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CSL Ltd. Major Shareholding Notification 2003
17854_rns_2003-02-13_a7890c43-8490-4390-bb30-2b9daa78a3ec.pdf
Major Shareholding Notification
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| CONCORD CAPITAL |
|
|---|---|
| FACSIMILE TRANSMITTAL SHEET | |
| TO: Australian Stock Exchange |
FROM: Carolyn Kiffin |
| COMPANY: | DATE. Friday, 14 February 2003 |
| FAX NUMBER: 1300 300 021 |
TOTAL NO. OF PAGES INCLUDING COVER: Five |
| RE. Notice of Initial Substantial Holdings |
PHONE NUMBER: (02) 9006-3000 |
| $\boxtimes$ urgent $\Box$ for rewiew $\Box$ please comment $\Box$ please reply $\Box$ please recycle |
|
Please find following Form 603 - Notice of Initial Substantial Holder-re CSL Limited.
Concord Capital does not own CSL Limited shares for its own account - the shares reported on Form 603 are owned by funds under the investment management of Concord Capital
Regards
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$QP^{\circ}$ rio Carolyn Kiffin Manager-Operations Concord Capital Limited
| Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder |
|
|---|---|
| CSL To Company Name/Scheme ACN/ARSN ೦೨∣ |
Limited 588 348 |
| 1. Details of substantial holder $\langle 1 \rangle$ Name くつけ ACN/ARSN (if applicable) دہ |
coval Coupital Limited 842 කි. |
| The holder became a substantial holder on | 12 /2/03 . |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in on the date the substantial holde
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| $\sim$ T |
|||
3. Details of relevant interests
The rature of the refovant interest the substantial nolder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Kefer to Annexurk | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| keler. 口 |
|||
| Annexure |
5. Consideration
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The consideration paid for each relevant interest (piorred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| ktler To | Cash | Non-cash. | ||
| Americe B | ||||
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | ---- Nature of association --- |
|
|---|---|---|
| $\sim$ | ---- -- |
|
| ---- ---- |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | . Address ------- |
|---|---|
| $\alpha$ | llevel (0,6-10 Ocannell St |
Signature
$\frac{C. \mathcal{E}csceta \times \mathcal{A}}{1000 \times 1000 \times 2003}$ Faynes print name sign here DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $\left( 2\right)$
- $\Box$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $\langle 0 \rangle$ The voting shares of a company constitute one class unless divided into separate classes.
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant $(5)$ interest in
- $(6)$ The person's votes divided by the total volles in the body corporate or scheme multiplied by 100.
$\left( 7\right)$ Include details of:
- any relevant agreement or othe dircumstances by which the relevant interest was acquired. If subsection 6713(4) applies, a copy of any document setting out $\left($ a) the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement. must accompany
this form, together with a written statement certifying this contra - $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securicies to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(3)$
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
entitled to receive in relation to that acquisition. Details $\Box$ included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
