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CSL Ltd. Major Shareholding Notification 2016

Nov 22, 2016

17854_rns_2016-11-22_ef63aab3-71bf-4437-b7e3-c1e66d81c2cc.pdf

Major Shareholding Notification

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605 page 1/2 15 July 2001

Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme CSL LTD ACN/ARSN 051 588 348

1. Details of substantial holder(1)

Name BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures

ACN/ARSN (if applicable) to this form)

The holder ceased to be a
substantial holder on
The previous notice was given to the company on
The previous notice was dated		 / /
/ /
/ /
21 11 2016
18 10 2016
14 10 2016

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change		 Person whose
relevant interest
changed		 Nature of
change (4)		 Consideration
given in relation
to change(5)		 Class (6) and
number of
securities
affected		 Person's votes
affected
Annexure A & C

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Annexure B
Signature
print name Kayla McGrory capacity *Authorised Signatory
sign here date 23 / 11 / 2016
  • At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.

605 page 2/2 15 July 2001

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

  • (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (3) See the definition of "associate" in section 9 of the Corporations Act 2001.

(4) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (6) The voting shares of a company constitute one class unless divided into separate classes.

  • (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure A

This is Annexure A of 10 pages referred to in form 605 Notice of ceasing to be a substantial shareholder

Kayla McGrory, Authorised Signatory

23-Nov-16 Date

2. Changes in relevant interests

CSL LTD (CSL)

Date of
Change		 Person whose relevant interest
changed		 Nature of change
Consideration given in
change (5)		 (4) /
relation to		 CCY Class (6) and number of
securities affected		 Class (6) and number of
securities affected		 Person's
votes affected
17-Oct-16 BlackRock Institutional Trust on mkt buy 104.26 AUD ord 1,479 1,479
Company,National Association
17-Oct-16 BlackRock Investment Management, on mkt buy 105.26 AUD ord 52 52
LLC
17-Oct-16 BlackRock Institutional Trust on mkt buy 104.26 AUD ord 420 420
Company,National Association
17-Oct-16 BlackRock Advisors(UK)Limited on mkt sell 104.26 AUD ord -10,763 -10,763
17-Oct-16 BlackRock Institutional Trust on mkt buy 104.26 AUD ord 21,105 21,105
Company,National Association
17-Oct-16 BlackRock Advisors(UK)Limited in specie n/a AUD ord -2,165 -2,165
17-Oct-16 BlackRock Institutional Trust on mkt buy 104.26 AUD ord 504 504
Company,National Association
17-Oct-16 BlackRock Institutional Trust on mkt buy 104.26 AUD ord 11,741 11,741
Company,National Association
17-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 104.97 AUD ord 72,889 72,889
17-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 104.26 AUD ord 40,000 40,000
17-Oct-16 BlackRock Institutional Trust on mkt buy 105.11 AUD ord 44 44
Company,National Association
18-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 105.04 AUD ord 45,000 45,000
18-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 104.87 AUD ord 88,800 88,800
18-Oct-16 BlackRock Investment Management on mkt sell 104.89 AUD ord -162 -162
(Australia)Limited
18-Oct-16 BlackRock Investment Management on mkt sell 104.89 AUD ord -178 -178
(Australia)Limited
18-Oct-16 BlackRock Investment Management on mkt sell 104.89 AUD ord -471 -471
(Australia)Limited
18-Oct-16 BlackRock Investment Management on mkt sell 104.89 AUD ord -6,513 -6,513
(Australia)Limited
18-Oct-16 BlackRock Fund Advisors on mkt buy 104.06 AUD ord 1,560 1,560
18-Oct-16 BlackRock Investment Management on mkt sell 104.89 AUD ord -1,325 -1,325
(Australia)Limited
18-Oct-16 BlackRock Institutional Trust on mkt buy 105.01 AUD ord 3,210 3,210
Company,National Association
18-Oct-16 BlackRock Advisors,LLC on mkt buy 105.01 AUD ord 542 542
18-Oct-16 BlackRock Investment Management on mkt sell 104.89 AUD ord -76 -76
(Australia)Limited
18-Oct-16 BlackRock Institutional Trust on mkt buy 105.01 AUD ord 1,796 1,796
Company,National Association
18-Oct-16 BlackRock Institutional Trust on mkt buy 105.28 AUD ord 426 426
Company,National Association
18-Oct-16 BlackRock Asset Management on mkt sell 105.01 AUD ord -38,049 -38,049
Canada Limited
18-Oct-16 BlackRock Institutional Trust on mkt buy 105.01 AUD ord 3,265 3,265
Company,National Association
18-Oct-16 BlackRock Institutional Trust on mkt buy 105.01 AUD ord 838 838
Company,National Association
18-Oct-16 BlackRock Institutional Trust on mkt buy 105.28 AUD ord 162 162
Company,National Association
18-Oct-16 BlackRock Japan Co.,Ltd. on mkt sell 105.28 AUD ord -152 -152
18-Oct-16 BlackRock Institutional Trust in specie n/a AUD ord 7,284 7,284
Company,National Association
19-Oct-16 BlackRock Institutional Trust on mkt buy 105.87 AUD ord 1,057 1,057
Company,National Association
19-Oct-16 BlackRock Institutional Trust on mkt sell 105.87 AUD ord -9,916 -9,916
Company,National Association
19-Oct-16 BlackRock Fund Advisors on mkt buy 105.87 AUD ord 2,685 2,685
19-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 105.87 AUD ord 600 600
19-Oct-16 BlackRock Fund Advisors on mkt buy 105.87 AUD ord 1,755 1,755

