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CSL Ltd. — Major Shareholding Notification 2009
Oct 19, 2009
17854_rns_2009-10-19_b7b9f410-062d-4375-b61a-d098d9ad2937.pdf
Major Shareholding Notification
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19 October 2009
BY FAX - ORIGINAL IN POST (61 3 9389 1434)
CSL Limited 45 Poplar Road Parkville Victoria, Australia 3052
Re: Notice of Change in Interests of Substantial Shareholder under Section 671B
Company Secretary:
Enclosed is a Notice of Change in Interests of Substantial Shareholder under Section 671B dated 16 October 2009. Please note that a copy of this report has been sent to the Australian Stock Exchange.
Neither the Capital Group Companies, Inc. nor any of its affiliates own shares of your company for its own account. Rather, the shares reported on Form 604 are owned by accounts under the discretionary investment management of one or more of the investment management companies that make up the Capital Group Companies, Inc.
For the purpose of this Notice, an outstanding share balance of 580,787,151 shares was used to calculate the percentage of holdings of the relevant share capital. We believe this outstanding share balance is current; however, if this number is not accurate, please contact us as soon as possible so that we may make the necessary revisions to this Notice.
Should you have questions or require additional information, please contact Gina Martinez or Vivien Tan at (213) 615-0469, or send a fax message to (213) 486-9698. Alternatively, you may contact us via e-mail at [email protected].
Regards,
Gina Martinez Compliance Manager
604 page Page 1 of 2
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme CSL Limited ACN/ARSN 1. Details of substantial holder(1) Name The Capital Group Companies, Inc. ACN/ARSN (if applicable) n/a There was a change in the interests of the substantial holder on 16 October 2009 The previous notice was given to the company on 14 September 2009 The previous notice was dated 11 September 2009
The shares reported were owned by accounts under the discretionary investment management of 1 investment management company (Capital Research and Management Company) which is a direct or indirect subsidiary of The Capital Group Companies, Inc., 333 South Hope Street, 55th Floor, Los Angeles, California 90071.
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person'svotes | Voting power(5) | Person'svotes | Voting power(5) | |
| Ordinary Shares {OR Stapled Securities} |
32,199,306 shares | 5.4346% | 37,791,043 shares |
6.5069% |
The shares being reported under this section are owned by accounts under the discretionary investment management of 1 investment management company (Capital Research and Management Company) which is a direct or indirect subsidiary of The Capital Group Companies, Inc., 333 South Hope Street, 55th Floor, Los Angeles, California 90071.
604 page Page 2 of 2
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 14 Sept 09 Through 16 Oct 09 |
The Capital Group Companies, Inc. |
Acquisition | Average price of 33.7204 AUD |
5,591,737Ordinary Shares |
5,591,737 |
See Annexure A dated 11 September 2009
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| none | |||||
| See Annexure A dated 16 October 2009 (copy attached) |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
|---|---|
| N/A | N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| The Capital Group Companies, Inc. | 333 South Hope Street, 55 ~~th~~Floor LosAngeles, CA90071 |
Signature
print name: Walter R. Burkley Capacity: Senior Counsel sign here ______ date 19 October 2009
Annexure “A”
This is the Annexure of 1 page marked Annexure “A” referred to in Form 604 signed by this corporation dated 16 October 2009.
The Capital Group Companies, Inc.
By: ________ Walter R. Burkley Senior Counsel
Australia Annexure
CSL Limited
16 October 2009
| CG Investment Management Company Capital Research and Management Company GRAND TOTAL |
Account Number 11000005 11000007 11000010 11000016 11000034 11000073 11000077 11000813 |
Number of Shares 4,000,000 9,957,765 2,940,000 19,373,235 550,000 250,000 540,043 180,000 37,791,043 37,791,043 |
% Held | |
|---|---|---|---|---|
| 6.51% | ||||
Nominee List
CSL Limited
16 October 2009
Nominee Name
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Chase Manhattan Bank Australia Limited
Level 36 World Trade Centre
Jamison Street
Sydney, NSW 2000 Australia
11000005 4,000,000
11000007 9,957,765
11000016 19,373,235
Total Shares: 33,331,000
DBS Nominees Pte. Ltd.
6 Shenton Way
Singapore
0106
11000073 250,000
Total Shares: 250,000
JP Morgan Chase Bank
11000034 550,000
Total Shares: 550,000
Westpac Custodian Nominees
50 Pitt Street, 8th Floor
Sydney, NSW 2000
Australia
11000010 2,940,000
11000077 540,043
11000813 180,000
Total Shares: 3,660,043
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