limited 06-Oct-16 yes |
107.03 on mkt buy ord 1,411 1,411 |
| BlackRock Investment Management,LLC 06-Oct-16 yes |
106.92 on mkt buy ord 268 268 |
| BlackRock Advisors(UK)Limited 06-Oct-16 yes |
106.56 on mkt buy ord 394 394 |
CSL
page 15 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
106.54 on mkt buy ord 2,204 2,204 |
| BlackRock Institutional Trust Company, National Association 07-Oct-16 yes |
106.40 on mkt buy ord 3,303 3,303 |
| BlackRock Fund Advisors 07-Oct-16 yes |
106.40 on mkt buy ord 2,894 2,894 |
| BlackRock Fund Advisors 07-Oct-16 yes |
106.40 on mkt buy ord 1,480 1,480 |
| BlackRock Asset Management Canada Limited 07-Oct-16 yes |
106.40 on mkt buy ord 1,502 1,502 |
| BlackRock Investment Management (Australia) Limited 07-Oct-16 yes |
106.52 on mkt buy ord 3,131 3,131 |
| BlackRock Institutional Trust Company, National Association 07-Oct-16 yes |
106.40 on mkt buy ord 7,951 7,951 |
| BlackRock Investment Management (Australia) Limited 07-Oct-16 yes |
106.52 on mkt buy ord 571 571 |
| BlackRock Advisors(UK)Limited 07-Oct-16 yes |
106.40 on mkt buy ord 1,019 1,019 |
| BlackRock Advisors(UK)Limited 07-Oct-16 yes |
106.49 on mkt buy ord 1,810 1,810 |
| BlackRock Fund Advisors 07-Oct-16 no |
n/a in specie ord 4,004 4,004 |
| BlackRock Fund Advisors 07-Oct-16 no |
n/a in specie ord 5,205 5,205 |
| BlackRock Investment Management (Australia) Limited 07-Oct-16 yes |
106.52 on mkt buy ord 6,949 6,949 |
| BlackRock Advisors(UK)Limited 07-Oct-16 no |
n/a in specie ord 388,000 388,000 |
| BlackRock Fund Advisors 07-Oct-16 yes |
106.95 on mkt buy ord 935 935 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
106.75 on mkt buy ord 4,483 4,483 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
106.75 on mkt buy ord 1,351 1,351 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
106.75 on mkt buy ord 227 227 |
| BlackRock Advisors(UK)Limited 11-Oct-16 yes |
105.48 on mkt buy ord 1,202 1,202 |
| BlackRock Institutional Trust Company, National Association 11-Oct-16 yes |
105.73 on mkt buy ord 359 359 |
| BlackRock Fund Advisors 11-Oct-16 yes |
106.26 on mkt buy ord 561 561 |
| BlackRock Fund Advisors 11-Oct-16 yes |
106.26 on mkt buy ord 31 31 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
105.81 on mkt buy ord 106 106 |
| BlackRock Institutional Trust Company, National Association 11-Oct-16 yes |
105.73 on mkt buy ord 176 176 |
| BlackRock Fund Advisors 11-Oct-16 yes |
105.48 on mkt buy ord 3,172 3,172 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
105.81 on mkt buy ord 630 630 |
| BlackRock Institutional Trust Company, National Association 11-Oct-16 yes |
105.73 on mkt buy ord 139 139 |
| BlackRock Fund Advisors 11-Oct-16 yes |
105.48 on mkt buy ord 1,277 1,277 |
| BlackRock Japan Co.,Ltd. 11-Oct-16 yes |
106.37 on mkt buy ord 798 798 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
105.81 on mkt buy ord 2,090 2,090 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
105.48 on mkt buy ord 1,152 1,152 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
105.48 on mkt buy ord 984 984 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
106.22 on mkt buy ord 1,236 1,236 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
106.22 on mkt buy ord 10,805 10,805 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
106.32 on mkt buy ord 2,558 2,558 |
| BlackRock Advisors(UK)Limited 12-Oct-16 yes |
106.02 on mkt buy ord 1,202 1,202 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