CSL

page 1 of 10

Date of
Change		 Person whose relevant interest
changed		 Nature of change
Consideration given in
change (5)		 (4) /
relation to		 CCY Class (6) and number of
securities affected		 Class (6) and number of
securities affected		 Person's
votes affected
19-Oct-16 BlackRock Institutional Trust on mkt buy 105.75 AUD ord 81 81
Company,National Association
19-Oct-16 BlackRock Investment Management, on mkt buy 105.77 AUD ord 255 255
LLC
19-Oct-16 BlackRock Institutional Trust on mkt buy 105.75 AUD ord 17 17
Company,National Association
19-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 105.79 AUD ord 45,030 45,030
19-Oct-16 BlackRock Institutional Trust on mkt buy 105.87 AUD ord 968 968
Company,National Association
20-Oct-16 BlackRock Institutional Trust on mkt buy 105.54 AUD ord 316 316
Company,National Association
20-Oct-16 BlackRock Investment Management on mkt buy 105.56 AUD ord 1,165 1,165
(Australia)Limited
20-Oct-16 BlackRock Investment Management on mkt sell 105.53 AUD ord -12,790 -12,790
(Australia)Limited
20-Oct-16 BlackRock Investment Management on mkt sell 105.83 AUD ord -126 -126
(Australia)Limited
20-Oct-16 BlackRock Institutional Trust on mkt buy 105.54 AUD ord 5,736 5,736
Company,National Association
20-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 105.59 AUD ord 80,052 80,052
20-Oct-16 BlackRock Investment Management on mkt sell 105.83 AUD ord -988 -988
(Australia)Limited
20-Oct-16 BlackRock Investment Management on mkt sell 105.53 AUD ord -1,845 -1,845
(Australia)Limited
20-Oct-16 BlackRock Institutional Trust on mkt buy 105.54 AUD ord 1,693 1,693
Company,National Association
20-Oct-16 BlackRock Investment Management on mkt sell 105.83 AUD ord -180 -180
(Australia)Limited
20-Oct-16 BlackRock Investment Management on mkt sell 105.53 AUD ord -140 -140
(Australia)Limited
20-Oct-16 BlackRock Investment Management on mkt sell 105.83 AUD ord -75 -75
(Australia)Limited
20-Oct-16 BlackRock Institutional Trust on mkt sell 105.48 AUD ord -2,711 -2,711
Company,National Association
20-Oct-16 BlackRock Investment Management on mkt sell 105.53 AUD ord -337 -337
(Australia)Limited
20-Oct-16 BlackRock Investment Management on mkt sell 105.53 AUD ord -183 -183
(Australia)Limited
20-Oct-16 BlackRock Investment Management on mkt sell 105.83 AUD ord -98 -98
(Australia)Limited
20-Oct-16 BlackRock Institutional Trust on mkt buy 105.54 AUD ord 1,268 1,268
Company,National Association
20-Oct-16 BlackRock Advisors,LLC on mkt buy 105.54 AUD ord 897 897
20-Oct-16 BlackRock Investment Management on mkt sell 105.53 AUD ord -235 -235
(Australia)Limited
20-Oct-16 BlackRock Institutional Trust on mkt buy 105.54 AUD ord 4,794 4,794
Company,National Association
20-Oct-16 BlackRock Investment Management, in specie n/a AUD ord 9,284 9,284
LLC
20-Oct-16 BlackRock Investment Management on mkt buy 105.56 AUD ord 1,525 1,525
(Australia)Limited
20-Oct-16 BlackRock Investment Management on mkt sell 105.53 AUD ord -663 -663
(Australia)Limited
21-Oct-16 BlackRock Advisors(UK)Limited on mkt sell 104.06 AUD ord -1,106 -1,106
21-Oct-16 BlackRock Fund Advisors on mkt buy 104.06 AUD ord 1,367 1,367
21-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 104.06 AUD ord 717 717
21-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 103.93 AUD ord 129,676 129,676
21-Oct-16 BlackRock Fund Advisors in specie n/a AUD ord -562 -562
21-Oct-16 BlackRock Institutional Trust on mkt buy 103.97 AUD ord 310 310
Company,National Association
21-Oct-16 BlackRock Investment Management on mkt buy 104.06 AUD ord 4,859 4,859
(UK)Limited
21-Oct-16 BlackRock Institutional Trust on mkt buy 104.06 AUD ord 1,178 1,178
Company,National Association
21-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 104.06 AUD ord 905 905
24-Oct-16 BlackRock Investment Management on mkt sell 102.55 AUD ord -1,133 -1,133
(UK)Limited
24-Oct-16 BlackRock Investment Management on mkt sell 102.41 AUD ord -5,850 -5,850
(Australia)Limited
24-Oct-16 BlackRock Investment Management on mkt sell 102.72 AUD ord -395 -395
(Australia)Limited
24-Oct-16 BlackRock Institutional Trust on mkt buy 102.53 AUD ord 14,005 14,005
Company, National Association