| Details of registered shareholdings as at | 12 February 2003 | |
|---|---|---|
| Registered holder of sccurities | Address | Number of securities |
| Commonwealth Custodian Services Ltd National Custodian Services |
Level 4, 48 Martin Place, Sydney, NSW 2000 GPO Box 1406M, Melbourne VIC 3001 |
159,973 139,847 |
| National Custodian Services National Custodian Services |
GPO Box 1406M, Melbourne VIC 3001 GPO Box 1406M, Malbourne VIC 3001 |
575,587 |
| JP Morgan Chase Limited | George Street, NSW 2000 Level 37, 259 |
412,904 562,887 |
| Cogent Nominees Limited | PO Box R209, Royal Exchange, NSW 1225 | 59,151 |
| Cogent Nominees Limited | PO Box R209, Royal Exchange, NSW 1225 | 355,719 |
| Commonwealth Custodian Services Ltd | Level 4, 48 Martin Place, Sydney, NSW 2000 | 22,133 |
| JP Morgan Chase Limited | 520,870 | |
| State Street Australia Limited | Level 37, 259 George Street, NSW 2000 Level 7, 338 Pitt Street, Sydney NSW 2000 |
375,237 |
| State Street Australia Limited | evel 7, 338 Pitt Street, Sydney NSW 2000 | 197,450 |
| State Street Australia Limited | Level 7, 338 Pltt Street, Sydney NSW 2000 | 2,263,710 |
| State Street Australia Limited | Level 7, 338 Pltt Street, Sydney NSW 2000 | 62,077 |
| State Street Australia Limited | Level 7, 338 Ptt Street, Sydney NSW 2000 | 271,887 |
| State Street Australia Limited | Level 7, 338 Pitt Street, Sydney NSW 2000 | 863,713 |
| Commonwealth Custodian Services Ltd | Level 4, 48 Martin Place, Sydney NSW 2000 | 102,123 |
| National Custodian Services | GPO Box 1406M, Melbourne, VIC 3001 | 191,045 |
| National Custodian Services | GPO Box 1406M, Melbourne, VIC 3001 | 525,447 |
| Cogent Nominees Limited | PO Box R209, Royal Exchange, NSW 1225 | 173,229 |
| National Custodian Services | GPO Box 1406M, Melbourne, VIC 3001 | 59,863 |
| Total | 8,094,852 |
13-FEB-2003 04:27PM FROM-
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CONCORD
CAPITAL
Amexure A of Form 604 - Notice of change of substantial holder.
$T-229$ $P.004/005$ $F - 361$
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Annexure B of Form 604 - Notice of change of substantial holder.
Details of net trades between 14 October and 15 February 2003.
| Date | Consideration | Net Trade |
|---|---|---|
| 15-Oct-02 | 6,863,283.67 | 329,807 |
| 16-Oct-02 | 770,829.28 | 36,067 |
| 17-Oct-02 | 1,762,593.64 | 91,338 |
| 18-Oct-02 | 5,873,486.68 | 326,217 |
| 24-Oct-02 | 4,310,295.90 | 221,569 |
| 25-Oct-02 | 534,095.26 | 27,953 |
| 28-Oct-02 | 46,146.44 | 2,398 |
| 31-Oct-02 | 1,916,203.05 | 108,924 |
| 07-Nov-02 | 674225.36 | 38614 |
| 08-Nov-02 | 857,340.51 | 43,938 |
| 11-Nov-02 | 505,458.99 | 30,021 |
| 12-Nov-02 | 3.149,770.33 | 194,863 |
| 14-Nov-02 | 350,411.87 | 20,114 |
| 02-Dec-02 | 960,872.49 | 42,904 |
| 04-Dec-02 | 40,134,079.80 | 2,068,767 |
| $10 - Dec 02$ | 6,101,357.15 | 302,691 |
| 18-Dec-02 | 650,934.15 | 33,657 |
| 19-Dec-02 | 2,903,972.83 | 150,000 |
| 20-Dec-02 | 776,310.68 | 39,000 |
| 23-Dec-02 | 558,663.75 | 26,416 |
| 30-Dec-02 | 2,840,291.30 | 130,889 |
| 31-Dec-02 | 2,830,381.40 | 131,752 |
| 06-Jan-02 | -17.437.80 | -800 |
| 15-Jan-02 | 2,241,910.56 | 104,178 |
| 16-Jan-03 | -666,004.73 | $-31,634$ |
| 17-Jan-03 | -209,518.59 | $-10,003$ |
| 24-Jan-03 | 1,848,431.98 | 100,000 |
| 28-Jan-03 | 1,984,452.25 | 107,715 |
| $31$ -Jan-03 11-Feb-03 |
260,612.44 | 14,658 |
| 12-Feb-03 | 1,444,001.14 | 97,945 |
| 3,449.062.16 | 228,537 |