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CSL Ltd. — Major Shareholding Notification 2012
Jul 29, 2012
17854_rns_2012-07-29_ad0c55aa-979d-4f73-8f80-ae2430666158.pdf
Major Shareholding Notification
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605 page 1/2 15 July 2001
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme CSL Limited
ACN/ARSN 051 588 348
1. Details of substantial holder(1)
Name BlackRock Group
ACN/ARSN (if applicable)
| The holder ceased to be a substantial holder on The previous notice was given to the company on The previous notice was dated |
/ / 30 06 12 |
|---|---|
| / / 04 08 11 |
|
| / / 11 05 11 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change(5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annex B & C | |||||
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| See Annexure A | |
Signature
| print name sign here |
capacity Belinda Plotkin Company Secretary |
|---|---|
| date / / 30 07 12 |
605 page 2/2 15 July 2001
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
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(2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
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(3) See the definition of "associate" in section 9 of the Corporations Act 2001.
(4) Include details of:
-
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
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(5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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(6) The voting shares of a company constitute one class unless divided into separate classes.
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(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure A
This is Annexure A of (1) page referred to in form 605 Notice of ceasing to be a substantial shareholder
30-Jul-12
Belinda Plotkin, Company Secretary Date
2. Changes in relevant interests
CSL Limited
| Date of Change | Person whose relevant interest changed Nature of change (4) Consideration given in relation to change (5) (AUD) Person's votes affected Class (6) and number of securities affected |
|---|---|
| 12 May 2011 to 28 June 2012 |
BlackRock Group Purchases 375,060,458 ord 11,479,861 11,479,861 |
| BlackRock Group Sales 448,737,982 ord 13,549,559 13,549,559 |
|
| BlackRock Group Collateral - transfer in N/A ord 280,000 280,000 |
|
| BlackRock Group Collateral - transfer out N/A ord 70,000 70,000 |
CSL
page 1 of 3
Annexure B
This is Annexure B of 2 pages referred to in form 605 Notice of ceasing to be a substantial shareholder
30-Jul-12
Belinda Plotkin, Company Secretary
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Investments Canada, Inc | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| BlackRock Investment Management (Dublin) Ltd | Dublin, Ireland |
| BlackRock Investment Management (LUX) | 6d route de Treves |
| Luxembourg | |
| BlackRock (Luxembourg) SA | 6d Route de Treves |
| Senningerberg, L-2633 | |
| Luxembourg | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock Capital Management, Inc. | 100 Bellevue Parkway |
| Wilmington, DE 19809 | |
| BlackRock Fund Managers Ltd | 12 Throgmorton Avenue |
| London EC2N 2DL UK | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| BlackRock Asset Management North Asia Limited | 16/F, 2 Queen’s Road |
| Cheung Kong Center | |
| Hong Kong | |
| BlackRock International Ltd. | 40 Torphichen Street |
| Edinburgh EH3 8JB | |
| BlackRock Investment Management, LLC | 1 University Square Drive, Princeton, NJ 08540 |
| BlackRock Financial Management, Inc. | 40 E. 52nd Street |
| New York, NY 10022 | |
| BlackRock Asset Management Ireland Limited | JP Morgan House |
| International Fiancial Services Centre | |
| Dublin 1 IRELAND | |
| BlackRock Asset Management Japan Limited | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, Chiyoda-ku | |
| Tokyo 100-8217 | |
| BlackRock Advisors, LLC | 100 Bellevue Parkway |
| Wilmington, DE 19809 | |
| BlackRock Investment Management (Aust) Ltd | Level 19, 120 Collins St |
| (ACN 006 165 975) | Melbourne Australia |
| BlackRock Investment Management (UK) Ltd | 12 Throgmorton Avenue |
| London EC2N 2DL UK |
CSL
page 2 of 3
| Name | Address |
|---|---|
| BlackRock Advisors (UK) Ltd. | Murray House, 1 Royal Mint Court |
| London, EC3N 4HH, UK | |
| BlackRock Asset Management Australia Limited | Level 43, Grosvenor Place |
| (ACN 001 804 566) | 225 George Street |
| Sydney NSW 2000 Australia | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| BlackRock Institutional Trust Company, N.A. | 400 Howard Street |
| San Francisco, CA, 94105 |
CSL
page 3 of 3
Annexure C
This is Annexure C of 1 page referred to in form 605 Notice of ceasing to be a substantial shareholder
| 30 July 2012 | |
|---|---|
| Belinda Plotkin, Company Secretary | Date |
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited |
| Party B - HSBC Institutional Trust Services (Asia) Limited | |
| Transfer date: | 10 April 2012 – 4 June 2012 |
| Holder of voting rights: | Registered Owner |
| Are there any restrictions on voting rights? | No |
| If yes, detail | |
| Scheduled return date (if any): | Not applicable |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | At notice |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions |
A copy of this agreement will be provided to CSL Limited or the Australian Securities and Investments Commission upon request.
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