CSL

page 2 of 10

Date of
Change		 Person whose relevant interest
changed		 Nature of change
Consideration given in
change (5)		 (4) /
relation to		 CCY Class (6) and number of
securities affected		 Class (6) and number of
securities affected		 Person's
votes affected
24-Oct-16 BlackRock Investment Management, on mkt buy 103.64 AUD ord 6,413 6,413
LLC
24-Oct-16 BlackRock Institutional Trust on mkt buy 102.53 AUD ord 4,526 4,526
Company,National Association
24-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 102.96 AUD ord 44,263 44,263
24-Oct-16 BlackRock Institutional Trust on mkt buy 102.53 AUD ord 4,620 4,620
Company,National Association
24-Oct-16 BlackRock Investment Management on mkt sell 102.73 AUD ord -188 -188
(Australia)Limited
24-Oct-16 BlackRock Investment Management on mkt buy 102.53 AUD ord 1,590 1,590
(Australia)Limited
24-Oct-16 BlackRock Investment Management on mkt sell 102.73 AUD ord -2,520 -2,520
(Australia)Limited
24-Oct-16 BlackRock Investment Management on mkt sell 102.72 AUD ord -314 -314
(Australia)Limited
24-Oct-16 BlackRock Investment Management on mkt sell 102.65 AUD ord -549 -549
(Australia)Limited
25-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 102.98 AUD ord 137 137
25-Oct-16 BlackRock Institutional Trust on mkt sell 102.98 AUD ord -612 -612
Company,National Association
25-Oct-16 BlackRock Advisors(UK)Limited on mkt sell 102.98 AUD ord -404 -404
25-Oct-16 BlackRock Fund Advisors on mkt buy 102.60 AUD ord 935 935
26-Oct-16 BlackRock Institutional Trust on mkt buy 101.93 AUD ord 1,678 1,678
Company,National Association
26-Oct-16 BlackRock International Limited on mkt sell 101.89 AUD ord -487 -487
26-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 101.78 AUD ord 480 480
26-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 101.78 AUD ord 128 128
26-Oct-16 BlackRock Institutional Trust on mkt sell 101.94 AUD ord -771 -771
Company,National Association
26-Oct-16 BlackRock Institutional Trust in specie n/a AUD ord -19,248 -19,248
Company,National Association
26-Oct-16 BlackRock Japan Co.,Ltd. on mkt buy 101.78 AUD ord 225 225
26-Oct-16 BlackRock Investment Management on mkt sell 101.85 AUD ord -6,851 -6,851
(Australia)Limited
26-Oct-16 BlackRock Financial Management, on mkt sell 101.94 AUD ord -729 -729
Inc.
26-Oct-16 BlackRock Institutional Trust on mkt buy 101.93 AUD ord 399 399
Company,National Association
26-Oct-16 BlackRock Fund Advisors in specie n/a AUD ord 6,980 6,980
26-Oct-16 BlackRock Institutional Trust on mkt sell 101.78 AUD ord -293 -293
Company,National Association
26-Oct-16 BlackRock Fund Advisors on mkt buy 101.78 AUD ord 1,000 1,000
26-Oct-16 BlackRock Advisors(UK)Limited on mkt sell 101.78 AUD ord -903 -903
26-Oct-16 BlackRock Institutional Trust on mkt buy 101.93 AUD ord 1,157 1,157
Company,National Association
26-Oct-16 BlackRock Advisors(UK)Limited in specie n/a AUD ord 5,612 5,612
26-Oct-16 BlackRock Investment Management on mkt sell 101.94 AUD ord -564 -564
(Australia)Limited
26-Oct-16 BlackRock Fund Advisors on mkt buy 101.78 AUD ord 1,440 1,440
26-Oct-16 BlackRock Institutional Trust on mkt sell 101.94 AUD ord -1,677 -1,677
Company,National Association
26-Oct-16 BlackRock Investment Management on mkt sell 101.77 AUD ord -4,206 -4,206
(Australia)Limited
27-Oct-16 BlackRock Asset Management on mkt buy 100.00 AUD ord 1,306 1,306
Canada Limited
27-Oct-16 BlackRock Institutional Trust on mkt buy 100.00 AUD ord 1,035 1,035
Company,National Association
27-Oct-16 BlackRock Fund Advisors in specie n/a AUD ord 10,490 10,490
27-Oct-16 BlackRock Institutional Trust on mkt sell 100.00 AUD ord -413 -413
Company,National Association
27-Oct-16 BlackRock Fund Advisors in specie n/a AUD ord 2,223 2,223
27-Oct-16 BlackRock Fund Advisors in specie n/a AUD ord 53 53
27-Oct-16 BlackRock Advisors(UK)Limited on mkt sell 100.00 AUD ord -1,806 -1,806
28-Oct-16 BlackRock Investment Management, on mkt buy 99.32 AUD ord 7,150 7,150
LLC
28-Oct-16 BlackRock Investment Management on mkt sell 99.41 AUD ord -288 -288
(Australia)Limited
28-Oct-16 BlackRock Advisors(UK)Limited on mkt sell 99.22 AUD ord -511 -511
28-Oct-16 BlackRock Investment Management on mkt sell 99.42 AUD ord -2,565 -2,565
(Australia)Limited
28-Oct-16 BlackRock Investment Management on mkt sell 99.42 AUD ord -4,112 -4,112
(Australia) Limited

CSL

page 3 of 10

Date of
Change		 Person whose relevant interest
changed		 Nature of change
Consideration given in
change (5)		 (4) /
relation to		 CCY Class (6) and number of
securities affected		 Class (6) and number of
securities affected		 Person's
votes affected
28-Oct-16 BlackRock Investment Management, in specie n/a AUD ord 3,356 3,356
LLC
28-Oct-16 BlackRock Investment Management on mkt sell 99.41 AUD ord -311 -311
(Australia)Limited
28-Oct-16 BlackRock Advisors(UK)Limited on mkt sell 99.22 AUD ord -370 -370
28-Oct-16 BlackRock Institutional Trust on mkt sell 99.21 AUD ord -477 -477
Company,National Association
28-Oct-16 BlackRock Investment Management on mkt sell 99.41 AUD ord -169 -169
(Australia)Limited
28-Oct-16 BlackRock Institutional Trust on mkt buy 99.22 AUD ord 476 476
Company,National Association
28-Oct-16 BlackRock Institutional Trust on mkt sell 99.22 AUD ord -976 -976
Company,National Association
28-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 99.32 AUD ord 840 840
28-Oct-16 BlackRock Financial Management, on mkt sell 99.22 AUD ord -1,004 -1,004
Inc.
28-Oct-16 BlackRock Financial Management, on mkt sell 99.22 AUD ord -401 -401
Inc.
28-Oct-16 BlackRock Fund Advisors in specie n/a AUD ord 10,490 10,490
28-Oct-16 BlackRock International Limited on mkt sell 99.21 AUD ord -798 -798
28-Oct-16 BlackRock Advisors(UK)Limited on mkt sell 99.32 AUD ord -29,799 -29,799
28-Oct-16 BlackRock Investment Management on mkt buy 99.22 AUD ord 329 329
(UK)Limited
28-Oct-16 BlackRock Institutional Trust on mkt sell 99.22 AUD ord -5,407 -5,407
Company,National Association
28-Oct-16 BlackRock Advisors(UK)Limited on mkt sell 99.22 AUD ord -367 -367
28-Oct-16 BlackRock Advisors(UK)Limited on mkt buy 99.32 AUD ord 11,094 11,094
28-Oct-16 BlackRock Investment Management on mkt sell 99.41 AUD ord -300 -300
(Australia)Limited
31-Oct-16 BlackRock Institutional Trust on mkt sell 100.51 AUD ord -1,074 -1,074
Company,National Association
31-Oct-16 BlackRock Fund Advisors in specie n/a AUD ord -2,612 -2,612
31-Oct-16 BlackRock Advisors(UK)Limited on mkt sell 100.51 AUD ord -101 -101
31-Oct-16 BlackRock Fund Advisors in specie n/a AUD ord 2,002 2,002
31-Oct-16 BlackRock Advisors,LLC on mkt buy 100.51 AUD ord 5,894 5,894
31-Oct-16 BlackRock Advisors(UK)Limited on mkt sell 100.51 AUD ord -138 -138
31-Oct-16 BlackRock Fund Advisors in specie n/a AUD ord 53 53
31-Oct-16 BlackRock Institutional Trust on mkt sell 100.51 AUD ord -2,821 -2,821
Company,National Association
31-Oct-16 BlackRock Investment Management on mkt sell 100.65 AUD ord -258 -258
(UK)Limited
31-Oct-16 BlackRock Institutional Trust on mkt sell 100.51 AUD ord -15,683 -15,683
Company,National Association
31-Oct-16 BlackRock Institutional Trust on mkt buy 100.51 AUD ord 1,936 1,936
Company,National Association
31-Oct-16 BlackRock Investment Management on mkt buy 100.51 AUD ord 1,983 1,983
(UK)Limited
01-Nov-16 BlackRock Asset Management on mkt sell 99.50 AUD ord -674 -674
Canada Limited
01-Nov-16 BlackRock Japan Co.,Ltd. on mkt sell 99.50 AUD ord -454 -454
01-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 99.65 AUD ord 1,812 1,812
01-Nov-16 BlackRock Investment Management on mkt buy 99.65 AUD ord 3,204 3,204
(UK)Limited
01-Nov-16 BlackRock Japan Co.,Ltd. on mkt sell 99.50 AUD ord -327 -327
01-Nov-16 BlackRock Financial Management, on mkt sell 99.50 AUD ord -703 -703
Inc.
01-Nov-16 BlackRock Institutional Trust on mkt sell 99.50 AUD ord -369 -369
Company,National Association
01-Nov-16 BlackRock Financial Management, on mkt sell 99.50 AUD ord -393 -393
Inc.
01-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 99.50 AUD ord -1,085 -1,085
01-Nov-16 BlackRock Financial Management, on mkt sell 99.54 AUD ord -29,648 -29,648
Inc.
01-Nov-16 BlackRock Institutional Trust on mkt sell 99.50 AUD ord -3,730 -3,730
Company,National Association
01-Nov-16 BlackRock Institutional Trust on mkt sell 99.50 AUD ord -338 -338
Company,National Association
01-Nov-16 BlackRock Investment Management, on mkt sell 99.54 AUD ord -95,735 -95,735
LLC
01-Nov-16 BlackRock Institutional Trust on mkt sell 99.50 AUD ord -908 -908
Company,National Association
01-Nov-16 BlackRock Japan Co.,Ltd. on mkt sell 99.50 AUD ord -1,095 -1,095
01-Nov-16 BlackRock International Limited on mkt sell 99.50 AUD ord -1,469 -1,469