106.22 on mkt buy ord 4,064 4,064 |
| BlackRock Advisors(UK)Limited 12-Oct-16 yes |
106.54 on mkt buy ord 1,810 1,810 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
106.22 on mkt buy ord 10,410 10,410 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
106.22 on mkt buy ord 585 585 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
106.54 on mkt buy ord 1,106 1,106 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
106.22 on mkt buy ord 340 340 |
| BlackRock Advisors,LLC 12-Oct-16 yes |
106.22 on mkt buy ord 1,217 1,217 |
CSL
page 16 of 17
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
105.36 on mkt buy ord 919 919 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
106.22 on mkt buy ord 3,018 3,018 |
| BlackRock Fund Advisors 13-Oct-16 no |
n/a in specie ord 1,104 1,104 |
| BlackRock Advisors(UK)Limited 13-Oct-16 yes |
104.97 on mkt buy ord 360 360 |
| BlackRock Fund Advisors 13-Oct-16 yes |
104.97 on mkt buy ord 1,997 1,997 |
| BlackRock Advisors(UK)Limited 13-Oct-16 yes |
104.88 on mkt buy ord 100,000 100,000 |
| BlackRock Advisors(UK)Limited 13-Oct-16 yes |
104.97 on mkt buy ord 10,000 10,000 |
| BlackRock Advisors(UK)Limited 13-Oct-16 yes |
105.18 on mkt buy ord 66,298 66,298 |
| BlackRock Investment Management (Australia) Limited 13-Oct-16 yes |
104.97 on mkt buy ord 2,359 2,359 |
| BlackRock Advisors(UK)Limited 13-Oct-16 yes |
104.97 on mkt buy ord 120 120 |
| BlackRock Institutional Trust Company, National Association 13-Oct-16 yes |
104.97 on mkt buy ord 142 142 |
| BlackRock Advisors(UK)Limited 14-Oct-16 yes |
105.65 on mkt buy ord 1,205 1,205 |
| BlackRock Institutional Trust Company, National Association 14-Oct-16 yes |
106.13 on mkt buy ord 295 295 |
| BlackRock Fund Advisors 14-Oct-16 no |
n/a in specie ord 6,960 6,960 |
| BlackRock Institutional Trust Company, National Association 14-Oct-16 yes |
106.13 on mkt buy ord 405 405 |
| BlackRock Advisors(UK)Limited 14-Oct-16 yes |
105.65 on mkt buy ord 3,620 3,620 |
| BlackRock Institutional Trust Company, National Association 14-Oct-16 yes |
106.13 on mkt buy ord 538 538 |
| BlackRock Advisors(UK)Limited 14-Oct-16 yes |
106.04 on mkt buy ord 60,635 60,635 |
| BlackRock Institutional Trust Company, National Association 14-Oct-16 yes |
106.13 on mkt buy ord 5,272 5,272 |
| BlackRock Advisors,LLC 14-Oct-16 yes |
106.13 on mkt buy ord 923 923 |
| BlackRock Institutional Trust Company, National Association 14-Oct-16 yes |
106.13 on mkt buy ord 5,468 5,468 |
| BlackRock Institutional Trust Company, National Association 14-Oct-16 yes |
106.13 on mkt buy ord 2,141 2,141 |
| BlackRock Institutional Trust Company, National Association 14-Oct-16 yes |
106.13 on mkt buy ord 1,547 1,547 |
| BlackRock Asset Management Canada Limited 14-Oct-16 no |
n/a in specie ord 38,049 38,049 |
CSL
page 17 of 17
Annexure C
This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder
18-Oct-16
Kayla McGrory, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower, |
| Three Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland, United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
CSL
page 1 of 1
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 18-Oct-16 Kayla McGrory, Authorised Signatory Date |
18-Oct-16 Kayla McGrory, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to CSL LTD or the Australian Securities and Investments Commission upon request.
CSL page 1 of 1