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CSL Ltd. — Major Shareholding Notification 2009
Sep 14, 2009
17854_rns_2009-09-14_f8e75877-7937-4453-bb26-2602063f5f54.pdf
Major Shareholding Notification
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14 September 2009
BY FAX - ORIGINAL IN POST (61 3 9389 1911)
CSL Limited 45 Poplar Road Parkville Victoria, Australia 3052
Re: Notice of Interests of Substantial Shareholder under Section 671B
Company Secretary:
Enclosed is a Form 603 dated 11 September 2009. Please note that a copy of this report has been sent to the Australian Stock Exchange.
The Capital Group Companies, Inc. (“CGC”) is the parent company of Capital Research and Management Company (“CRMC”). CRMC is a U.S.-based investment management company that manages The American Funds family of mutual funds. CGC is also the parent company of Capital Group International, Inc. (“CGII”), which in turn is the parent company of five investment management companies: Capital Guardian Trust Company, Capital International, Inc., Capital International Limited, Capital International Sàrl and Capital International K.K. Each of these investment management companies acts separately from the others and from CGC in exercising investment discretion over its managed accounts.
Neither CGC nor any of its affiliates own shares of your company for its own account. Rather, the shares reported on Form 603 are owned by accounts under the discretionary investment management of one or more of the investment management companies described above.
For the purposes of this Notice an outstanding share balance of 592,485,824 shares was used to calculate the percentages of holdings of the relevant share capital. We believe this outstanding share balance is current; however, if this number is not accurate, please contact us as soon as possible so that we may make the necessary revisions to this Notice.
Should you have questions or require additional information, please contact Gina Martinez or Vivien Tan at (213) 615-0469 or send a fax message to (213) 486-9698. Alternatively, you may contact us via E-mail at [email protected].
Regards,
Vivien Tan Compliance Specialist
603 page Page 1 of 2
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme
CSL Limited
ACN/ARSN
1. Details of substantial holder (1)
The Capital Group Companies, Inc.
Name ACN/ARSN (if applicable) n/a
The holder became a substantial holder on
11 September 2009
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class ofsecurities (4) | Numberofsecurities | Person'svotes (5) | Voting power(6) |
|---|---|---|---|
| Ordinary Shares | 32,199,306 | 32,199,306 | 5.4346% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| The Capital Group Companies, Inc. | 32,199,306 Ordinary Shares |
The shares being reported under this section are owned by accounts under the discretionary investment management of 1 investment management company (Capital Research and Management Company) which is a direct or indirect subsidiary of The Capital Group Companies, Inc., 333 South Hope Street, 55th Floor, Los Angeles, California 90071.
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| none | |||
| SeeAnnexureAdated11September 2009 (copy attached) |
603 page Page 2 of 2
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Consideration (9) | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| The Capital Group Companies,Inc. |
25/05/2009 to 11/09/2009 | Average price of 32.3265 | 18,964,263 Ordinary Shares |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
|---|---|
| N/A | N/A |
The company (Capital Research and Management Company) referred to in paragraph 1(a) is a wholly owned direct or indirect subsidiary of The Capital Group Companies, Inc.
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| The Capital Group Companies, Inc. | 333 South Hope Street, 55 ~~th~~Floor LosAngeles, CA90071 |
Signature
print name: Liliane Corzo
Capacity: Associate Counsel
sign here ______
Date: 14 September 2009
Annexure “A”
This is the Annexure of 1 page marked Annexure “A” referred to in Form 603 (initial) signed by this corporation dated 11 September 2009.
The Capital Group Companies, Inc.
By: ________ Liliane Corzo Associate Counsel
Australia Annexure
CSL Limited
11 September 2009
| CG Investment Management Company Capital Research and Management Company GRAND TOTAL |
Account Number 11000005 11000007 11000010 11000016 11000034 11000073 11000077 11000813 |
Number of Shares 4,000,000 8,170,125 1,972,449 16,586,689 500,000 250,000 540,043 180,000 32,199,306 32,199,306 |
% Held | |
|---|---|---|---|---|
| 5.43% | ||||
Nominee List
CSL Limited
11 September 2009
Nominee Name
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Chase Manhattan Bank Australia Limited
Level 36 World Trade Centre
Jamison Street
Sydney, NSW 2000 Australia
11000005 4,000,000
11000007 8,170,125
11000016 16,586,689
Total Shares: 28,756,814
DBS Nominees Pte. Ltd.
6 Shenton Way
Singapore
0106
11000073 250,000
Total Shares: 250,000
JP Morgan Chase Bank
11000034 500,000
Total Shares: 500,000
Westpac Custodian Nominees
50 Pitt Street, 8th Floor
Sydney, NSW 2000
Australia
11000010 1,972,449
11000077 540,043
11000813 180,000
Total Shares: 2,692,492
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