CSL

page 4 of 10

Date of
Change		 Person whose relevant interest
changed		 Nature of change
Consideration given in
change (5)		 (4) /
relation to		 CCY Class (6) and number of
securities affected		 Class (6) and number of
securities affected		 Person's
votes affected
01-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 99.65 AUD ord -647 -647
01-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 99.65 AUD ord -3,204 -3,204
01-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -562 -562
01-Nov-16 BlackRock Investment Management on mkt sell 99.50 AUD ord -126 -126
(UK)Limited
01-Nov-16 BlackRock Financial Management, on mkt sell 99.50 AUD ord -1,658 -1,658
Inc.
01-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 99.50 AUD ord -1,130 -1,130
01-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 99.65 AUD ord 411 411
01-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 99.50 AUD ord -1,448 -1,448
01-Nov-16 BlackRock Financial Management, on mkt sell 99.50 AUD ord -433 -433
Inc.
01-Nov-16 BlackRock Japan Co.,Ltd. on mkt sell 99.50 AUD ord -711 -711
01-Nov-16 BlackRock Institutional Trust on mkt sell 99.50 AUD ord -1,612 -1,612
Company,National Association
01-Nov-16 BlackRock Institutional Trust on mkt sell 99.50 AUD ord -851 -851
Company,National Association
01-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 99.65 AUD ord 555 555
02-Nov-16 BlackRock Investment Management on mkt sell 97.71 AUD ord -292 -292
(Australia)Limited
02-Nov-16 BlackRock Investment Management, on mkt sell 99.18 AUD ord -104,465 -104,465
LLC
02-Nov-16 BlackRock Investment Management on mkt sell 97.71 AUD ord -1,587 -1,587
(Australia)Limited
02-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 97.58 AUD ord 1,320 1,320
02-Nov-16 BlackRock Investment Management on mkt sell 97.71 AUD ord -314 -314
(Australia)Limited
02-Nov-16 BlackRock Financial Management, on mkt sell 99.18 AUD ord -32,352 -32,352
Inc.
02-Nov-16 BlackRock Investment Management, in specie n/a AUD ord 8,190 8,190
LLC
02-Nov-16 BlackRock Investment Management on mkt sell 97.71 AUD ord -142 -142
(Australia)Limited
02-Nov-16 BlackRock Investment Management, in specie n/a AUD ord 8,228 8,228
LLC
02-Nov-16 BlackRock Investment Management on mkt sell 97.49 AUD ord -860 -860
(UK)Limited
02-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 97.49 AUD ord 272 272
02-Nov-16 BlackRock Fund Advisors on mkt buy 97.49 AUD ord 2,659 2,659
03-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 98.20 AUD ord -11,172 -11,172
03-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 98.20 AUD ord 120 120
03-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 97.68 AUD ord -1,193 -1,193
03-Nov-16 BlackRock Institutional Trust in specie n/a AUD ord -4,573 -4,573
Company,National Association
03-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 98.20 AUD ord 3,074 3,074
03-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -6,294 -6,294
03-Nov-16 BlackRock Investment Management, on mkt buy 97.91 AUD ord 1,792 1,792
LLC
03-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 98.20 AUD ord -505 -505
03-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 10,490 10,490
03-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -1,306 -1,306
03-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 98.20 AUD ord 1,806 1,806
03-Nov-16 BlackRock Advisors,LLC on mkt sell 98.20 AUD ord -979 -979
03-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 98.20 AUD ord -903 -903
03-Nov-16 BlackRock Asset Management North collateral transfer n/a AUD ord 9 9
Asia Limited
04-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 98.43 AUD ord 905 905
04-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -655 -655
04-Nov-16 BlackRock Investment Management on mkt buy 98.47 AUD ord 4,028 4,028
(Australia)Limited
04-Nov-16 BlackRock International Limited on mkt sell 98.45 AUD ord -385 -385
04-Nov-16 BlackRock Investment Management, on mkt buy 98.71 AUD ord 339 339
LLC
04-Nov-16 BlackRock Investment Management on mkt sell 98.41 AUD ord -242 -242
(Australia)Limited
04-Nov-16 BlackRock Advisors,LLC on mkt buy 98.66 AUD ord 453 453
04-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 4,004 4,004
04-Nov-16 BlackRock Investment Management on mkt sell 98.41 AUD ord -275 -275
(Australia)Limited
04-Nov-16 BlackRock Investment Management on mkt sell 98.49 AUD ord -215 -215
(UK)Limited
04-Nov-16 BlackRock Investment Management on mkt sell 98.41 AUD ord -155 -155
(Australia) Limited

CSL

page 5 of 10

Date of
Change		 Person whose relevant interest
changed		 Nature of change
Consideration given in
change (5)		 (4) /
relation to		 CCY Class (6) and number of
securities affected		 Class (6) and number of
securities affected		 Person's
votes affected
04-Nov-16 BlackRock Institutional Trust on mkt sell 98.66 AUD ord -22,269 -22,269
Company,National Association
04-Nov-16 BlackRock Advisors,LLC on mkt sell 98.12 AUD ord -16,960 -16,960
04-Nov-16 BlackRock Investment Management on mkt sell 98.41 AUD ord -1,306 -1,306
(Australia)Limited
04-Nov-16 BlackRock Investment Management on mkt sell 98.41 AUD ord -468 -468
(Australia)Limited
07-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -15,736 -15,736
07-Nov-16 BlackRock Investment Management, on mkt sell 99.77 AUD ord -1,032 -1,032
LLC
07-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 4,004 4,004
07-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 99.77 AUD ord 1,452 1,452
08-Nov-16 BlackRock Advisors(UK)Limited in specie n/a AUD ord 607 607
08-Nov-16 BlackRock Investment Management on mkt sell 99.27 AUD ord -342 -342
(Australia)Limited
08-Nov-16 BlackRock Investment Management on mkt sell 99.27 AUD ord -395 -395
(Australia)Limited
08-Nov-16 BlackRock Investment Management on mkt sell 99.07 AUD ord -1,083 -1,083
(Australia)Limited
08-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -262 -262
08-Nov-16 BlackRock Investment Management on mkt sell 99.26 AUD ord -208 -208
(Australia)Limited
08-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -393 -393
08-Nov-16 BlackRock Investment Management on mkt buy 99.27 AUD ord 2,942 2,942
(Australia)Limited
08-Nov-16 BlackRock Investment Management on mkt sell 99.27 AUD ord -2,147 -2,147
(Australia)Limited
08-Nov-16 BlackRock Investment Management on mkt sell 99.27 AUD ord -875 -875
(Australia)Limited
08-Nov-16 BlackRock Investment Management on mkt buy 99.27 AUD ord 3,538 3,538
(Australia)Limited
09-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -3,918 -3,918
09-Nov-16 BlackRock Asset Management on mkt sell 97.15 AUD ord -67 -67
Canada Limited
09-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -6,294 -6,294
09-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 97.15 AUD ord 907 907
10-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 101.94 AUD ord -1,810 -1,810
10-Nov-16 BlackRock Institutional Trust in specie n/a AUD ord -34,467 -34,467
Company,National Association
10-Nov-16 BlackRock Investment Management, on mkt buy 101.30 AUD ord 125 125
LLC
10-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 102.47 AUD ord 242 242
10-Nov-16 BlackRock Financial Management, on mkt buy 101.30 AUD ord 7,357 7,357
Inc.
10-Nov-16 BlackRock Institutional Trust on mkt sell 101.89 AUD ord -170 -170
Company,National Association
10-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 102.47 AUD ord 405 405
10-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 12,588 12,588
10-Nov-16 BlackRock Asset Management North collateral transfer n/a AUD ord -8 -8
Asia Limited
11-Nov-16 BlackRock Financial Management, on mkt sell 102.57 AUD ord -401 -401
Inc.
11-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 102.60 AUD ord -530 -530
11-Nov-16 BlackRock Institutional Trust on mkt sell 103.23 AUD ord -2,675 -2,675
Company,National Association
11-Nov-16 BlackRock Financial Management, on mkt sell 102.60 AUD ord -647 -647
Inc.
11-Nov-16 BlackRock Investment Management in specie n/a AUD ord 4,368 4,368
(UK)Limited
11-Nov-16 BlackRock Institutional Trust on mkt sell 102.60 AUD ord -449 -449
Company,National Association
11-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 2,002 2,002
11-Nov-16 BlackRock International Limited on mkt sell 102.57 AUD ord -941 -941
11-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 102.60 AUD ord -543 -543
11-Nov-16 BlackRock Fund Advisors on mkt sell 103.23 AUD ord -1,122 -1,122
11-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 102.60 AUD ord -766 -766
11-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 103.23 AUD ord 484 484
11-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 103.23 AUD ord 3,628 3,628
11-Nov-16 BlackRock Institutional Trust on mkt sell 102.57 AUD ord -753 -753
Company,National Association
11-Nov-16 BlackRock Institutional Trust on mkt sell 102.60 AUD ord -662 -662
Company, National Association

CSL

page 6 of 10

Date of
Change		 Person whose relevant interest
changed		 Nature of change
Consideration given in
change (5)		 (4) /
relation to		 CCY Class (6) and number of
securities affected		 Class (6) and number of
securities affected		 Person's
votes affected
11-Nov-16 BlackRock Asset Management North collateral transfer n/a AUD ord -1 -1
Asia Limited
14-Nov-16 BlackRock Investment Management in specie n/a AUD ord 2,069 2,069
(UK)Limited
14-Nov-16 BlackRock Investment Management on mkt sell 103.61 AUD ord -7,316 -7,316
(Australia)Limited
14-Nov-16 BlackRock Investment Management on mkt sell 103.61 AUD ord -156 -156
(Australia)Limited
14-Nov-16 BlackRock Advisors(UK)Limited in specie n/a AUD ord 4,644 4,644
14-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 3,839 3,839
14-Nov-16 BlackRock Investment Management in specie n/a AUD ord 1,103 1,103
(UK)Limited
14-Nov-16 BlackRock Investment Management in specie n/a AUD ord 1,595 1,595
(UK)Limited
14-Nov-16 BlackRock Fund Advisors on mkt buy 103.92 AUD ord 2,424 2,424
14-Nov-16 BlackRock Investment Management on mkt sell 103.61 AUD ord -100 -100
(Australia)Limited
14-Nov-16 BlackRock Investment Management in specie n/a AUD ord 3,416 3,416
(UK)Limited
14-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 103.92 AUD ord 220 220
14-Nov-16 BlackRock Institutional Trust in specie n/a AUD ord 7,305 7,305
Company,National Association
14-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 103.92 AUD ord 1,694 1,694
14-Nov-16 BlackRock Investment Management in specie n/a AUD ord 3,628 3,628
(UK)Limited
14-Nov-16 BlackRock Investment Management on mkt sell 103.61 AUD ord -706 -706
(Australia)Limited
14-Nov-16 BlackRock Investment Management in specie n/a AUD ord 4,489 4,489
(UK)Limited
14-Nov-16 BlackRock Investment Management in specie n/a AUD ord 2,864 2,864
(UK)Limited
14-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 103.92 AUD ord 395 395
14-Nov-16 BlackRock Investment Management in specie n/a AUD ord 4,884 4,884
(UK)Limited
14-Nov-16 BlackRock Investment Management on mkt sell 103.61 AUD ord -1,257 -1,257
(Australia)Limited
14-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 103.92 AUD ord 3,624 3,624
14-Nov-16 BlackRock Investment Management, on mkt buy 103.92 AUD ord 561 561
LLC
14-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 103.92 AUD ord 905 905
14-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 920 920
15-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 101.45 AUD ord 1,810 1,810
15-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -3,930 -3,930
15-Nov-16 BlackRock Japan Co.,Ltd. on mkt buy 101.35 AUD ord 251 251
15-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 53 53
15-Nov-16 BlackRock Financial Management, on mkt sell 101.78 AUD ord -41,771 -41,771
Inc.
15-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 1,745 1,745
15-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -524 -524
15-Nov-16 BlackRock Asset Management North on mkt sell 101.78 AUD ord -838 -838
Asia Limited
16-Nov-16 BlackRock Investment Management, on mkt buy 101.75 AUD ord 236 236
LLC
16-Nov-16 BlackRock Institutional Trust on mkt sell 99.40 AUD ord -428 -428
Company,National Association
16-Nov-16 BlackRock Japan Co.,Ltd. on mkt sell 99.40 AUD ord -2,161 -2,161
16-Nov-16 BlackRock Financial Management, on mkt buy 99.14 AUD ord 973 973
Inc.
16-Nov-16 BlackRock Japan Co.,Ltd. on mkt sell 99.40 AUD ord -131 -131
16-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 99.40 AUD ord -2,175 -2,175
16-Nov-16 BlackRock Asset Management on mkt sell 99.40 AUD ord -824 -824
Canada Limited
16-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 99.14 AUD ord 3,632 3,632
16-Nov-16 BlackRock Financial Management, on mkt sell 99.40 AUD ord -427 -427
Inc.
16-Nov-16 BlackRock Institutional Trust on mkt sell 99.48 AUD ord -1,426 -1,426
Company,National Association
16-Nov-16 BlackRock Investment Management on mkt buy 99.14 AUD ord 736 736
(Australia)Limited
16-Nov-16 BlackRock Financial Management, on mkt sell 99.40 AUD ord -1,158 -1,158
Inc.
16-Nov-16 BlackRock Investment Management on mkt sell 99.69 AUD ord -110 -110
(Australia) Limited

CSL

page 7 of 10

Date of
Change		 Person whose relevant interest
changed		 Nature of change
Consideration given in
change (5)		 (4) /
relation to		 CCY Class (6) and number of
securities affected		 Class (6) and number of
securities affected		 Person's
votes affected
16-Nov-16 BlackRock Fund Advisors on mkt buy 99.14 AUD ord 1,797 1,797
16-Nov-16 BlackRock Institutional Trust on mkt sell 99.48 AUD ord -927 -927
Company,National Association
16-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -5,895 -5,895
16-Nov-16 BlackRock Investment Management on mkt sell 99.70 AUD ord -636 -636
(Australia)Limited
16-Nov-16 BlackRock Investment Management on mkt sell 99.70 AUD ord -441 -441
(Australia)Limited
16-Nov-16 BlackRock Investment Management, on mkt sell 99.40 AUD ord -395 -395
LLC
16-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 99.40 AUD ord -2,140 -2,140
16-Nov-16 BlackRock Investment Management on mkt sell 99.69 AUD ord -270 -270
(Australia)Limited
16-Nov-16 BlackRock Financial Management, on mkt sell 99.40 AUD ord -1,112 -1,112
Inc.
16-Nov-16 BlackRock Japan Co.,Ltd. on mkt buy 99.14 AUD ord 261 261
16-Nov-16 BlackRock Investment Management on mkt sell 99.14 AUD ord -983 -983
(Australia)Limited
16-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -524 -524
16-Nov-16 BlackRock Institutional Trust on mkt sell 99.40 AUD ord -1,111 -1,111
Company,National Association
16-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 99.40 AUD ord -1,764 -1,764
16-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 99.40 AUD ord -2,141 -2,141
16-Nov-16 BlackRock Institutional Trust on mkt sell 99.40 AUD ord -345 -345
Company,National Association
16-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 99.14 AUD ord 908 908
16-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 99.14 AUD ord 202 202
16-Nov-16 BlackRock Institutional Trust on mkt sell 99.40 AUD ord -108 -108
Company,National Association
16-Nov-16 BlackRock Institutional Trust on mkt sell 99.40 AUD ord -1,330 -1,330
Company,National Association
16-Nov-16 BlackRock Institutional Trust on mkt sell 99.48 AUD ord -773 -773
Company,National Association
16-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 1,745 1,745
16-Nov-16 BlackRock Investment Management, on mkt sell 99.40 AUD ord -364 -364
LLC
16-Nov-16 BlackRock Institutional Trust on mkt sell 99.40 AUD ord -479 -479
Company,National Association
16-Nov-16 BlackRock Financial Management, on mkt sell 99.40 AUD ord -299 -299
Inc.
16-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 99.14 AUD ord 819 819
16-Nov-16 BlackRock Financial Management, on mkt sell 99.40 AUD ord -1,008 -1,008
Inc.
16-Nov-16 BlackRock Institutional Trust on mkt sell 99.40 AUD ord -1,323 -1,323
Company,National Association
16-Nov-16 BlackRock Japan Co.,Ltd. on mkt buy 99.14 AUD ord 373 373
16-Nov-16 BlackRock Japan Co.,Ltd. on mkt sell 99.40 AUD ord -2,944 -2,944
16-Nov-16 BlackRock Investment Management on mkt sell 99.40 AUD ord -288 -288
(UK)Limited
16-Nov-16 BlackRock Institutional Trust on mkt sell 99.40 AUD ord -1,644 -1,644
Company,National Association
16-Nov-16 BlackRock Japan Co.,Ltd. on mkt sell 99.40 AUD ord -768 -768
16-Nov-16 BlackRock Financial Management, on mkt sell 99.40 AUD ord -444 -444
Inc.
16-Nov-16 BlackRock Investment Management on mkt sell 99.70 AUD ord -6,568 -6,568
(Australia)Limited
16-Nov-16 BlackRock International Limited on mkt sell 99.40 AUD ord -1,173 -1,173
16-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 1,396 1,396
16-Nov-16 BlackRock Institutional Trust on mkt sell 99.40 AUD ord -6,554 -6,554
Company,National Association
16-Nov-16 BlackRock Advisors(UK)Limited in specie n/a AUD ord 820,842 820,842
17-Nov-16 BlackRock Institutional Trust in specie n/a AUD ord 3,298 3,298
Company,National Association
17-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 5,933 5,933
17-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 100.80 AUD ord 1,816 1,816
17-Nov-16 BlackRock Fund Advisors on mkt buy 101.09 AUD ord 696 696
17-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 2,392 2,392
17-Nov-16 BlackRock Investment Management in specie n/a AUD ord 3,025 3,025
(UK)Limited
17-Nov-16 BlackRock Institutional Trust on mkt sell 101.09 AUD ord -4,567 -4,567
Company,National Association
17-Nov-16 BlackRock Institutional Trust on mkt sell 101.09 AUD ord -17,737 -17,737
Company, National Association

CSL

page 8 of 10

Date of
Change		 Person whose relevant interest
changed		 Nature of change
Consideration given in
change (5)		 (4) /
relation to		 CCY Class (6) and number of
securities affected		 Class (6) and number of
securities affected		 Person's
votes affected
17-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 1,124 1,124
17-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 101.09 AUD ord 11,362 11,362
17-Nov-16 BlackRock Institutional Trust on mkt buy 100.74 AUD ord 14,852 14,852
Company,National Association
17-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 101.09 AUD ord 404 404
17-Nov-16 BlackRock Japan Co.,Ltd. on mkt sell 99.30 AUD ord -202 -202
17-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 1,288 1,288
17-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 101.09 AUD ord 1,687 1,687
17-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 101.09 AUD ord 2,730 2,730
17-Nov-16 BlackRock Institutional Trust in specie n/a AUD ord -3,298 -3,298
Company,National Association
17-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 101.09 AUD ord 31,171 31,171
17-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 101.09 AUD ord 909 909
17-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 101.09 AUD ord 26,334 26,334
17-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -262 -262
17-Nov-16 BlackRock Investment Management on mkt buy 100.45 AUD ord 86,956 86,956
(Australia)Limited
17-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 101.09 AUD ord 726 726
18-Nov-16 BlackRock Institutional Trust on mkt sell 100.06 AUD ord -159 -159
Company,National Association
18-Nov-16 BlackRock Institutional Trust on mkt sell 100.06 AUD ord -1,025 -1,025
Company,National Association
18-Nov-16 BlackRock Investment Management on mkt sell 100.21 AUD ord -5,530 -5,530
(Australia)Limited
18-Nov-16 BlackRock Advisors(UK)Limited in specie n/a AUD ord -1,170,643 -1,170,643
18-Nov-16 BlackRock Advisors,LLC on mkt sell 100.25 AUD ord -3,412 -3,412
18-Nov-16 BlackRock Investment Management, on mkt sell 100.25 AUD ord -1,569 -1,569
LLC
18-Nov-16 BlackRock Institutional Trust on mkt sell 100.06 AUD ord -3,238 -3,238
Company,National Association
18-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord -1,310 -1,310
18-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 100.37 AUD ord 2,494 2,494
18-Nov-16 BlackRock Institutional Trust on mkt sell 100.06 AUD ord -405 -405
Company,National Association
18-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 100.06 AUD ord -358 -358
18-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 2,810 2,810
18-Nov-16 BlackRock Institutional Trust on mkt sell 100.13 AUD ord -193 -193
Company,National Association
18-Nov-16 BlackRock Institutional Trust on mkt sell 100.06 AUD ord -74 -74
Company,National Association
18-Nov-16 BlackRock Investment Management, on mkt sell 100.06 AUD ord -97 -97
LLC
18-Nov-16 BlackRock Investment Management on mkt sell 100.21 AUD ord -415 -415
(Australia)Limited
18-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 100.37 AUD ord 4,830 4,830
18-Nov-16 BlackRock Investment Management on mkt sell 100.21 AUD ord -317 -317
(Australia)Limited
18-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 100.25 AUD ord 147 147
18-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 100.37 AUD ord 10,088 10,088
18-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 100.25 AUD ord 11,830 11,830
18-Nov-16 BlackRock Institutional Trust on mkt sell 100.06 AUD ord -932 -932
Company,National Association
18-Nov-16 BlackRock Japan Co.,Ltd. on mkt sell 100.06 AUD ord -1,146 -1,146
18-Nov-16 BlackRock Japan Co.,Ltd. on mkt sell 100.06 AUD ord -892 -892
18-Nov-16 BlackRock Institutional Trust on mkt sell 100.06 AUD ord -3,439 -3,439
Company,National Association
18-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 100.25 AUD ord 2,730 2,730
18-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 693 693
18-Nov-16 BlackRock Investment Management on mkt sell 100.20 AUD ord -104 -104
(Australia)Limited
18-Nov-16 BlackRock Investment Management on mkt buy 100.25 AUD ord 526 526
(UK)Limited
18-Nov-16 BlackRock Institutional Trust on mkt sell 100.06 AUD ord -267 -267
Company,National Association
18-Nov-16 BlackRock Institutional Trust on mkt sell 100.06 AUD ord -197 -197
Company,National Association
18-Nov-16 BlackRock Institutional Trust on mkt sell 100.06 AUD ord -3,814 -3,814
Company,National Association
18-Nov-16 BlackRock Financial Management, on mkt sell 100.06 AUD ord -635 -635
Inc.
18-Nov-16 BlackRock Investment Management on mkt sell 100.21 AUD ord -629 -629
(Australia) Limited

CSL

page 9 of 10

Date of
Change		 Person whose relevant interest
changed		 Nature of change
Consideration given in
change (5)		 (4) /
relation to		 CCY Class (6) and number of
securities affected		 Class (6) and number of
securities affected		 Person's
votes affected
18-Nov-16 BlackRock Investment Management on mkt sell 100.21 AUD ord -355 -355
(Australia)Limited
18-Nov-16 BlackRock Investment Management on mkt sell 100.21 AUD ord -3,943 -3,943
(Australia)Limited
18-Nov-16 BlackRock Institutional Trust on mkt sell 100.06 AUD ord -830 -830
Company,National Association
18-Nov-16 BlackRock(Singapore)Limited in specie n/a AUD ord 22,529 22,529
18-Nov-16 BlackRock Financial Management, on mkt sell 100.06 AUD ord -58 -58
Inc.
21-Nov-16 BlackRock Investment Management on mkt sell 99.59 AUD ord -2,475 -2,475
(Australia)Limited
21-Nov-16 BlackRock Advisors(UK)Limited on mkt buy 99.56 AUD ord 3,632 3,632
21-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 1,124 1,124
21-Nov-16 BlackRock Institutional Trust in specie n/a AUD ord -889 -889
Company,National Association
21-Nov-16 BlackRock Investment Management in specie n/a AUD ord 4,671 4,671
(UK)Limited
21-Nov-16 BlackRock Investment Management on mkt sell 99.59 AUD ord -142 -142
(Australia)Limited
21-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 99.56 AUD ord -5,584 -5,584
21-Nov-16 BlackRock Institutional Trust on mkt sell 99.56 AUD ord -4,918 -4,918
Company,National Association
21-Nov-16 BlackRock Investment Management on mkt sell 99.56 AUD ord -3,055 -3,055
(UK)Limited
21-Nov-16 BlackRock Investment Management on mkt sell 99.59 AUD ord -186 -186
(Australia)Limited
21-Nov-16 BlackRock International Limited on mkt sell 99.56 AUD ord -34,491 -34,491
21-Nov-16 BlackRock Investment Management on mkt sell 99.59 AUD ord -48 -48
(Australia)Limited
21-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 99.56 AUD ord -910 -910
21-Nov-16 BlackRock International Limited on mkt sell 99.56 AUD ord -1,427 -1,427
21-Nov-16 BlackRock Investment Management on mkt sell 99.59 AUD ord -1,766 -1,766
(Australia)Limited
21-Nov-16 BlackRock Advisors(UK)Limited on mkt sell 99.58 AUD ord -73,822 -73,822
21-Nov-16 BlackRock Fund Advisors in specie n/a AUD ord 562 562
21-Nov-16 BlackRock Investment Management on mkt sell 99.59 AUD ord -282 -282
(Australia)Limited
21-Nov-16 BlackRock Investment Management in specie n/a AUD ord -4,671 -4,671
(UK)Limited
21-Nov-16 BlackRock Investment Management on mkt sell 99.59 AUD ord -159 -159
(Australia) Limited

CSL

page 10 of 10

Annexure B

This is Annexure B of 1 pages referred to in form 605 Notice of ceasing to be a substantial shareholder

23-Nov-16

Kayla McGrory, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock (Singapore) Limited 20 Anson Road #18-01
079912 Singapore
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Advisors, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower,
Three Garden Road,Central,HongKong
BlackRock Financial Management, Inc. 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver,CO 80202(Colorado,USA)
BlackRock International Limited Exchange Place One,
1 Semple Street,
Edinburgh, EH3 8BL,
United Kingdom(Scotland, United Kingdom)
BlackRock Investment Management (Australia) Limited Level 26, 101 Collins Street
Melbourne VIC 3000
Australia(Victoria,Australia)
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku,Tokyo 100-8217(Japan)

CSL

page 1 of 1

Annexure C

This is Annexure C of 1 page referred to in form 605 Notice of ceasing to be a substantial shareholder

23-Nov-16
Kayla McGrory, Authorised Signatory
Date		 23-Nov-16
Kayla McGrory, Authorised Signatory
Date
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement: Party A - Citigroup Global Markets Limited
Party B - HSBC Institutional Trust Services (Asia) Limited
Transfer date: Refer to Annexure A (transactions identified as collateral
transfers)
Holder of voting rights: BlackRock Asset Management North Asia Limited (as
investment manager for the funds)
Are there any restrictions on voting rights?
If yes, detail		 Yes. Unless otherwise agreed between the parties, the
Registered Owner will not exercise any voting rights.
Scheduled return date (if any): Not applicable.
Does the borrower have the right to return
early?
If yes, detail		 Yes.
Upon an Event of Default under the GMSLA, the GMSLA
provides, broadly, that both parties payment and delivery
obligations will be accelerated and replaced with an obligation of
one party to pay a single cash sum to the other determined in
accordance with the provisions of the GMSLA (as modified by
the Annex). The GMSLA provides that the parties’ right to
terminate the Agreement upon notice will not affect the parties’
existing obligations in respect of any outstanding loans of
securities. The Annex amended and restricted the Borrower's
termination rights – i.e. Borrower may not have the right to
terminate and return the borrowed securities - as the Borrower
was to borrow the securities issued by it (or its sister company)
to provide protection against the insolvency of the issuer and so
usual rights of termination in a GMSLA were restricted.
Subject to the terms of the relevant Loan, the Borrower, may
early terminate a Loan and return Equivalent Securities at any
time provided that it “shall cease to have such entitlement if an
Act of Insolvency with respect to any Security Issuer or any of
the Borrower’s or any Security Issuer’s affiliates has occurred,
or any such person takes any steps preparatory to any of the
matters which would constitute an Act of Insolvency
Does the lender have the right to recall early?
If yes, detail		 Yes, at notice.
Will the securities be returned on settlement?
If yes, detail any exceptions		 Yes.

A copy of this agreement will be provided to CSL LTD or the Australian Securities and Investments Commission upon request.

CSL page 1 of 1

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